Helmig v. Board of Regents of the University of Colorado

CourtDistrict Court, D. Colorado
DecidedSeptember 12, 2023
Docket1:22-cv-00836
StatusUnknown

This text of Helmig v. Board of Regents of the University of Colorado (Helmig v. Board of Regents of the University of Colorado) is published on Counsel Stack Legal Research, covering District Court, D. Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Helmig v. Board of Regents of the University of Colorado, (D. Colo. 2023).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLORADO Senior Judge Raymond P. Moore

Civil Action No. 22-cv-00836-RM-MEH

DETLEV HELMIG,

Plaintiff,

v.

THE UNIVERSITY OF COLORADO BOARD OF REGENTS, a body corporate; PHILIP DISTEFANO, in his official capacity as Chancellor of the University of Colorado- Boulder; GREGORY BROWN, DEBBIE CHAPMAN, TERRI FIEZ, MELANIE MARQUEZ PARRA, GIFFORD MILLER, CHRYSTAL POCHAY, STEVE SMITH, ERIC THOMPSON, MERRITT TURETSKY, in their individual capacities; and GLEN GALLEGOS, HEIDI GANAHL, IRENE GRIEGO, CHANCE HILL, JOHN KROLL, SUE SHARKEY, LINDA SHOEMAKER, and LESLEY SMITH, in their individual capacities as members of the University of Colorado Board of Regents;

Defendants. ______________________________________________________________________________

ORDER ______________________________________________________________________________

This lawsuit is before the Court on the Recommendation of United States Magistrate Judge Michael E. Hegarty (ECF No. 56) to grant in part and deny in part Defendants’ Motions to Dismiss (ECF Nos. 31, 34). Defendants Gallegos, Ganahl, Greigo, Hill, Kroll, Sharkey, Shoemaker, and Smith (the “Regent Defendants”) and Plaintiff filed Objections to Recommendation (ECF Nos. 57, 58) which have been fully briefed (ECF Nos. 59, 61, 63, 64). For the reasons below, both sets of Objections are overruled in part and sustained in part, and the Recommendation is accepted in part and rejected in part. I. LEGAL STANDARDS A. Review of a Magistrate Judge’s Recommendation Pursuant to Fed. R. Civ. P. 72(b)(3), this Court reviews de novo any part of the magistrate judge’s recommendation that is properly objected to. An objection is proper only if it is sufficiently specific “to focus the district court’s attention on the factual and legal issues that

are truly in dispute.” United States v. One Parcel of Real Prop., 73 F.3d 1057, 1060 (10th Cir. 1996). “In the absence of a timely objection, the district court may review a magistrate’s report under any standard it deems appropriate.” Summers v. Utah, 927 F.2d 1165, 1167 (10th Cir. 1991). B. Dismissal under Fed. R. Civ. P. 12(b)(6) In evaluating a motion to dismiss under Fed. R. Civ. P. 12(b)(6), a court must accept as true all well-pleaded factual allegations in the complaint, view those allegations in the light most favorable to the plaintiff, and draw all reasonable inferences in the plaintiff’s favor. Brokers’ Choice of Am., Inc. v. NBC Universal, Inc., 757 F.3d 1125, 1136 (10th Cir. 2014); Mink v. Knox,

613 F.3d 995, 1000 (10th Cir. 2010). To defeat a motion to dismiss, the complaint must allege a “plausible” right to relief. Bell Atl. Corp. v. Twombly, 550 U.S. 544, 569 n.14 (2007); see also id. at 555 (“Factual allegations must be enough to raise a right to relief above the speculative level.”). Conclusory allegations are insufficient, Cory v. Allstate Ins., 583 F.3d 1240, 1244 (10th Cir. 2009), and courts “are not bound to accept as true a legal conclusion couched as a factual allegation,” Twombly, 550 U.S. at 555 (quotation omitted). C. Qualified Immunity Qualified immunity shields individual defendants named in § 1983 actions from civil liability so long as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known. Gutteridge v. Oklahoma, 878 F.3d 1233, 1238 (10th Cir. 2018); Estate of Booker v. Gomez, 745 F.3d 405, 411 (10th Cir. 2014). “Asserting a qualified immunity defense via a Rule 12(b)(6) motion . . . subjects the defendant to a more challenging standard of review than would apply on summary judgment.” Peterson

v. Jensen, 371 F.3d 1199, 1201 (10th Cir. 2004). At the motion to dismiss stage, it is the defendant’s conduct as alleged in the complaint that is scrutinized for objective legal reasonableness. See Thomas v. Kaven, 765 F.3d 1183, 1194 (10th Cir. 2014). “Once the qualified immunity defense is asserted, the plaintiff bears a heavy two-part burden to show, first, the defendant’s actions violated a constitutional or statutory right, and, second, that the right was clearly established at the time of the conduct at issue.” Id. (quotation omitted). II. BACKGROUND No party objected to the magistrate judge’s recitation of the relevant factual allegations, which the Court adopts in full but abbreviates here. Plaintiff joined the University of Colorado-

Boulder (“CU”) in 1995 and had been an associate research professor at the Institute of Arctic and Alpine Research (“INSTAAR”) for more than fifteen years in 2020, when he was fired. (ECF No. 56 at 2.) For several years during his employment, Plaintiff secured a contract on CU’s behalf with a German governmental agency for air monitoring work until the agency declined to renew the contract. (Id. at 5.) In addition, Plaintiff was contacted by the City of Longmont about another potential contract for air quality studies that never materialized. (Id. at 5-6.) While employed by CU, Plaintiff founded Boulder Atmosphere Innovation Research LLC (“Boulder A.I.R.”). (Id. at 5.) Prior to his termination, Plaintiff voiced his concerns that CU and INSTAAR were overbilling the federal government by mischaracterizing project costs. (Id. at 4.) He complained first to Defendant Pochay, INSTAAR’s Financial and Accounting Program Manager, and later to Defendant Miller, INSTAAR’s then-Acting Director. (Id.) Because Defendant Pochay

disagreed with him, Plaintiff alleges, she instituted a campaign of retaliation against him that involved Defendants impeding his ability to perform his research, conducting a sham investigation into his conduct, publicly disparaging his reputation, and ultimately firing him (Id. at 4-5.) Plaintiff contends that Defendant Pochay’s allegations against him prompted Defendant Brown, Fiscal Compliance Analyst in the CU Controller’s Office, to order an investigation by Defendant Chapman, Senior Audit Manager of Investigations. (Id. at 7.) Defendant Chapman authored a report, overseen by Defendants Steve Smith, Director of Investigations for the Internal Audit Department, and Brown. (Id.) Defendant Thompson, Senior Audit Manager for

the Internal Audit Department, briefly discussed the matter with Plaintiff. (Id.) He and Defendant Ponchay contributed to the report as well. (Id.) Defendants Turetesky, Director of INSTAAR, and Miller delivered a Notice of Termination to Plaintiff in April 2020. (Id.) It was signed by Defendants Fiez, Vice Chancellor for Research and Innovation and Dean of the Institutes for CU-Boulder, and Miller. (Id.) The Notice provides the following grounds for Plaintiff’s termination: a. [Plaintiff’s] outside personal and financial interests had negatively impacted his personal judgment and compromised his professional “loyalty” to CU;

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Helmig v. Board of Regents of the University of Colorado, Counsel Stack Legal Research, https://law.counselstack.com/opinion/helmig-v-board-of-regents-of-the-university-of-colorado-cod-2023.