MEMORANDUM OPINION AND ORDER
SOLIS, District Judge.
Now before the Court is Plaintiff Donald Hugh Henley’s Motion for Partial Summary Judgment, filed October 30, 1998. After full consideration of the motion, responses and applicable law, for the reasons discussed herein, the Court hereby GRANTS Plaintiffs Motion for Partial Summary Judgment.
FACTS
This case involves claims of misappropriation of name and likeness, unjust enrichment, trademark dilution under the Lan-ham Act, and unfair competition under the Lanham Act and the common law. Plaintiffs Motion for Partial Summary Judgment specifically addresses his misappropriation claim; otherwise referred to as a claim for invasion of the right of publicity.
Plaintiff Donald Hugh Henley (“Henley” or “Plaintiff’), is a popular and critically acclaimed rock and roll musician. PL’s Compl. at 2. He began his music career in the 1970s as the founder and member of the band
The Eagles.
In the 1980s and 1990s, Henley maintained a successful solo career by continuing to produce platinum albums and perform on tour in concerts around the world. Pl.’s Compl. at 2-3.
On September 3 and 4, 1997, Defendant Dillard Department Stores (“Dillard” or “Defendant”) ran a newspaper advertisement for a shirt known as a “henley.” PL’s App. at 4. The ad features a photograph of a man wearing a henley shirt with the words, “This is Don” in large print, beside the picture, and an arrow pointing toward the man’s head from the words. Underneath the words is the statement, “This is Don’s henley” in the same size print, with a second arrow pointing to the shirt. The advertisement also included the name of the retailer, “Dillard’s”, general information about the sale price of the shirts, the name of the shirt’s manufacturer, the available sizes and the following: “Sometimes Don tucks it in; other times he wears it loose — it looks great either way. Don loves his henley; you will too.” The ad ran in newspapers throughout Texas and in Mexico.
DISCUSSION
A. Summary Judgment Standard
Summary Judgment shall be rendered when the pleadings, depositions, answers to interrogatories and admissions on file, together with affidavits, if any, show that there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law. Fed.R.Civ.P. 56(c);
Celotex Corp. v. Catrett,
477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). All evidence and the reasonable inferences to be drawn therefrom must be viewed in the light most favorable to the party opposing the motion.
United States v. Diebold, Inc.,
369 U.S. 654, 655, 82 S.Ct. 993, 8 L.Ed.2d 176 (1962). The moving party bears the burden of informing the district court of the basis for its belief that there is an absence of a genuine issue for trial, and of identifying those portions of the record that demonstrate such an absence.
Celotex,
477 U.S. at 323, 106 S.Ct. 2548.
Once the moving party has made an initial showing, the party opposing the motion must come forward with competent summary judgment evidence of the existence of a genuine fact issue.
Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp.,
475 U.S. 574, 586, 106 S.Ct. 1348, 89
L.Ed.2d 538 (1986). The party defending against the motion for summary judgment cannot defeat the motion unless he provides specific facts that show the case presents a genuine issue of material fact, such that a reasonable jury might return a verdict in his favor.
Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). Mere assertions of a factual dispute unsupported by probative evidence will not prevent summary judgment.
Id.
at 248-50, 106 S.Ct. 2505;
Abbott v. Equity Group, Inc.,
2 F.3d 613, 619 (5th Cir.1993). In other words, conclusory statements, speculation and unsubstantiated assertions will not suffice to defeat a motion for summary judgment.
Douglass v. United Servs. Auto. Ass’n,
79 F.3d 1415, 1429 (5th Cir.1996) (en banc). If the nonmoving party fails to make a showing sufficient to establish the existence of an element essential to is case, and on which he bears the burden of proof at trial, summary judgment must be granted.
