Helen J. Guercio v. George Brody (88-2013) and John Feikens (89-1137)

911 F.2d 1179, 5 I.E.R. Cas. (BNA) 1035, 1990 U.S. App. LEXIS 13727
CourtCourt of Appeals for the Sixth Circuit
DecidedAugust 13, 1990
Docket88-2013, 89-1137
StatusPublished
Cited by60 cases

This text of 911 F.2d 1179 (Helen J. Guercio v. George Brody (88-2013) and John Feikens (89-1137)) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Helen J. Guercio v. George Brody (88-2013) and John Feikens (89-1137), 911 F.2d 1179, 5 I.E.R. Cas. (BNA) 1035, 1990 U.S. App. LEXIS 13727 (6th Cir. 1990).

Opinions

KRUPANSKY, Circuit Judge.

Defendants-appellants, George Brody (Brody) and John Feikens (Feikens) (collectively, appellants), appeal the denial of their motion to dismiss plaintiff-appellee Helen Guercio’s (Guercio) complaint on the basis of qualified official immunity. The facts of this controversy were set out previously and the reader is referred to the circuit’s previous opinion for a full rendition. Guercio v. Brody, 814 F.2d 1115 (6th Cir.1987) (Guercio I).

In summary, Guercio, who had been discharged from her position as confidential secretary to then Bankruptcy Judge Brody, commenced this action against him and District Judge Feikens, formerly Chief Judge of the United States District Court for the Eastern District of Michigan, for wrongful termination of her employment in alleged violation of her constitutional right to free speech. Guercio asserted a cause of action arising under Bivens v. Six Unknown Agents, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971), and sought injunctive relief, declaratory relief, equitable relief, and monetary damages. Specifically, [1181]*1181Guereio prayed in her second amended complaint for a declaration that her termination was unconstitutional, for an injunction ordering her reinstatement to the same or a similar position, for backpay and accrued benefits up to 19,999.0o,1 and for damages in the amount of $1 million from Feikens and Brody jointly and severally in their individual capacities.

This circuit’s opinion in Guereio I related the following factual scenario:

The facts of this case, as alleged in the complaint and affidavits of record, lead us through an unfortunate chapter in the history of the U.S. Bankruptcy Court for the Eastern District of Michigan — a period in which Ms. Guereio asserts that she played a central role in exposing corruption in the Bankruptcy Court.
According to the allegations, Guereio was hired in January 1979 by Judge Bro-dy to serve as his secretary. From October 1979 through June 1981, Guereio made various disclosures concerning corruption in the Bankruptcy Court. She revealed, for example, that the Bankruptcy Court’s system of random case assignments was being manipulated. These disclosures eventually led to the resignation of a bankruptcy judge as well as the criminal convictions of an attorney and bankruptcy court clerk.
As part of this chain of events resulting from her disclosures, Guereio alleges that the Judicial Council of the Sixth Circuit intervened and placed the Bankruptcy Court in virtual receivership. The Judicial Council stated in an order dated May 6, 1981:
The Council concludes that the effective and expeditious administration of the business of the courts within this circuit requires that the administration of the Bankruptcy Court for the Eastern District of Michigan be placed under the supervision of the United States District Court for the Eastern District of Michigan. Such supervision should include the oversight of the general operation of the Bankruptcy Court Clerk’s Office, the appointment of an Acting Clerk of the Bankruptcy Court and the approval of all personnel actions affecting employees of the Bankruptcy Court.
By an order of May 18, 1981, the judges of the U.S. District Court for the Eastern District of Michigan directed Chief Judge Feikens to assume supervisory responsibility for the Bankruptcy Court pursuant to the earlier order of the Judicial Council of the Sixth Circuit.

Guercio I, 814 F.2d at 1116.

The record further discloses that the resignation of one of the bankruptcy judges who had been affected by the disclosures of corruption compelled the nomination of a replacement, and that George Woods (Woods) was nomiated to fill the position. Subsequent to the announcement of the Woods nomination, but prior to his confirmation, Guereio amassed and circulated “to the press and others” newspaper articles that had originally appeared approximately eleven years earlier in connection with Woods’s 1969 nomination for United States Attorney for the Eastern District. Id. The newspaper articles apparently discussed Woods’s purported legal representation of reputed organized crime figures during an earlier stage of his career. According to the complaint, Woods took umbrage with Guercio’s disclosures and threatened Brody with withholding his “cooperation” should he be confirmed as a bankruptcy judge. Brody, in turn, reported his dilemma to Chief Judge Feikens, who, allegedly, instructed Brody to discharge Guereio.

The district court originally granted both judges absolute immunity from suit, reasoning that the decision to discharge Guer-[1182]*1182cio was undertaken in a judicial capacity. Another panel of this court reversed that determination in Guercio I, finding that Guercio’s termination was in the nature of a ministerial or administrative act, as opposed to the type of judicial function traditionally accorded absolute immunity, Guercio I, 814 F.2d at 1119-20, and remanded the action to the district court, expressing no opinion as to the judges’ entitlement to the protection of qualified immunity. Id. at 1120. Subsequently, the full court granted rehearing en banc to consider the question of absolute immunity insofar as it applied to Chief Judge Feikens. Guercio v. Brody, 823 F.2d 166 (6th Cir.1987). Pri- or to rehearing en banc, however, the Supreme Court announced its opinion in Forrester v. White, 484 U.S. 219, 108 S.Ct. 538, 98 L.Ed.2d 555 (1988). In response to Forrester, this circuit vacated its order granting rehearing en banc, reinstated its previous mandate (rendered in Guercio I) relative to Judge Feikens, and remanded the entire matter to the district court in order to “consider the entire case in light of the Supreme Court’s decision in Forrester v. White and consider the remaining issues in light of Forrester v. White and this court’s reinstated decision of April 1, 1987.” Guercio v. Brody, 859 F.2d 1232, 1233 (6th Cir.1988).

While the language of this last mandate would seem to suggest that the district court on remand was to reevaluate the propriety of granting absolute immunity in light of Forrester v. White, it is difficult to reconcile that suggestion with the court’s “reinstatement” of its first opinion in Guercio I, which unequivocally denied the availability of absolute immunity for the act in question. The panel’s decision in Guercio I is the law of this case, and both judges were, accordingly, foreclosed from asserting absolute judicial immunity as a defense against Guercio’s charges in future proceedings.2

The sole remaining question, then, is whether the district court erred on remand in denying the judge’s motions for dismissal, which motions were premised on a defense of qualified immunity. Resolution of this issue hinges entirely upon an accurate and comprehensive analysis of the qualified immunity test as it has been pronounced and applied in the opinions of the Supreme Court and this court, and application of that test to the facts of the case at bar as they are portrayed in Guercio’s second amended complaint.

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Bluebook (online)
911 F.2d 1179, 5 I.E.R. Cas. (BNA) 1035, 1990 U.S. App. LEXIS 13727, Counsel Stack Legal Research, https://law.counselstack.com/opinion/helen-j-guercio-v-george-brody-88-2013-and-john-feikens-89-1137-ca6-1990.