Henderson v. Thompson
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Opinion
NOTICE: SLIP OPINION (not the court’s final written decision)
The opinion that begins on the next page is a slip opinion. Slip opinions are the written opinions that are originally filed by the court. A slip opinion is not necessarily the court’s final written decision. Slip opinions can be changed by subsequent court orders. For example, a court may issue an order making substantive changes to a slip opinion or publishing for precedential purposes a previously “unpublished” opinion. Additionally, nonsubstantive edits (for style, grammar, citation, format, punctuation, etc.) are made before the opinions that have precedential value are published in the official reports of court decisions: the Washington Reports 2d and the Washington Appellate Reports. An opinion in the official reports replaces the slip opinion as the official opinion of the court. The slip opinion that begins on the next page is for a published opinion, and it has since been revised for publication in the printed official reports. The official text of the court’s opinion is found in the advance sheets and the bound volumes of the official reports. Also, an electronic version (intended to mirror the language found in the official reports) of the revised opinion can be found, free of charge, at this website: https://www.lexisnexis.com/clients/wareports. For more information about precedential (published) opinions, nonprecedential (unpublished) opinions, slip opinions, and the official reports, see https://www.courts.wa.gov/opinions and the information that is linked there. For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. FILE THIS OPINION WAS FILED FOR RECORD AT 8 A.M. ON OCTOBER 20, 2022 IN CLERK’S OFFICE SUPREME COURT, STATE OF WASHINGTON OCTOBER 20, 2022 ERIN L. LENNON SUPREME COURT CLERK
IN THE SUPREME COURT OF THE STATE OF WASHINGTON
JANELLE HENDERSON, ) No. 97672-4 ) Petitioner, ) ) v. ) EN BANC ) ALICIA THOMPSON, ) ) Filed:_______________ October 20, 2022 Respondent. ) ______________________________ )
MONTOYA-LEWIS, J.—This court has stated, unequivocally, that we owe a
duty to increase access to justice, reduce and eradicate racism and prejudice, and
continue to develop our legal system into one that serves the ends of justice. Open
Letter from Wash. State Sup. Ct. to Members of Judiciary & Legal Cmty. 1 (June 4,
2020),
http://www.courts.wa.gov/content/publicUpload/Supreme%20Court%20News/Judi
ciary%20Legal%20Community%20SIGNED%20060420.pdf. Recognizing that a
verdict affected by racism violates fundamental concepts of fairness and equal
justice under law, we recently held in a criminal case that race-based prosecutorial
misconduct can never be “harmless error.” State v. Zamora, 199 Wn.2d 698, 722, For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
512 P.3d 512 (2022). Today we emphasize that while the legal framework differs
in the civil context, the same principle applies. Racism is endemic, and its harms
are not confined to any place, matter, or issue. “We show up with the same melanin
in our skin whether it is a civil case or . . . a criminal case.” Wash. Sup. Ct. oral
argument, Henderson v. Thompson, No. 97672-4 (Mar. 16, 2021), at 56 min., 01 sec.
to 56 min., 8 sec., video recording by TVW, Washington State’s Public Affairs
Network, http://www.tvw.org. Whether explicit or implicit, purposeful or
unconscious, racial bias has no place in a system of justice.1 If racial bias is a factor
in the decision of a judge or jury, that decision does not achieve substantial justice,
and it must be reversed. See Zamora, 199 Wn.2d at 721.
In this case, Janelle Henderson, a Black woman, and Alicia Thompson, a
white woman, were involved in a motor vehicle collision. Thompson admitted fault
for the collision but made no offer to compensate Henderson for her injuries.
Henderson claimed that her preexisting condition was seriously exacerbated by the
1 See, e.g., State v. Towessnute, 197 Wn.2d 574, 575, 486 P.3d 111 (2020) (recalling the mandate of State v. Towessnute, 89 Wash. 478, 154 P. 805 (1916), because the 1916 opinion’s racist language and conclusions “continue[d] to perpetrate injustice by their very existence”); Garfield County Transp. Auth. v. State, 196 Wn.2d 378, 390 n.1, 473 P.3d 1205 (2020) (overturning as incorrect and harmful Price v. Evergreen Cemetery Co. of Seattle, 57 Wn.2d 352, 357 P.2d 702 (1960), which permitted a cemetery to refuse to allow a Black family to bury their child there); GR 37(a) (rule intended to eliminate the unfair exclusion of potential jurors based on race or ethnicity); State v. Berhe, 193 Wn.2d 647, 665, 444 P.3d 1172 (2019) (adopting the GR 37 objective observer standard to assess whether one could view implicit racial bias as a factor in the jury’s verdict, necessitating a new trial); State v. Monday, 171 Wn.2d 667, 680, 257 P.3d 551 (2011) (condemning appeals to racial bias as “fundamentally undermin[ing] the principle of equal justice”). 2 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
collision and sued for damages. During the trial, Thompson’s defense team attacked
the credibility of Henderson and her counsel—also a Black woman—in language
that called on racist tropes and suggested impropriety between Henderson and her
Black witnesses. The jury returned a verdict of only $9,200 for Henderson.
Henderson moved for a new trial or additur on the ground that the repeated appeals
to racial bias affected the verdict, yet the trial court did not even grant an evidentiary
hearing on that motion. The court instead stated it could not “require attorneys to
refrain from using language that is tied to the evidence in the case, even if in some
contexts the language has racial overtones.” 1 Clerk’s Papers (CP) at 180-81.
That reasoning gets it exactly backward. In ruling on a motion for a new civil
trial, “[t]he ultimate question for the court is whether an objective observer (one who
is aware that implicit, institutional, and unconscious biases, in addition to purposeful
discrimination, have influenced jury verdicts in Washington State) could view race
as a factor in the verdict.” State v. Berhe, 193 Wn.2d 657, 665, 444 P.3d 1172
(2019). A trial court must hold a hearing on a new trial motion when the proponent
makes a prima facie showing that this objective observer could view race as a factor
in the verdict, regardless of whether intentional misconduct has been shown or the
court believes there is another explanation. At that hearing, the party seeking to
preserve the verdict bears the burden to prove that race was not a factor. If that
burden is not met, the court must conclude that substantial justice has not been done
3 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
and order a new trial. CR 59(a)(9). Here, the trial court abused its discretion by
failing to grant an evidentiary hearing and also by failing to impose any sanctions
for Thompson’s discovery violations. We reverse and remand for further
proceedings consistent with the framework we announce today.