Celotex,
477 U.S. at 322-23, 106 S.Ct. 2548.
B. Right to Publicity
The right of publicity is often described as the “inherent right of every human being to control the commercial use of his or her identity.” J. Thomas McCarthy,
Melville B. Nimmer and the Right of Publicity: A Tribute,
34 U.C.L.A.L.Rev. 1703, 1704 (1987);
Elvis Presley Enterps., Inc. v. Capece,
950 F.Supp. 788, 801 (S.D.Tex.1996). The right to publicity is considered an intellectual property right. McCarthy,
supra,
at 1712. It is a more expansive right than any common law or statutory trademark infringement right because it does not require a showing of likelihood of confusion.
Elvis,
950 F.Supp. at 801;
Rogers v. Grimaldi,
875 F.2d 994, 1003-04 (2d Cir.1989);
see
McCarthy,
supra,
at 1708-09.
The tort of misappropriation of one’s name or likeness is generally referred to as the “Right of Publicity” and is based on section 652C of the Restatement of Torts which reads, “One who appropriates to his own use or benefit the name or likeness of another is subject to liability to the other for invasion of his privacy.” Restatement (Second) of Torts § 652C (1977);
Matthews v. Wozencraft,
15 F.3d 432, 437 (5th Cir.1994). The Fifth Circuit has specifically identified three elements á plaintiff must prove to recover for the tort of misappropriation of name and likeness in Texas: (1) the defendant appropriated the plaintiffs name or likeness for the value associated with it, and not in an incidental manner or for a newsworthy purpose; (2) the plaintiff can be identified from the publication; and (3) there was some advantage or benefit to the defendant.
Matthews, 15
F.3d at 437.
The right of publicity is designed to protect the commercial interests of celebrities in their identities.
Carson v. Here’s Johnny Portable Toilets, Inc.,
698 F.2d 831, 835 (6th Cir.1983).
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MEMORANDUM OPINION AND ORDER
SOLIS, District Judge.
Now before the Court is Plaintiff Donald Hugh Henley’s Motion for Partial Summary Judgment, filed October 30, 1998. After full consideration of the motion, responses and applicable law, for the reasons discussed herein, the Court hereby GRANTS Plaintiffs Motion for Partial Summary Judgment.
FACTS
This case involves claims of misappropriation of name and likeness, unjust enrichment, trademark dilution under the Lan-ham Act, and unfair competition under the Lanham Act and the common law. Plaintiffs Motion for Partial Summary Judgment specifically addresses his misappropriation claim; otherwise referred to as a claim for invasion of the right of publicity.
Plaintiff Donald Hugh Henley (“Henley” or “Plaintiff’), is a popular and critically acclaimed rock and roll musician. PL’s Compl. at 2. He began his music career in the 1970s as the founder and member of the band
The Eagles.
In the 1980s and 1990s, Henley maintained a successful solo career by continuing to produce platinum albums and perform on tour in concerts around the world. Pl.’s Compl. at 2-3.
On September 3 and 4, 1997, Defendant Dillard Department Stores (“Dillard” or “Defendant”) ran a newspaper advertisement for a shirt known as a “henley.” PL’s App. at 4. The ad features a photograph of a man wearing a henley shirt with the words, “This is Don” in large print, beside the picture, and an arrow pointing toward the man’s head from the words. Underneath the words is the statement, “This is Don’s henley” in the same size print, with a second arrow pointing to the shirt. The advertisement also included the name of the retailer, “Dillard’s”, general information about the sale price of the shirts, the name of the shirt’s manufacturer, the available sizes and the following: “Sometimes Don tucks it in; other times he wears it loose — it looks great either way. Don loves his henley; you will too.” The ad ran in newspapers throughout Texas and in Mexico.
DISCUSSION
A. Summary Judgment Standard
Summary Judgment shall be rendered when the pleadings, depositions, answers to interrogatories and admissions on file, together with affidavits, if any, show that there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law. Fed.R.Civ.P. 56(c);
Celotex Corp. v. Catrett,
477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). All evidence and the reasonable inferences to be drawn therefrom must be viewed in the light most favorable to the party opposing the motion.
United States v. Diebold, Inc.,
369 U.S. 654, 655, 82 S.Ct. 993, 8 L.Ed.2d 176 (1962). The moving party bears the burden of informing the district court of the basis for its belief that there is an absence of a genuine issue for trial, and of identifying those portions of the record that demonstrate such an absence.
Celotex,
477 U.S. at 323, 106 S.Ct. 2548.
Once the moving party has made an initial showing, the party opposing the motion must come forward with competent summary judgment evidence of the existence of a genuine fact issue.
Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp.,
475 U.S. 574, 586, 106 S.Ct. 1348, 89
L.Ed.2d 538 (1986). The party defending against the motion for summary judgment cannot defeat the motion unless he provides specific facts that show the case presents a genuine issue of material fact, such that a reasonable jury might return a verdict in his favor.
Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). Mere assertions of a factual dispute unsupported by probative evidence will not prevent summary judgment.
Id.
at 248-50, 106 S.Ct. 2505;
Abbott v. Equity Group, Inc.,
2 F.3d 613, 619 (5th Cir.1993). In other words, conclusory statements, speculation and unsubstantiated assertions will not suffice to defeat a motion for summary judgment.
Douglass v. United Servs. Auto. Ass’n,
79 F.3d 1415, 1429 (5th Cir.1996) (en banc). If the nonmoving party fails to make a showing sufficient to establish the existence of an element essential to is case, and on which he bears the burden of proof at trial, summary judgment must be granted.
Celotex,
477 U.S. at 322-23, 106 S.Ct. 2548.
B. Right to Publicity
The right of publicity is often described as the “inherent right of every human being to control the commercial use of his or her identity.” J. Thomas McCarthy,
Melville B. Nimmer and the Right of Publicity: A Tribute,
34 U.C.L.A.L.Rev. 1703, 1704 (1987);
Elvis Presley Enterps., Inc. v. Capece,
950 F.Supp. 788, 801 (S.D.Tex.1996). The right to publicity is considered an intellectual property right. McCarthy,
supra,
at 1712. It is a more expansive right than any common law or statutory trademark infringement right because it does not require a showing of likelihood of confusion.
Elvis,
950 F.Supp. at 801;
Rogers v. Grimaldi,
875 F.2d 994, 1003-04 (2d Cir.1989);
see
McCarthy,
supra,
at 1708-09.
The tort of misappropriation of one’s name or likeness is generally referred to as the “Right of Publicity” and is based on section 652C of the Restatement of Torts which reads, “One who appropriates to his own use or benefit the name or likeness of another is subject to liability to the other for invasion of his privacy.” Restatement (Second) of Torts § 652C (1977);
Matthews v. Wozencraft,
15 F.3d 432, 437 (5th Cir.1994). The Fifth Circuit has specifically identified three elements á plaintiff must prove to recover for the tort of misappropriation of name and likeness in Texas: (1) the defendant appropriated the plaintiffs name or likeness for the value associated with it, and not in an incidental manner or for a newsworthy purpose; (2) the plaintiff can be identified from the publication; and (3) there was some advantage or benefit to the defendant.
Matthews, 15
F.3d at 437.
The right of publicity is designed to protect the commercial interests of celebrities in their identities.
Carson v. Here’s Johnny Portable Toilets, Inc.,
698 F.2d 831, 835 (6th Cir.1983). It is intended to protect the value of a celebrity’s notoriety or skill.
Matthews,
15 F.3d at 437. Because a celebrity’s identity can be valuable in the promotion of products, “the celebrity has an interest that may be protected from the unauthorized commercial exploitation of that identity.”
Carson,
698 F.2d at 834. Such celebrities have an exclusive legal right to control and profit from the commercial use of their name, personality and identity.
Id.
“If the celebrity’s identity is commercially exploited, there has been an invasion of his right whether or not his ‘name or likeness’ is used.”
Id.