FACTUAL BACKGROUND
In June 2014, Thompson rear-ended Henderson’s car, injuring Henderson
with whiplash. Henderson had a preexisting condition of Tourette’s syndrome, a
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NOTICE: SLIP OPINION (not the court’s final written decision)
The opinion that begins on the next page is a slip opinion. Slip opinions are the written opinions that are originally filed by the court. A slip opinion is not necessarily the court’s final written decision. Slip opinions can be changed by subsequent court orders. For example, a court may issue an order making substantive changes to a slip opinion or publishing for precedential purposes a previously “unpublished” opinion. Additionally, nonsubstantive edits (for style, grammar, citation, format, punctuation, etc.) are made before the opinions that have precedential value are published in the official reports of court decisions: the Washington Reports 2d and the Washington Appellate Reports. An opinion in the official reports replaces the slip opinion as the official opinion of the court. The slip opinion that begins on the next page is for a published opinion, and it has since been revised for publication in the printed official reports. The official text of the court’s opinion is found in the advance sheets and the bound volumes of the official reports. Also, an electronic version (intended to mirror the language found in the official reports) of the revised opinion can be found, free of charge, at this website: https://www.lexisnexis.com/clients/wareports. For more information about precedential (published) opinions, nonprecedential (unpublished) opinions, slip opinions, and the official reports, see https://www.courts.wa.gov/opinions and the information that is linked there. For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. FILE THIS OPINION WAS FILED FOR RECORD AT 8 A.M. ON OCTOBER 20, 2022 IN CLERK’S OFFICE SUPREME COURT, STATE OF WASHINGTON OCTOBER 20, 2022 ERIN L. LENNON SUPREME COURT CLERK
IN THE SUPREME COURT OF THE STATE OF WASHINGTON
JANELLE HENDERSON, ) No. 97672-4 ) Petitioner, ) ) v. ) EN BANC ) ALICIA THOMPSON, ) ) Filed:_______________ October 20, 2022 Respondent. ) ______________________________ )
MONTOYA-LEWIS, J.—This court has stated, unequivocally, that we owe a
duty to increase access to justice, reduce and eradicate racism and prejudice, and
continue to develop our legal system into one that serves the ends of justice. Open
Letter from Wash. State Sup. Ct. to Members of Judiciary & Legal Cmty. 1 (June 4,
2020),
http://www.courts.wa.gov/content/publicUpload/Supreme%20Court%20News/Judi
ciary%20Legal%20Community%20SIGNED%20060420.pdf. Recognizing that a
verdict affected by racism violates fundamental concepts of fairness and equal
justice under law, we recently held in a criminal case that race-based prosecutorial
misconduct can never be “harmless error.” State v. Zamora, 199 Wn.2d 698, 722, For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
512 P.3d 512 (2022). Today we emphasize that while the legal framework differs
in the civil context, the same principle applies. Racism is endemic, and its harms
are not confined to any place, matter, or issue. “We show up with the same melanin
in our skin whether it is a civil case or . . . a criminal case.” Wash. Sup. Ct. oral
argument, Henderson v. Thompson, No. 97672-4 (Mar. 16, 2021), at 56 min., 01 sec.
to 56 min., 8 sec., video recording by TVW, Washington State’s Public Affairs
Network, http://www.tvw.org. Whether explicit or implicit, purposeful or
unconscious, racial bias has no place in a system of justice.1 If racial bias is a factor
in the decision of a judge or jury, that decision does not achieve substantial justice,
and it must be reversed. See Zamora, 199 Wn.2d at 721.
In this case, Janelle Henderson, a Black woman, and Alicia Thompson, a
white woman, were involved in a motor vehicle collision. Thompson admitted fault
for the collision but made no offer to compensate Henderson for her injuries.
Henderson claimed that her preexisting condition was seriously exacerbated by the
1 See, e.g., State v. Towessnute, 197 Wn.2d 574, 575, 486 P.3d 111 (2020) (recalling the mandate of State v. Towessnute, 89 Wash. 478, 154 P. 805 (1916), because the 1916 opinion’s racist language and conclusions “continue[d] to perpetrate injustice by their very existence”); Garfield County Transp. Auth. v. State, 196 Wn.2d 378, 390 n.1, 473 P.3d 1205 (2020) (overturning as incorrect and harmful Price v. Evergreen Cemetery Co. of Seattle, 57 Wn.2d 352, 357 P.2d 702 (1960), which permitted a cemetery to refuse to allow a Black family to bury their child there); GR 37(a) (rule intended to eliminate the unfair exclusion of potential jurors based on race or ethnicity); State v. Berhe, 193 Wn.2d 647, 665, 444 P.3d 1172 (2019) (adopting the GR 37 objective observer standard to assess whether one could view implicit racial bias as a factor in the jury’s verdict, necessitating a new trial); State v. Monday, 171 Wn.2d 667, 680, 257 P.3d 551 (2011) (condemning appeals to racial bias as “fundamentally undermin[ing] the principle of equal justice”). 2 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
collision and sued for damages. During the trial, Thompson’s defense team attacked
the credibility of Henderson and her counsel—also a Black woman—in language
that called on racist tropes and suggested impropriety between Henderson and her
Black witnesses. The jury returned a verdict of only $9,200 for Henderson.
Henderson moved for a new trial or additur on the ground that the repeated appeals
to racial bias affected the verdict, yet the trial court did not even grant an evidentiary
hearing on that motion. The court instead stated it could not “require attorneys to
refrain from using language that is tied to the evidence in the case, even if in some
contexts the language has racial overtones.” 1 Clerk’s Papers (CP) at 180-81.
That reasoning gets it exactly backward. In ruling on a motion for a new civil
trial, “[t]he ultimate question for the court is whether an objective observer (one who
is aware that implicit, institutional, and unconscious biases, in addition to purposeful
discrimination, have influenced jury verdicts in Washington State) could view race
as a factor in the verdict.” State v. Berhe, 193 Wn.2d 657, 665, 444 P.3d 1172
(2019). A trial court must hold a hearing on a new trial motion when the proponent
makes a prima facie showing that this objective observer could view race as a factor
in the verdict, regardless of whether intentional misconduct has been shown or the
court believes there is another explanation. At that hearing, the party seeking to
preserve the verdict bears the burden to prove that race was not a factor. If that
burden is not met, the court must conclude that substantial justice has not been done
3 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
and order a new trial. CR 59(a)(9). Here, the trial court abused its discretion by
failing to grant an evidentiary hearing and also by failing to impose any sanctions
for Thompson’s discovery violations. We reverse and remand for further
proceedings consistent with the framework we announce today.
FACTUAL BACKGROUND
In June 2014, Thompson rear-ended Henderson’s car, injuring Henderson
with whiplash. Henderson had a preexisting condition of Tourette’s syndrome, a
neurological disorder characterized by repetitive, involuntary movements and
vocalizations called “tics.” She claimed the injury and stress from the collision
seriously exacerbated her symptoms, causing aggravated tics and debilitating
chronic pain. Henderson filed suit against Thompson, seeking compensation for
physical and mental pain and for medical care necessitated by the collision.
Thompson admitted that she caused the collision but made no offer in settlement,
and the parties proceeded to a jury trial on the question of damages.
A. Trial
Henderson’s lead trial counsel was a Black woman; Thompson’s was a white
woman. The judge was a white woman, and there were no Black jurors. The only
Black people in the courtroom were Henderson, her attorney, and her lay witnesses.
Henderson testified that she managed her Tourette’s syndrome with physical
therapy and other medical care for most of her life, but since the collision, her
4 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
increased symptoms have included new and more intense tics and severe pain. She
requested a damages award of approximately $3.5 million, based on an amount of
$250 per day and actuarial estimate of her life expectancy.
Henderson’s treating physicians and several friends and family members
testified that the injury from the collision had a profound effect on her Tourette’s
symptoms, pain, and quality of life. In challenging the extent of Henderson’s
injuries, the defense presented a short surveillance video of Henderson taken about
nine months after the collision, where she appeared at work with no observable tics.
Two medical experts for the defense opined that any injury from the collision was
likely minor and resolved within about nine months, based, in part, on the video.
Henderson’s four lay witnesses each characterized Henderson as active and
energetic prior to the accident, despite minor tics like occasional shrugging and
coughing. But they said after the collision she was plagued by chronic pain and
pronounced tics that prevented her from exercising and going out in public. Three
of her testifying friends and family were Black women, and those witnesses each
used the phrase “life of the party” to describe Henderson prior to the collision, in
contrast with her condition after the collision. 1 Verbatim Report of Proceedings
(VRP) (May 29, 2019) at 344; 2 VRP (May 30, 2019) at 482, 516.