(court suggests that comedian Johnny Carson’s identity may be exploited when neither his name, John W. Carson, nor his picture is used.). The tort does not protect the use of the celebrity’s name per se, but rather the value associated with that name.
Matthews,
15 F.3d at 437.
Typically, the defendant in a Right to Publicity case has “ ‘appropriated to his own use or benefit the reputation, prestige, social or commercial standing, public interest or other values of his name
or likeness.’ ”
Matthews,
15 F.3d at 437 (citing Restatement § 652C cmt. c). A person’s right of publicity may be violated when a defendant employs an aspect of that person’s persona in a manner that symbolizes or identifies the person, “such as the use of a name, nickname, voice, picture, performing style, distinctive characteristics or other indicia closely associated with a person.”
Elvis,
950 F.Supp. at 801. Such appropriation generally becomes actionable when it is used to “advertise the defendant’s business or product.”
Matthews,
15 F.3d at 437 (citing Restatement § 652C, cmt. b);
Elvis,
950 F.Supp. at 801. A violation can occur simply in the use of a phrase that clearly identifies the celebrity.
Elvis,
950 F.Supp. at 801;
see Carson,
698 F.2d at 836. It is not fatal to a plaintiffs claim that the defendant did not use the plaintiffs ‘name.’
Carson,
698 F.2d at 837.
1. Did Defendant Appropriate the Plaintiffs Name or Likeness for the Value Associated with it, and not in an Incidental Manner or for a Newsworthy Purpose?
The threshold issue to determine in analyzing this element is whether Defendant actually appropriated Defendant’s name or likeness. Plaintiff maintains that Dillard used Don Henley’s name by using the expression “Don’s henley.” Pl.’s Mot. for Summ. J. at 10-13. In the alternative, Plaintiff argues that, at a minimum, Plaintiffs likeness and identity were appropriated by Dillard for its advertisement.
Id.
at 13-22. Defendant insists that whether it appropriated Plaintiffs name or likeness is an issue for a jury, not the Court, to determine. Def.’s Resp. to Pl.’s Mot. for Summ. J. at 2-5.
While use of the expression “Don’s hen-ley” is arguably the use of Plaintiffs name, a genuine issue of fact exists as to whether that expression is, indeed, Plaintiffs name. However, Courts have recognized that a defendant may be held liable for using a phrase or image that clearly identifies the celebrity, in addition to finding liability for using a plaintiffs precise name.
White v. Samsung Elecs. Am., Inc.,
971 F.2d 1395 (9th Cir.1992),
cert. denied,
508 U.S. 951, 113 S.Ct. 2443, 124 L.Ed.2d 660 (1993) (ad depicting a robot, dressed in a wig, gown, and jewelry and posing next to game show Wheel of Fortune set, violated Plaintiff Vanna White’s right of publicity);
Carson,
698 F.2d 831 (use of the phrase “Here’s Johnny” in the name of defendant’s corporation, and the phrase “World’s Foremost Commodian” in its slogan, violated Plaintiffs right of publicity);
Motschenbacher v. R.J. Reynolds Tobacco Co.,
498 F.2d 821 (9th Cir.1974) (use of photo of distinctive race car of well known professional race car driver, whose name and likeness were not used, violated his right of publicity);
Ali v. Playgirl, Inc.,
447 F.Supp. 723 (S.D.N.Y.1978) (use of drawing of nude, black, male sitting on stool in corner of boxing ring captioned “Mystery Man,” but also identified as “The Greatest,” violated right to publicity);
Hirsch v. S.C. Johnson & Son, Inc.,
90 Wis.2d 379, 280 N.W.2d 129 (1979) (use of term “Crazylegs” on women’s shaving gel violated defendant’s right to publicity because that term was the nickname of defendant, a famous football player). Because the use of the expression “Don’s henley” is so clearly recognizable as a likeness of Plaintiff, the Court finds that no reasonable juror could conclude that the phrase “Don’s henley” does not clearly identify the Plaintiff, Don Henley.
Defendant argues that the issue of whether Defendant appropriated Plaintiffs name or likeness is a question of fact, and thus, such determination is within the province of the jury, not the Court. Def.’s Resp. to Pl.’s Mot. for Summ. J. at 2-5. Defendant argues that because the Court held, in its Order on Defendant’s Motion to Dismiss / Motion for Summary Judgment, that “there are clear fact issues with respect to whether Dillard appropriated plaintiffs name or likeness and whether plaintiff can be identified from the ad,”
that this Court is now precluded from concluding that no reasonable juror could find that a fact issue exists based on the standard applicable to Plaintiffs Motion for Summary Judgment.
Id.
at 3; Order of May 12, 1998. Defendant is incorrect. The Court was deciding, in its May 12 Order, an issue based on a standard different from this Order. In Defendant’s Motion for Summary Judgment on which the May 12 Order was based, Henley was required to come forward with competent summary judgment evidence of the existence of a genuine fact issue.
Matsushita,
475 U.S. at 586, 106 S.Ct. 1348. Plaintiff was required to provide specific facts that showed that his case presented a genuine issue of material fact, such that a reasonable jury might return a verdict in his favor.
Anderson,
477 U.S. at 248, 106 S.Ct. 2505. The Court was reviewing the summary judgment motion based on that standard and was determining whether Plaintiff had, at a minimum, enough evidence of appropriation that a jury might return a verdict in his favor. The Court concluded that Henley did present enough evidence to defeat the motion and thus, that Plaintiff had proven, at a minimum, that a fact issue existed as to whether Dillard appropriated Henley’s name or likeness.
Defendant takes the Court’s statements out of context when it attempts to apply the Court’s language to the present motion. The motion now before the Court requires the Defendant to present evidence that a genuine fact issue exists as to whether Defendant appropriated Plaintiffs name or likeness. Therefore, an entirely different issue and analysis is now before the Court, and based on Defendant’s evidence, the Court concludes that there is no genuine fact issue in dispute as to whether Defendant appropriated Plaintiffs name or likeness.
The second issue the Court must resolve is whether Defendant appropriated Plaintiffs name or likeness
for the value associated ivith it,
and not in an incidental manner. Defendant argues that “there has been no evidence presented that Dillard chose to use the wording ‘Don’s henley’ in order to capitalize on the alleged value of the name Don Henley.” Def.’s Resp. to Pl.’s Mot. for Summ. J. at 5. The Court disagrees, and in fact, finds that Defendant has presented no reasonable evidence to defeat Plaintiffs summary judgment motion. Plaintiff presents uncontroverted deposition testimony from Lisa M. Robertson, the creator of the print advertisement, admitting that use of Don Henley’s ‘name’ was intended to make the ad more interesting. Robertson Dep. at 33. She, like the Defendant in
Carson,
intended to use the expression as a “play on words” and intended consumers to recognize this advertisement as a “wordplay” on the name “Don Henley.”
see Carson,
698 F.2d at 833; Robertson Dep. at 33, 35-36.
In
other words, Defendant admitted that she did not intend potential consumers to perceive the ad as depicting an anonymous man named “Don.” She intended for them to associate the expression “Don’s henley” with the Plaintiff Don Henley. Furthermore, Debra L. Green, the ad’s designer, admitted that she believed the expression “Don’s henley” would catch the consumers’ eye because of its similarity to the name “Don Henley.”
Therefore, Defendant admits Dillard used the play on words, “Don’s henley” to attract consumers as they associated the expression and the ad with Plaintiff Don Henley. In other words, they used the value associated with Don Henley’s identity and personality in order to attract consumers’ attention.
Defendant presents testimony from Dillard’s Vice President of Sales Promotion, William B. Warner, suggesting that the use of the words “Don’s henley” adds no value to the advertisement.