At closing, defense counsel argued that Henderson and her witnesses were not
credible. Henderson points out several instances from Thompson’s closing
5 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
argument as appeals to racial bias.
First, defense counsel characterized Henderson as “confrontational” and
“combative” in her manner of testimony. In describing her cross-examination of
Henderson, defense counsel said Henderson “was confrontational with me” and
called one of her answers “Ms. Henderson’s challenge.” 3 VRP (June 6, 2019) at
1195-96 (emphasis added). Later, she characterized Henderson as “combative” and
therefore not credible: “But when it’s my turn to cross-examine her, she’s not
interested in the search for truth; she’s interested in being combative. . . . You know,
it was—it was quite combative. There’s—there’s definitely no search for the truth
there.” Id. at 1222 (emphasis added). Defense counsel also directly contrasted her
description of Henderson’s demeanor with Thompson’s, using similarly charged
terms: “By comparison, my client took the stand, obviously feeling, I think,
intimidated and emotional about the process and—and rightly so, and provided you
with—with genuine and authentic testimony.” Id. (emphasis added).
Second, defense counsel suggested that the only reason for the trial was
Henderson’s desire for a financial windfall. She said, “It’s just a simple car accident;
it’s a simple rear-end; why are we going through this exercise? And it seems pretty
evident that the reason we’re going through this exercise is because the ask is for
three and a half million dollars.” Id. at 1195. To put a finer point on it, she suggested
that Henderson waited to report the collision to her neurologist until she realized she
6 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
could profit from the collision: “And she doesn’t mention that to her doctor. And
you have to ask yourself why. Is it because $3.5 million hadn’t coalesced in her
mind yet?” Id. at 1198 (emphasis added). As to the amount of damages, defense
counsel called Henderson’s calculation of damages at $250 per day “exceptional,”
but told the jury that if they found that Henderson was injured and her condition was
aggravated by the collision, they should apply that value only to the first 8 months
of the collision. Id. at 1221. She calculated that “by those numbers, that’s $60,000
for a rear-end accident. That’s a lot of money.” Id.
Additionally, she described the testimony of Henderson’s friends and family
as “inherently biased.” Id. at 1216. She suggested the Black lay witnesses’ shared
use of a popular idiom to describe Henderson was a sign of collusion: “I thought it
was interesting also that all [three] of those witnesses used the exact same phrase
when describing Ms. Henderson before the accident: life of the party. Almost—
almost like someone had told them to say that.” Id. at 1213 (emphasis added). She
also underscored the detail that at one point, Henderson’s chiropractor gave her a
job in his office, as if it suggested some impropriety in their relationship: “In terms
of bias, I thought it was interesting that [her chiropractor] kind of threw out there the
tidbit that suggests that nothing untoward, of course, but he has more than just a
patient/physician relationship with—with Ms. Henderson.” Id. at 1206.
The jury found that Henderson was injured in the collision but awarded her
7 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
damages of only $9,200. Following the verdict, Henderson was asked to leave the
courtroom before the jury returned. This occurred off the record. Henderson and
her legal team recall this coming as a request from the jury.
B. Discovery Issues
This case also presents issues related to violations of the discovery rules.
After the collision, Thompson’s defense team hired the private investigation
company Probe Northwest Inc. to conduct surveillance on Henderson. The defense
identified a Probe employee named Tyler Slaeker as an expert witness who “took
video recordings of the surveillance.” 2 CP at 217. 2 When Henderson issued a
subpoena duces tecum for documents regarding surveillance, the defense produced
only Slaeker’s resume and a 17-minute video of Henderson taken in March 2015.
When deposed, Slaeker equivocated about whether and how much
documentation or other video existed. He believed Probe conducted surveillance on
Henderson for about 9 months following the collision, though he followed her only
on the day of March 11, 2015. Initially, he said he watched her for over 4 hours and
recorded video for about 1 hour; then, he said he recorded for only part of that time.
Slaeker also said he had sent surveillance notes via text message to his supervisor,
which she used to write a report. But he had no record of the messages, and
2 The defense repeatedly referred to “video recordings” and “CDs of video surveillance” in the plural, later taking the position that they had done so in error and that the items were actually singular. 2 CP at 217; 1 CP at 72. 8 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
Thompson’s counsel told him the report was privileged. He said he prepared for the
deposition by reviewing the 17-minute video and some “notes” for 3 hours, but he
equivocated about whether they were his original surveillance notes, the Probe
report, or new notes he took while reviewing the video. 1 CP at 40, 64.
Henderson made numerous attempts to obtain more information about the
surveillance on her. The court denied her first motion to exclude Slaeker as a witness
or compel him to produce responsive documents under the subpoena duces tecum.
The court did order Slaeker to produce the notes that formed the basis of the report,
but he never did. When Henderson issued interrogatories and requests for
production regarding the surveillance, the defense produced a single responsive
document indicating that Probe billed $5,833.68 for 78.83 hours of surveillance on
Henderson between July 2014 and March 2015. They claimed the only other person
who conducted surveillance on Henderson was the Probe owner, who drove to
Henderson’s home at one point but took no notes. They provided no information
about who conducted the other 70-some hours of surveillance or what they observed.
Over a year and a half of litigation, despite the court order and Henderson’s
various attempts to obtain additional information through the discovery rules, the
defense never turned over any notes or additional video. When Henderson again
moved to exclude Slaeker’s testimony or to issue a spoliation instruction for the jury,
the trial judge initially granted the instruction. But Thompson moved for
9 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
reconsideration, and the judge reserved ruling until after Slaeker’s testimony, despite
noting that “such a failure to keep the raw data is sloppy at best and manipulative at
worst.” 1 CP at 103. The defense team finally produced what it represented to be
the Probe report two weeks before trial, when the court ruled it was not work product.
At trial, the 17-minute surveillance video was played for the jury, and Slaeker
was permitted to testify about his day of surveillance. Neither Slaeker nor
Thompson could provide any relevant testimony regarding the document calculating
78.83 hours of surveillance work, the rest of the surveillance, or any withheld
evidence. The court eventually ruled that it would not instruct the jury on spoliation,
even though it “share[d] Plaintiff’s deep suspicion that there is other video out
there.” 3 VRP (June 4, 2019) at 1145. The court did not impose any sanctions.
C. Procedural History
After the verdict, Henderson filed a CR 59 motion for a new trial or, in the
alternative, for additur for an award of $60,000—the amount defense counsel
proposed in closing argument. Henderson argued that the court erred in failing to
give a spoliation instruction regarding the surveillance and, moreover, that defense
counsel’s “biased statements in closing likely influenced the jury’s unconscious bias
against plaintiff such that justice was not done.” 1 CP at 134. She pointed to the
award far below even the amount the defense had suggested and to the request for
Henderson to leave the courtroom as evidence showing the appeals to racial bias
10 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
must have affected the verdict. She and her attorneys also filed declarations recalling
the judge saying the jury wanted Henderson to leave the courtroom before they
would exit the jury room, which was “humiliating and embarrassing.” Id. at 172-
77.
The court denied Henderson’s motion. With respect to spoliation, the court
concluded that there was “scant specific evidence” that additional video or notes had
been withheld or destroyed. Id. at 179. With respect to the exclusion of Henderson
from the courtroom, the judge said it was her own regular practice to ask parties to
leave the courtroom before the jury returned after a verdict and not a request by the
jury. As to racial bias, the court acknowledged that “using the terms combative in
reference to the plaintiff and intimidated in reference to the defendant can raise such
bias” but decided “[t]he terms were tied to the evidence in the case, rather than being
raised as a racist dog whistle with no basis in the testimony” and “[t]he court cannot
require attorneys to refrain from using language that is tied to the evidence in the
case, even if in some contexts the language has racial overtones.” Id. at 180-81.