Warner testified that he believes there is no value associated with the expression “Don’s hen-ley,” and that the singular and sole purpose of choosing and printing that phrase was “fun.” Warner Dep. at 95. In fact, Defendant argues, the use of the expression, “Don’s henley” was incidental to the primary focus of the advertisement. The portions of the ad that were of “chief importance” were the “handwritten text and arrows ... the visual presentation of information.” Def.’s Mot. for Summ. J. at 5-6; Warner Dep. at 94-95.
All evidence and the
reasonable
inferences to be drawn therefrom must be viewed in the light most favorable to the party opposing the motion.
Matsushita,
475 U.S. at 587, 106 S.Ct. 1348 (emphasis added). When presented with two alternative inferences urged from the same body of basic fact, the Court must identify whether only one or both of them are reasonable.
United Mortgage Corp. v. Mathern,
137 B.R. 311, 322 (D.Minn.1992). The Ninth Circuit held that “[a] party opposing summary judgment is entitled to the benefit of only reasonable inferences that may be drawn from the evidence put forth.”
Barnes v. Arden Mayfair, Inc.,
759 F.2d 676, 680 (9th Cir.1985). If a summary judgment movant has produced “overwhelming” basic evidence to support its asserted inference, and the respondent has failed to produce significantly probative evidence countering the inference, it may be unreasonable to draw an inference contrary to the movant’s interpretation of the facts.
Mathern,
137 B.R. at 322. A court may grant summary judgment in such a case, even when subjective factors such as motive or intent are the fact issue in question.
Id.; Barnes,
759 F.2d at 681.
Plaintiff asks the Court to infer from the testimony of Defendant’s own ad creators, Ms. Green and Ms. Robertson, that Defendant appropriated Plaintiffs name or likeness for the value associated with it (i.e. used the wordplay to catch the consumer’s eye and make the ad more interesting). Pl.’s Mot. for Summ. J. at 3-6; Pl.’s Reply
at 9. Defendant asks the Court to infer from Warner’s testimony that Dillard used the word’s “Don’s henley” for “fun,” not because the words attracted the attention of consumers. Def.’s Resp. to Pl.’s Mot. for Summ. J. at 5. The Court finds it unreasonable to draw the inference Defendant requests. Defendant’s evidence could not lead a reasonable jury to conclude that the use of the words “Don’s henley” was for any purpose other than to attract the attention of consumers.
Defendant also insists that its use of the phrase “Don’s henley” was incidental to the handwritten style of the text and arrows. “ ‘[0]ne of the primary purposes of advertising is to motivate a decision to purchase a particular product or service. The first step toward selling a product or service is to attract the consumers’ attention.’ ”
Newcombe v. Adolf Coors Co.,
157 F.3d 686, 693 (9th Cir.1998). Defendant’s use of the message “This is Don. This is Don’s henley.” in large letters, centered in the print ad was clearly and admittedly intended to attract the consumers’ attention. The Court is hard pressed to believe that a reasonable jury could conclude that the size and style of the letters, rather than the message created with those letters, are the focus of the ad. No reasonable jury could conclude that the use of the word play was merely incidental to the advertisement.
2. Can the Plaintiff be Identified from the Publication?
The second element Plaintiff must satisfy to prove an infringement of the Right of Publicity, is that “plaintiff as a human being must be ‘identifiable’ from the total context of the defendant’s use.” J. Thomas McCarthy, 1
The Rights of Publicity & Privacy
§ 3.2 (1998) (McCarthy II). While there are many ways a plaintiff can be identified in a defendant’s use, the most obvious is use of a name that distinguishes the plaintiff.
Id.
“Identifiability of plaintiff will probably not be a disputable issue in the majority of meritorious Right of Publicity cases.”
Id.
This is due to the
fact that defendants will usually make the plaintiffs identity as identifiable as possible so as to draw the maximum amount of attention to the defendant’s product.
Id.
“The intent, state of mind and degree of knowledge of a defendant may shed light on the identifiability issue.”
Id.
“To establish liability, plaintiff need prove no more than that he or she is reasonably identifiable in defendant’s use to more than a de minimus number of persons.”