This court’s decision in Berhe was filed the next day. Henderson brought a
motion for an evidentiary hearing under Berhe, but the court denied her request. She
appealed the court’s denial of her motions for a new trial and for discovery sanctions;
we granted direct review. The Loren Miller Bar Association (LMBA) and the
American Civil Liberties Union of Washington, Disability Rights Washington, and
11 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
the Seattle Chapter of the National Lawyers Guild filed briefs of amici curiae.
ANALYSIS
We hold that Henderson is entitled to an evidentiary hearing on her new trial
motion under CR 59 because she presented a prima facie case that an objective
observer could conclude that racial bias was a factor in the jury’s verdict. At that
hearing, the court must presume racism was a factor in the verdict and Thompson
bears the burden of proving it was not. We also hold that the trial court abused its
discretion by failing to provide any remedy for Thompson’s multiple discovery
violations, and that Henderson is entitled to a hearing to assess appropriate sanctions.
We reverse and remand for further proceedings consistent with this opinion.
I. Substantial Justice
We have long recognized that Washington courts have the inherent power to
grant a new trial on the ground that substantial justice has not been done. Cabe v.
Dep’t of Lab. & Indus., 35 Wn.2d 695, 697, 215 P.2d 400 (1950). Indeed, at
common law, the right to a jury trial has “existed side by side for centuries” with the
trial judge’s “historically inherent power” to set a verdict aside and grant a new trial
on the ground that substantial justice has not been done. Bond v. Ovens, 20 Wn.2d
354, 356-57,147 P.2d 514 (1944). We have described this power to grant a new trial
when substantial justice has not been done not only as within a trial judge’s authority
but as part of their affirmative duty. See, e.g., Severns Motor Co. v. Hamilton, 35
12 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
Wn.2d 602, 604, 214 P.2d 516 (1950); Potts v. Laos, 31 Wn.2d 889, 897, 200 P.2d
505 (1948); Brammer v. Lappenbusch, 176 Wash. 625, 631, 30 P.2d 947 (1934).
Courts retain this inherent power, even while court rules and statutes codify it.
Brammer, 176 Wash. at 629-32; CR 59(a)(9). We review a trial court’s decision on
a motion for a new trial for abuse of discretion. Turner v. Stime, 153 Wn. App. 581,
588, 222 P.3d 1243 (2009).
Our commitment to substantial justice rings hollow if we fail to recognize that
racial bias often interferes with achieving justice in our courts. 3 The LMBA amicus
briefing shares perspectives from its members, demonstrating that racial bias
continues to affect litigants’ ability to receive a fair and impartial civil trial. Its
members “have witnessed the effect of bias in Washington’s courts and suffered
humiliation, condescension, and contempt expressed or allowed by judges in the
courtroom. They have been improperly referenced during court proceedings, singled
out, and had their expertise questioned due to bias.” Amicus Curiae Br. of LMBA
at 5-6. This kind of treatment diminishes the legal profession by continuing to tell
lawyers of color that their presence seems unusual and surprising. It also undermines
3 See Derrick A. Bell, Jr., Racism In American Courts: Cause For Black Disruption Or Despair?, 61 CAL. L. REV. 165, 165-66 (1973) (“Perhaps unconsciously, those who have major authority in the legal process tend to underplay the seriousness of racism in the judicial system, acknowledging the need for more progress, while extolling the elimination of overt segregation in the courts. These attitudes show little understanding of the continuing impact of racial bias on [B]lack victims of judicial injustice.). 13 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
litigants’ rights. 4 For example, “[o]ne [LMBA] member described how they must
consider not only how the jury will perceive their civil clients but also the biases
opposing counsel may seek to use to undermine a person’s credibility; it is difficult
when members hear colleagues say, ‘she is very Black—how will she come off to
the jury?’” Id. at 7; see also Turner, 153 Wn. App. at 592-93 (recognizing juror
misconduct involving racial bias directed at an attorney likely affected the verdict).
Washington courts have recognized that racist misconduct by the prevailing
party or jurors may justify a new trial under CR 59(a)(2). For example, in 1931, this
court ordered a new trial when a white attorney in a civil case argued for a verdict
against a company based in Japan because “‘we don’t like Japanese [people] and
they don’t like us.’” Schotis v. N. Coast Stevedoring Co., 163 Wash. 305, 316, 1
P.2d 221 (1931) (quoting the record). More recently, we ordered a new criminal
trial when the prosecutor exaggerated the pronunciation of the word “police” as
“‘po-leese’” and argued that Black witnesses were not credible because “‘[B]lack
folk don’t testify against [B]lack folk.’” State v. Monday, 171 Wn.2d 667, 671-74,
257 P.3d 551 (2011) (quoting the record). We strengthened the rule in Monday just
last term by recognizing that appeals to racial bias that affect a verdict are not subject
to review for harmless error—they require reversal. Zamora, 199 Wn.2d at 721. In
4 Cf. In re Takuji Yamashita, 30 Wash. 234, 70 P. 482 (1902) (denying a bar applicant’s admission on the basis of race), disapproved, 143 Wn.2d xxxiii-lix (2001); People v. Hall, 4 Cal. 399, 404-05 (1854) (excluding the testimony of witnesses of color on the basis of race). 14 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
Zamora, we vacated convictions after a prosecutor repeatedly invoked negative
stereotypes about Latinx people, immigration, and crime during voir dire, with the
apparent purpose to highlight the defendant’s perceived ethnicity. Id. at 719.
The Court of Appeals has also affirmed the grant of a new trial based on racial
bias in a civil case, where during deliberations some jurors referred to counsel, who
was of Japanese descent and whose last name was “Kamitomo,” as “‘Mr. Kamikazi’
or ‘Mr. Miyashi’ or ‘Mr. Miyagi.’” Turner, 153 Wn. App. at 585-86 (quoting the
record). Similarly, the Court of Appeals ordered a new trial for the Black defendant
in State v. Jackson, where a Black juror overheard a white juror discussing how he
disliked “‘socializ[ing] with the coloreds [sic],’” because, “[p]resumptively, these
statements demonstrated that juror X held certain discriminatory views which could
affect his ability to decide Jackson’s case fairly and impartially.” 75 Wn. App. 537,
540, 543, 879 P.2d 307 (1994) (quoting the record). Each of these cases underscores
that a new trial is warranted when racial bias is likely to have influenced a verdict.
While racial bias is often analyzed in terms of misconduct by the jury or the
party who prevails at trial, this case demonstrates why CR 59(a)(2) cannot address
every instance of racism in our civil justice system. 5 Racial bias can affect a verdict
5 CR 59(a)(2) permits a new trial on the basis of “[m]isconduct of prevailing party or jury.” Under that part of the rule, a new trial is warranted when “(1) the conduct complained of is misconduct, (2) the misconduct is prejudicial, (3) the moving party objected to the misconduct at trial, and (4) the misconduct was not cured by the court’s instructions.” Teter v. Deck, 174 Wn.2d 207, 226, 274 P.3d 336 (2012). That basis for a new trial contains procedural prerequisites that 15 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
even when it is not the product of intentional misconduct by the prevailing party or
jury. “Not all appeals to racial prejudice are blatant. Perhaps more effective but just
as insidious are subtle references.” 6 Monday, 171 Wn.2d at 678. Coded “dog
whistle” language impermissibly allows the speaker to appeal to racial bias and then
excuse that behavior by arguing they did not intend to say anything racist. 7 See id.
at 678-79 (“Like wolves in sheep’s clothing, a careful word here and there can trigger
racial bias.” (citing studies)).