Id.
§ 3.4[A].
Defendant argues that identifiability is a question of fact and thus, the question of whether Plaintiff is identifiable from Defendant’s ad should be posed to the finder of fact. Def.’s Resp. to Pl.’s Mot. for Summ. J. at 8. The Court agrees that the issue of identifiability is a question of fact, however, Defendant must defeat Plaintiffs Motion for Summary Judgment before the issue can be posed to the factfinder. This is where Defendant’s logic flounders.
The Court finds that the issue of identi-fiability is indisputable in this case because Defendant has offered no evidence to suggest that Plaintiff is not identifiable from the ad. Plaintiffs survey evidence indicates that sixty-five percent of survey respondents believed there was a spokesperson or endorser in the ad. Lefkowitz Aff. ¶ 12. Of those who said there was a spokesperson or endorser, twenty-three percent said the spokesperson or endorser was Don Henley.
Id.
at ¶ 13.
In other words, fifteen percent of those asked believed Don Henley was a spokesman for or endorser of the ad, and thus, necessarily identified him from the ad. The results of this survey clearly prove that Don Henley was reasonably identifiable in Defendant’s ad to more than a de minimus number of persons.
Further, in evaluating the intent and state of mind of Defendant, the evidence is undisputed that Defendant intended to appropriate Don Henley’s identity and intended that consumers associate the ad with Don Henley. First, as stated
supra,
the creators of the ad admitted they intended consumers to associate Don Henley with the ad. Robertson Dep. at 35-36. Second, the Defendant intended to appropriate the image of performing artist Don Henley, not some other, anonymous person by that same name. This is proven by Plaintiffs evidence that the ad creators drafted an earlier version of the ad that added quotes or paraphrases from eight Don Henley song titles to the ad at issue.
Id.
at 34. The Court concludes that there is no fact issue from which a reasonable jury could conclude that Plaintiff was not identifiable from the ad.
3. Was there an Advantage or Benefit to Defendant?
Defendant insists that Plaintiff cannot prove a benefit inured to Dillard because
the sales generated by the ad were not sufficient to cover the costs of running the ad. Def.’s Resp. to Pl.’s Mot. for Summ. J. at 9-10. Plaintiff argues that the Court need consider no more than the fact that the ad was created with the belief that the use of the words “Don’s henley” would help sell its product. Pl.’s Mot. for Summ. J. at 23.
In
Matthews,
the Fifth Circuit Court of Appeals decided the plaintiffs Right to Publicity claim by analyzing each factor with guidance from the applicable Restatement comments.
Matthews,
15 F.3d at 437. The Court looked to comment d of Restatement (Second) of Torts § 652C for guidance when analyzing the “benefit to defendant” factor.
Id.
Comment d reads: “It is only when the publicity is given for the purpose of appropriating to the defendant’s benefit the commercial or other values associated with the name or likeness that the right of privacy is invaded.” Restatement § 652C cmt. d. Comment d further suggests that the notion that a benefit must inure to the defendant is intertwined with the factor requiring that the plaintiff prove the defendant appropriated the plaintiffs name or likeness for its value and not for an incidental use.
See id.
The “benefit” element requires Plaintiff to prove that Defendant derived some commercial benefit from the use of plaintiffs name or likeness as opposed to deriving no commercial benefit dué to the fact that the use was incidental.
See id.
The Restatement illustrates the type of benefit Defendant must receive to be liable under this factor and describes what does not constitute a “benefit” to the defendant.
Id.
“A writes and publishes an autobiography in which at several points, he names
B
as one of his friends.” This is not an infringement of the right to publicity. Also,
“A
makes and exhibits a motion picture, one scene of which shows a view from a city rooftop. Prominent in the foreground is a factory, with B’s name on the side of it.” This also is not an invasion of
B’s
right to publicity.
Id.