Moreover, racial bias “can influence our decisions without our awareness,”
making it uniquely pernicious because “people will act on . . . bias far more often if
reasons exist giving plausible deniability.” Berhe, 193 Wn.2d at 657; State v.
Saintcalle, 178 Wn.2d 34, 49, 309 P.3d 326 (2013) (plurality opinion) (citing
may render it inapplicable here. In particular, Henderson is the prevailing party, as the jury rendered a small judgment in her favor. 6 For example, racial microaggressions are “often carried out in subtle, automatic, or unconscious forms,” but their cumulative effects take a toll both psychologically and physiologically. DANIEL G. SOLÓRZANO & LINDSAY PÉREZ HUBER, RACIAL MICROAGGRESSIONS: USING CRITICAL RACE THEORY TO RESPOND TO EVERYDAY RACISM 34 (James A. Banks ed., 2020). “For example, those targeted by everyday racism can become angry or frustrated and develop feelings of self-doubt; their blood pressure may rise and their heart rate may increase. Over time, they may develop more serious symptomatic conditions such as hypertension, depression, and anxiety.” Id. at 42 (citations omitted) (citing studies). “Some studies have attributed more fatal conditions such as cardiovascular disease and even increased morbidity to race-related stressors such as microaggressions.” Id. at 43 (citing studies). 7 The term “dog whistle” refers to speaking in code to a target audience, where the use of coded language permits the speaker to claim plausible deniability as to that objective. IAN HANEY LÓPEZ, DOG WHISTLE POLITICS: HOW CODED RACIAL APPEALS HAVE REINVENTED RACISM & WRECKED THE MIDDLE CLASS 4 (2014). See Adam R. Shapiro, The Racist Roots of the Dog Whistle, WASH. POST, Aug. 21, 2020, https://www.washingtonpost.com/outlook/2020/08/21/racist-roots-dog-whistle/ [https://perma.cc/59C3-JKYG], for a discussion of the origins and evolution of this term. 16 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
studies), abrogated on other grounds by City of Seattle v. Erickson, 188 Wn.2d 721,
398 P.3d 1124 (2017); see also Ian F. Haney López, Institutional Racism: Judicial
Conduct and a New Theory of Racial Discrimination, 109 YALE L.J. 1717, 1757-61,
1764-69 (2000) (describing how discrimination models that centralize intent fail to
address many forms of racism); Charles R. Lawrence III, The Id, the Ego, and Equal
Protection: Reckoning with Unconscious Racism, 39 STAN. L. REV. 317, 330 (1987)
([Racism] is a part of our common historical experience and, therefore, a part of our
culture. It arises from the assumptions we have learned to make about the world,
ourselves, and others as well as from the patterns of our fundamental social activities.
. . . We attach significance to race even when we are not aware that we are doing
so.”). Courts must therefore focus on the effect of racially biased comments or
actions, not the intent of the actor, when evaluating whether a verdict has been
affected by racism. By focusing on whether substantial justice has been achieved,
CR 59(a)(9) provides the appropriate lens for assessing the effect of racial bias
instead of the intent of any individual in determining whether a new trial is
warranted. A verdict affected by racial bias is incompatible with substantial justice
and requires a new trial under CR 59(a)(9).
Henderson appropriately invokes CR 59(a)(9) as one basis for her new trial
motion. She argues that substantial justice has not been done because defense
counsel’s comments during cross-examination and closing arguments that drew on
17 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
racial stereotypes, along with the jury’s astonishingly small award and the request
to remove Henderson from the courtroom, support the conclusion that appeals to
racial bias affected the verdict.
A. The Berhe Inquiry
This court recently announced, in a criminal case, a two-step inquiry for
determining whether racial bias has affected the verdict. Berhe, 193 Wn.2d at 665-
69. Under Berhe, the court must grant an evidentiary hearing upon a prima facie
showing of evidence that, if “taken as true, permits an inference that an objective
observer who is aware of the influence of implicit bias could view race as a factor in
the jury’s verdict.” Id. at 666. This standard speaks to possibility, not certainty, and
to impact, rather than intent.
Civil and criminal litigants are equally entitled to a trial by an unbiased jury.
Contrary to Thompson’s contention, the right to a trial by an unbiased jury is not
limited to those accused of committing crimes. “‘The right to trial by jury includes
the right to an unbiased and unprejudiced jury, and a trial by a jury, one or more
whose members is biased or prejudiced, is not a constitutional trial.’” Mathisen v.
Norton, 187 Wash. 240, 245, 60 P.2d 1 (1936) (civil case) (quoting Alexson v. Pierce
County, 186 Wash. 188, 193, 57 P.2d 318 (1936) (civil case)); see also Allison v.
Dept. of Lab. & Indus., 66 Wn.2d 263, 265, 401 P.2d 982 (1965) (civil case). “An
‘impartial jury’ means ‘an unbiased and unprejudiced jury,’ and allowing bias or
18 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
prejudice by even one juror to be a factor in the verdict violates a defendant’s [or a
plaintiff’s] constitutional rights and undermines the public’s faith in the fairness of
our judicial system.” Berhe, 193 Wn.2d at 658 (quoting Alexson, 186 Wash. at 193).
There is no reason to hold our state’s courts to any lower standard than the “objective
observer” articulated in GR 37 or to tolerate a lesser standard of justice in a civil
setting than what we require in a criminal setting under Berhe.
Therefore, we apply a similar framework when a civil litigant seeks a new
trial on the basis that racial bias affected the verdict. We hold that upon a motion
for a new civil trial, courts must ascertain whether an objective observer who is
aware that implicit, institutional, and unconscious biases, in addition to purposeful
discrimination, have influenced jury verdicts in Washington State could view race
as a factor in the verdict. See Berhe, 193 Wn.2d at 665. When a civil litigant makes
a prima facie showing sufficient to draw an inference of racial bias under this
standard, the court must grant an evidentiary hearing to determine if a new trial is
warranted. Id. at 665-66. At the hearing, the trial court is to presume that racial bias
affected the verdict, and the party benefiting from the alleged racial bias has the
burden to prove it did not. Cf. Monday, 171 Wn.2d at 680 (placing the burden of
proof on the State when a prosecutor allegedly appeals to racial bias). If they cannot
prove that racial bias had no effect on the verdict, then the verdict is incompatible
with substantial justice, and the court should order a new trial under CR 59(a)(9).
19 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
We conclude that Henderson has made a prima facie showing that an objective
observer could view race as a factor in the verdict, and the trial court erred in denying
an evidentiary hearing. We take this opportunity to provide guidance on how this
prima facie showing should be assessed.
B. Henderson Has Established a Prima Facie Case
Henderson alleges that Thompson’s counsel primed the jurors with appeals to
racial bias throughout the trial. Henderson points to numerous instances that permit
an inference that an objective observer could conclude race was a factor in the
verdict. Berhe, 193 Wn.2d at 666. For example, defense counsel repeatedly
characterized Henderson as “combative” and “confrontational.” These terms evoke
the harmful stereotype of an “angry Black woman.” See Trina Jones & Kimberly
Jade Norwood, Aggressive Encounters & White Fragility: Deconstructing the Trope
of the Angry Black Woman, 102 IOWA L. REV. 2017, 2049 (2017). This harmful
negative stereotype affects the way others perceive and interact with Black women,
and it can have significant negative social and interpersonal consequences for Black
women, including influencing their experience and reasonable expression of anger.
Defense counsel also directly contrasted Henderson with Thompson,
describing Thompson as, “[b]y comparison, . . . intimidated and emotional about the
process and—and rightly so, and provid[ing] . . . genuine and authentic testimony.”
3 VRP (June 6, 2019) at 1222. The direct contrast between defense counsel’s
20 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
depiction of Henderson as “confrontational” and “combative” and her depiction of
Thompson as “rightly” “intimidated” and “emotional” distorted the roles of plaintiff
and defendant, casting Thompson—the person responsible for injuring Henderson—
in the role of the victim to whom the jury owed more sympathy than the actual
injured party. This invited the jury to make decisions on improper bases like
prejudice or biases about race, aggression, and victimhood. 8
During closing arguments, Thompson’s counsel alluded to racist stereotypes
about Black women as untrustworthy and motivated by the desire to acquire an
unearned financial windfall. Defense counsel argued that Henderson’s injuries were
minimal and intimated that the sole reason she had proceeded to trial was that she
saw the collision as an opportunity for financial gain. Id. at 1195 (“And it seems
pretty evident that the reason we’re going through this exercise is because the ask is
for three and a half million dollars.”), 1198 (arguing that Henderson did not inform
one of her doctors about the collision soon enough “because $3.5 million hadn’t
coalesced in her mind yet”). Defense counsel’s argument that Henderson was
exaggerating or fabricating her injuries appealed to these negative and false
stereotypes about Black women being untrustworthy, lazy, deceptive, and greedy. 9
8 See Megan Armstrong, From Lynching to Central Park Karen: How White Women Weaponize White Womanhood, 32 HASTINGS WOMEN’S L.J. 27, 32-42 (2021). 9 See Marilyn Yarbrough & Crystal Bennet, Cassandra and the “Sistahs”: The Peculiar Treatment of African American Women in the Myth of Women as Liars, 3 J. GENDER RACE & JUST. 625, 636-39 (2000) (describing the myths of the “Jezebel” and the “welfare queen,” among others). 21 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
Presenting a case in this way can allow jurors to make decisions on impermissible
grounds rooted in prejudice or biases about race and money.
Additionally, defense counsel relied on racist stereotypes about Black people
and us-versus-them descriptions to undermine the credibility of Henderson and her
witnesses. For example, defense counsel suggested that Henderson had probably
asked her friends and family to lie for her, as evidenced by their shared use of a
popular idiom—“life of the party”—to describe her. Id. at 1213. This argument was
akin to the prosecutorial misconduct we condemned in Monday, where the
prosecutor asserted that Black witnesses were unreliable because there was a “code”
that “‘[B]lack folk don’t testify against [B]lack folk.’” 171 Wn.2d at 676 (quoting
the record). Intimating that the Black witnesses had joined together to lie for the
Black plaintiff could invite jurors to suspect them as a group and to make decisions
based on biases about race and truthfulness. Similarly, defense counsel argued that
Henderson’s chiropractor was likely to lie for her because they had more than just a
doctor-patient relationship, implying that hiring her to work in his office
demonstrated impropriety in their relationship. This strategy could open the door to
speculation that plays directly on prejudice or biases about race and sexuality.
The myth of the “welfare queen” refers to a woman who purposefully “shuns work” in order to live off public benefits, “a non-existent social phenomenon based on a singular incident of abuse of welfare benefits by one woman in Chicago in the 1970s.” Id.; BRITTNEY COOPER, ELOQUENT RAGE: A BLACK FEMINIST DISCOVERS HER SUPERPOWER 197 (2018) (explaining the harm of the “welfare queen” myth). 22 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
Trial judges abuse their discretion in denying an evidentiary hearing on a
motion for a new trial when presented with a prima facie showing that an objective
observer could view race as a factor in the verdict. Berhe, 193 Wn.2d at 665. Courts
have an obligation to ensure that trials are conducted fairly and to recognize when
substantial justice has not been done. Id. at 661-62; Severns Motor Co., 35 Wn.2d
at 604. In this case, the trial judge acknowledged that the comments defense counsel
made in closing had “racial overtones” “in some contexts” but then failed to engage
in any analysis of what effect the racially coded language could have had on the jury.
1 CP at 181. This was an opportunity missed to apply that acknowledgement to the
case and to recognize how an objective observer could view the defense’s comments
as causing racial bias to become a factor in the verdict. Berhe, 193 Wn.2d at 665.
Rather than considering the perspective of the objective observer under Berhe,
the trial court judge viewed the facts from her own perspective. She agreed with
Thompson’s counsel that it was fair to describe Henderson’s demeanor during cross-
examination as “combative” and “confrontational,” opining that this language
should be excused because the term was “race neutral” and tied to the evidence. Br.
of Resp’t at 34-39; 1 CP at 180. Paradoxically, the trial court also acknowledged
that “using the terms combative in reference to the plaintiff and intimidated in
reference to the defendant can raise such bias.” 1 CP at 180 (emphasis added). As
this court explained in Berhe, a race-neutral alternative explanation does not excuse
23 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
the effect of language that appeals to racial bias. 193 Wn.2d at 666.
When a participant in the trial uses language that could evoke racist
stereotypes, courts should not presume that such language has no effect—on them
or on the jurors. The harm in an appeal to racial bias is in its effect on the decision-
maker, regardless of the intent behind the reference, because “people will act on . . .
bias far more often if reasons exist giving plausible deniability.” Saintcalle, 178
Wn.2d at 48-49. Indeed, trial courts should be deeply concerned about the
possibility that racism has affected any trial, and courts should grant a new trial when
an objective observer could conclude that racism was a factor in the verdict. Cf.
State v. Lahman, 17 Wn. App. 2d 925, 938, 488 P.3d 881 (2021).
An objective observer could conclude that the themes and arguments
advanced by defense counsel suggested Henderson and her witnesses were not
credible because of their race, and considering the totality of the circumstances of
this trial, an objective observer could therefore conclude that racism affected the
verdict. Berhe, 193 Wn.2d at 666. Henderson has established a prima facie case
entitling her to an evidentiary hearing on her motion for a new trial.
C. The Burden at the Hearing
When a party raises a prima facie claim that racial bias affected the verdict,
the court must hold a hearing to determine whether an objective observer under the
GR 37 standard could conclude that racial bias was a factor in the verdict. Berhe,
24 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
193 Wn.2d at 666; CR 59(e). If the evidence, taken as true, permits an inference
that an objective observer could reach this conclusion, the party has made a prima
facie showing that a new trial should be ordered. Berhe, 193 Wn.2d at 666. At that
juncture, the trial court must presume that it affected the verdict, and the party
allegedly responsible for introducing the appeals to bias has the burden to prove it
did not affect the verdict. Cf. Monday, 171 Wn.2d at 680 (placing the burden on the
State to prove that prosecutorial misconduct did not affect the verdict in a criminal
case). If the party that benefited from an appeal to racial bias cannot prove it did not
affect the verdict, then substantial justice has not been done, and the court must order
a new trial. As in the criminal context, where racial bias has had an effect on the
verdict, we will not consider any claim that the error was harmless. Zamora, 199
Wn.2d at 721.