While these examples describe what are and are not “benefits” for purposes of the “benefit” factor, they are also examples of incidental use. If a defendant appropriates a plaintiffs name or likeness for his own commercial advantage, he necessarily derives a benefit from its use.
The District Court of the District of Columbia elaborated on the requirement that a plaintiff prove that the defendant received a benefit from the use of the plaintiffs name or likeness in
Polsby v. Spruill,
No. Civ. 96-1641(TFH), 1997 WL 680550, at *4 (D.D.C. Aug.l, 1997). The court first noted that “the mere fact that the [ad] was published and the defendant! ] intended to make a profit from the [ad] is not enough to constitute commercial benefit.”
Id.
Defendants must use “the name or likeness for the express purpose of appropriating the commercial benefit that is particularly associated with the name or likeness of the plaintiff.”
Id.
(citing Restatement § 652C cmt. d). Thus, this element focuses on Defendant’s intent.
Id.; see Wendt v. Host Int'l, Inc.,
125 F.3d 806, 811 (9th Cir.1997). As Dillard’s own employees admitted, Dillard used the wordplay, and thus, Plaintiffs name or likeness, to catch the eye of the consumer and make the ad more interest
ing. Robertson Dep. at 33; Green Dep. at 36.
The plaintiff in a right to publicity action is not required to show that the defendant made money off the commercial use of the name or likeness, as Defendant suggests. Def.’s Resp. to Pl.’s Mot. for Summ. J. at 8-10. It is immaterial that Defendant made little profit after the ad ran, only ran the advertisement once, and received no feedback on the ad.
Id.
What Plaintiff must prove is that Defendant received a commercial benefit from use of Plaintiffs name or likeness that, without Plaintiffs image, he would not otherwise have received. Defendant’s sophisticated and experienced ad creators described the benefit they received as being able to catch the eye of the consumer and make the ad more interesting. Robertson Dep. at 33; Green Dep. at 36. By appropriating Plaintiffs name or likeness, Defendant received the benefit of a celebrity endorsement without asking permission or paying a fee.
To reiterate an earlier point, the Right of Publicity cause of action exists to protect a celebrity’s identity, which can be valuable in the promotion of products.
Carson,
698 F.2d at 835. Such celebrities have an exclusive legal right to control and profit from the commercial use of their name, personality and identity.
Id.
Requiring Plaintiff to prove Defendant’s ad was profitable was not contemplated by the drafters of the Restatement, nor has it been suggested by the Fifth Circuit or the Ninth Circuit, the appellate court most frequently confronted with this issue.
Further, one of the foremost legal commentators on the Right of Publicity, J. Thomas McCarthy, in his well known and oft-cited treatise, never suggests that the
Matthews
case requires a plaintiff to prove that a defendant made a profit or secured a tangible benefit.
See
McCarthy II,
supra,
§§ 2.3, 6.12, 8.8, 8.9. Dillard has asked the Court to adopt its interpretation of “benefit,” yet offers no legal authority in support of its request. The Court, thus, refuses to require a plaintiff to prove that a defendant made a profit or secured a tangible benefit from use of the plaintiffs name or likeness.
As Plaintiff points out, there is no evidence to suggest that the Court in
Matthews
requires Plaintiff to prove that Defendant’s use of Plaintiffs name or likeness in his sales promotion “worked” for the infringer. Pl.’s Reply at 11. Defendant should not be shielded from liability because “the product promoted is undesirable, the ad [is] clumsy or somehow ineffective, or sales slump[ed] during the relevant time period.”
Id.
Rather, Dillard should be held liable because it received a benefit by getting to use a celebrity’s name for free in its advertising. Whether or not the advertising worked for Dillard is wholly irrelevant. The Court concludes that there is no fact issue from which a reasonable jury could conclude that Defendant did not receive a benefit from its use of Plaintiffs likeness.
Accordingly, for the reasons stated herein, Plaintiff Henley’s Motion for Partial Summary Judgment is hereby GRANTED.
So ORDERED.