Applying this standard, we reverse the decision below and remand for the trial
court to conduct a hearing on Henderson’s motion for a new trial. On remand,
Henderson’s case should be reassigned to a different judge in light of the opinions
the judge has already expressed as to the reasons for Thompson’s counsel’s
behavior, as well as the reasons Henderson was excluded from the courtroom when
the jury returned its verdict. State v. McEnroe, 181 Wn.2d 375, 387, 333 P.3d 402
(2014) (A case may be reassigned if “the trial judge will exercise discretion on
remand regarding the very issue that triggered the appeal and has already been
25 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
exposed to prohibited information, expressed an opinion on the merits, or otherwise
prejudged the issue.” (footnotes omitted)).
We next turn to Henderson’s claim that the trial court erred by refusing to
consider sanctions for Thompson’s discovery violations.
II. Discovery Sanctions
“[A] spirit of cooperation and forthrightness during the discovery process is
necessary for the proper functioning of modern trials.” Wash. State Physicians Ins.
Exch. & Ass’n v. Fisons Corp., 122 Wn.2d 299, 342, 858 P.2d 1054 (1993). Our
civil rules require parties to engage in discovery in good faith and provide sanctions
for violations of the rules. CR 26, 37. Parties “must fully answer all interrogatories
and all requests for production, unless a specific and clear objection is made.”
Fisons, 122 Wn.2d at 354 (citing CR 33(a), 34(b)). Our liberal discovery rules aim
to make civil trials “‘a fair contest with the basic issues and facts disclosed to the
fullest practicable extent.’” Id. at 342 (internal quotation marks omitted) (quoting
Gammon v. Clark Equip. Co., 38 Wn. App. 274, 280, 686 P.2d 1102 (1984)). “‘This
system obviously cannot succeed without the full cooperation of the parties,’” so
courts have authority to deter “‘unjustified or unexplained resistance to discovery’”
through sanctions. Id. (quoting Gammon, 38 Wn. App. at 280). The sanction rules
grant judges considerable discretion “‘to determine what sanctions are proper in a
given case’” in order to “‘reduce the reluctance of courts to impose sanctions.’” Id.
26 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
at 339 (internal quotation marks omitted) (quoting Cooper v. Viking Ventures, 53
Wn. App. 739, 742-43, 770 P.2d 659 (1989)).
When a party intentionally withholds or destroys evidence, the trial court may
issue a spoliation instruction for the jury to draw an inference that the missing
evidence would be unfavorable to the party at fault. Pier 67, Inc. v. King County,
89 Wn.2d 379, 385-86, 573 P.2d 2 (1977) (“[W]here relevant evidence which would
properly be a part of a case is within the control of a party whose interests it would
naturally be to produce it and [they] fail[] to do so, without satisfactory explanation,
the only inference which the finder of fact may draw is that such evidence would be
unfavorable to [them].”). Courts consider the potential importance or relevance of
the missing evidence and the culpability of the adverse party. Henderson v. Tyrrell,
80 Wn. App. 592, 607, 910 P.2d 522 (1996). The culpable conduct “must be
connected to the party against whom a sanction is sought.” Cook v. Tarbert Logging,
Inc., 190 Wn. App. 448, 462, 360 P.3d 855 (2015). Courts consider “[w]hether
destruction of the evidence gave the culpable party an investigative advantage.” Id.
Sanctions decisions are reviewed for an abuse of discretion involving a decision that
is manifestly unreasonable or based on untenable grounds. Fisons, 122 Wn.2d at
338-39.
Here, Henderson sought information about Probe’s surveillance throughout
the discovery period—repeatedly, using multiple mechanisms provided in the civil
27 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
rules. Henderson issued a subpoena duces tecum and deposed Slaeker, the person
the defense team identified as responsible for the surveillance video. When Slaeker
indicated that his notes informed a report on Probe’s surveillance of Henderson,
Henderson served interrogatories and requests for production seeking the report. But
the defense team avoided producing any additional information and evaded a court
order directing it to do so. They produced the purported report over a year later, just
two weeks before trial—only after a court order ruling it was not privileged—and
too late for Henderson to conduct additional discovery. Henderson had no
opportunity to verify its contents or authorship. Cf. Cook, 190 Wn. App. at 462;
Henderson, 80 Wn. App. at 607-08. This is, by definition, prejudice to the litigant.
Additionally, Slaeker repeatedly stated he reviewed notes that were in
existence at the time of his deposition. Slaeker equivocated about which notes these
were, but he was consistent about the fact that he used some surveillance-related
documentation to prepare for the deposition for hours—documentation that was
never produced to Henderson.
Last, the defense produced a document indicating that Probe conducted more
than 78 hours of surveillance on Henderson over a period of 9 months and repeatedly
indicated that multiple surveillance recordings existed; yet, the defense never
produced more than the 17 minutes of video from March 15, 2011. They never
provided an explanation for why there was no video from any other day of
28 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
surveillance in those 9 months. Even if there truly was no other video beyond what
the defense produced, almost all of the 78 hours of surveillance remained
unaccounted for. The absence of any additional surveillance video conflicts with
Slaeker’s testimony that he had handwritten notes and text messages (that he did not
produce) from those hours of surveillance. If he did not see Henderson during that
surveillance and saw her only for the 17 minutes of video produced, there seems to
be no need to take detailed, but unproduced, notes nor any need to have discussions
via text message.
It is difficult to conceive of what more Henderson could have done to identify
the evidence she was seeking, determine that it was discoverable, and utilize the
rules of civil procedure to obtain the material. Cf. Fisons, 122 Wn.2d at 354. Rather
than meeting the expectation of cooperation and forthrightness we require in our
civil legal system, the defense took advantage of every opportunity to avoid
complying with Henderson’s very clear and reasonable requests. Id. at 342. There
is no doubt that Thompson’s defense team understood the relevance and significance
of the video. Cook, 190 Wn. App. at 462. Particularly given how the defense team
continued to behave toward Henderson and her legal team at trial, it is difficult to
explain this conduct as anything other than a pattern of underestimating and
undervaluing the position of both Henderson and her counsel. See Frank M.
McClellan, The Dark Side of Tort Reform: Searching for Racial Justice, 48 RUTGERS
29 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
L. REV. 761, 761-774, 795-96 (1996) (explaining how private attorneys often
improperly consider the race of both plaintiffs and their attorneys in evaluating the
value of tort cases). Even absent the later appeals to racial bias during trial, this kind
of obstructionist discovery behavior would typically incur sanctions ranging from
limitations of the use of the material at trial, instructions to the jury on spoliation,
monetary sanctions against the party engaging in these tactics, or, in the most
egregious of circumstances, dismissal of the matter entirely. Henderson, 80 Wn.
App. at 605 (“the severity of a particular act . . . determines the appropriate remedy”).
Henderson demonstrated prejudice resulting from the defense’s refusal to
produce any additional surveillance-related evidence. As Henderson’s claim
involved a preexisting condition that was aggravated by the collision, the defense’s
strategy was to prove that her symptoms had either remained in or returned to a
relatively manageable status. The 17-minute surveillance video depicting
Henderson at work with no observable tics could be viewed as strong evidence that
she was not suffering 9 months after the collision, and it formed the basis of the
defense experts’ opinions to that effect. Without any information about what the
other 9 months of surveillance revealed, Henderson was completely unable to show
that those 17 minutes were not representative of how she was managing after the
collision. Given that the withheld evidence would have been crucial to Henderson’s
ability to challenge the 17-minute surveillance video and the defense’s repeated
30 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
refusals to comply with Henderson’s many clear requests, we agree that a spoliation
instruction should have issued and that some additional sanction also would have
been proper. Instead, the trial court chose not to sanction the defense’s conduct at
all, resulting in an effective endorsement of the defense team’s conduct.
Trial courts have wide latitude to determine what sanctions are appropriate.
Fisons, 122 Wn.2d at 355. Henderson has continued to request sanctions under
Fisons for the defense team’s conduct during discovery, and she also argues that the
defense should be sanctioned for making appeals to racial bias throughout trial.
Sanctions are mandatory when a party violates a civil rule. Id. The court should
determine the severity of the sanction commensurate with the severity of the
wrongdoing in order to serve the purposes of sanctions “to deter, to punish, to
compensate[,] and to educate.” Id. at 356. Intent is not a prerequisite to imposing
sanctions, though the court may take the wrongdoer’s state of mind into account
when determining the severity of the sanctions to impose. Id. at 345, 356. When
the court finds intent to spoil or hide evidence—which appears likely to have
occurred here—the more severe sanctions would be appropriate. Sanctions can
range from reprimands, 10 excluding evidence, 11 instructions on negative inference,12
10 See Miller v. Badgley, 51 Wn. App. 285, 303, 753 P.2d 530 (1988). 11 See Scott v. Grader, 105 Wn. App. 136, 142, 18 P.3d 1150 (2001). 12 See Henderson, 80 Wn. App. at 606-07. 31 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
default judgment or dismissal, 13 or monetary sanctions on the party, attorney, or
firm. 14 While some delaying tactics might be common in civil trials, the degree of
the defense team’s refusal to cooperate in this case was egregious. Thompson’s
defense team failed to produce relevant evidence despite Henderson’s counsel’s
painstaking efforts to obtain it through the discovery rules. Ultimately, it is the trial
court’s role to determine what sanctions should be imposed and against whom. Id.
at 355. We therefore remand to the trial court to determine whether to impose
sanctions up to and including a new trial excluding the surveillance video, Slaeker’s
testimony, or both, as well as reasonable costs and attorney fees for the first trial.15
Id.
CONCLUSION
Our legal system is based on the premise of judicial neutrality, procedural
fairness, and equal treatment. We know our system has not lived up to its promises,
even as we have reaffirmed our commitment to them. The legal system is made up
of people—lawyers, judges, jurors, and others—and it shares in our human strengths
and weaknesses. All of us have the capacity to push our system closer to the ideals
13 See Magaña v. Hyundai Motor Am., 167 Wn.2d 570, 583-84, 220 P.3d 191 (2009); Rivers v. Wash. State Conf. of Mason Contractors, 145 Wn.2d 674, 686, 41 P.3d 1175 (2002). 14 See Fisons, 122 Wn.2d at 356; Madden v. Foley, 83 Wn. App. 385, 392, 922 P.2d 1364 (1996). 15 The trial court may consider in its sanctions analysis these pretrial discovery violations as well as defense counsel’s conduct during trial. 32 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
and promises of justice; we also have the ability to continue to perpetuate harm. To
turn our system squarely toward fairness requires conscious effort and honesty when
we fail.
Courts take a step toward achieving greater justice when the people who
comprise them comprehend the legacy of injustices built into our legal systems,
actively work to prevent racism before it occurs, and also recognize how our
participation in these systems may reify them. One way judges can do so is to ensure
that we bring reality into sharp focus in our legal analysis. When a new trial is sought
on the ground that racial bias affected the verdict, the facts must be viewed through
the lens of an objective observer who is aware “that implicit, institutional, and
unconscious biases, in addition to purposeful discrimination, have influenced jury
verdicts in Washington State.” Berhe, 193 Wn.2d at 665. In a hearing based on
prima facie evidence that racial bias possibly affected the verdict, the court must
presume that it did and the party seeking to uphold the verdict must prove how it did
not. If they cannot prove that racial bias was not a factor, that verdict is
fundamentally incompatible with substantial justice. We reverse and remand to the
trial court for further proceedings consistent with this opinion.
33 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson No. 97672-4
______________________________
WE CONCUR:
___________________________ ______________________________
34 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson, No. 97672-4 (Gordon McCloud, J., concurring)
No. 97672-4
GORDON McCLOUD, J. (concurring)—I agree with the majority’s
conclusion that misconduct tainted the discovery process and that racism against
the Black female plaintiff, Janelle Henderson, tainted the jury trial. I also agree
with the majority’s decision that the remedy for Henderson’s prima facie showing
that racial bias was a factor in the verdict is a trial court evidentiary hearing in
which the defendant bears the burden to prove that it was not such a factor. And I
further agree with the majority’s direction to the trial court to determine the
appropriate sanctions for defendant’s discovery violations.
I write separately only to express disagreement with the majority’s
characterization of certain aspects of defense’s closing argument. As the majority
notes, three of Henderson’s lay witnesses used an identical phrase, “life of the
party,” to describe Henderson before the accident. Majority at 5. In closing
argument, defense counsel argued that the witnesses’ shared use of this phrase
suggested that they coordinated their testimony in advance of trial. 3 Verbatim
Report of Proceedings (June 6, 2019) at 1213.
1 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson, No. 97672-4 (Gordon McCloud, J., concurring)
The majority characterizes this argument as an impermissible appeal to
racial bias and compares it to the prosecutorial misconduct we condemned in State
v. Monday, 171 Wn.2d 667, 678-79, 257 P.3d 551 (2011). Majority at 22. In that
case, the prosecutor explicitly argued that Black witnesses were unreliable because
there was a “code” that “‘[B]lack folk don’t testify against [B]lack folk.’” Monday,
171 Wn.2d at 676 (quoting the record). We condemned the prosecutor’s argument
because there was no evidence in the record to support it and because it amounted
to an “attempt to discount several witnesses’ testimony on the basis of race alone.”
Id. at 678.
By contrast, in this case, the defense used testimony in evidence in order to
attack the witnesses’ credibility by suggesting prior planning. In other words,
there was evidentiary support for the limited argument that these three witnesses’
testimony suggested that they might have coordinated their approach. In my view,
that limited argument was not an improper appeal to racial bias.
Similarly, I believe that parties must be able to explore witnesses’ financial
and other interests that might undermine their credibility. For that reason, I
disagree with the majority’s conclusion that it was an improper appeal to racial
2 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Henderson v. Thompson, No. 97672-4 (Gordon McCloud, J., concurring)
bias for defense counsel to argue that the trial was all about “Henderson’s desire
for a financial windfall.” Majority at 6. 1
I nevertheless agree with the majority that the balance of the transcript
provides a prima facie showing that the trial was infected with racial bias. I
therefore fully join the rest of the opinion.
1 I do not read the majority’s decision to undermine our precedent concerning the importance of probing cross-examination designed to address witness credibility. Our adversarial system requires courts to permit searching cross-examination of witnesses to test their perception, recall, and reliability. Davis v. Alaska, 415 U.S. 308, 316, 94 S. Ct. 1105, 39 L. Ed. 2d 347 (1974) (“Cross-examination is the principal means by which the believability of a witness and the truth of his testimony are tested.”); Anderson v. Akzo Nobel Coatings, Inc., 172 Wn.2d 593, 607, 260 P.3d 857 (2011) (“[E]vidence is tested by the adversarial process within the crucible of cross-examination, and adverse parties are permitted to present other challenging evidence.” (citing Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 596, 113 S. Ct. 2786, 125 L. Ed. 2d 469 (1993))); State v. Darden, 145 Wn.2d 612, 619, 41 P.3d 1189 (2002).
Related
Cite This Page — Counsel Stack
Henderson v. Thompson, Counsel Stack Legal Research, https://law.counselstack.com/opinion/henderson-v-thompson-wash-2022.