Heffelfinger, M. v. Shen, L.

2025 Pa. Super. 153
Superior Court of Pennsylvania·Decided July 21, 2025·No. 681 MDA 2024·Published

Opinion

2025 PA Super 153

MARY HEFFELFINGER : IN THE SUPERIOR COURT OF : PENNSYLVANIA

:

v. :

:

:

LINDA SHEN, DDS, SHEN SMILES, :

PC AND DRUMS DENTAL LAB, LLC :

: No. 681 MDA 2024

Appellants :

Appeal from the Judgment Entered April 30, 2024 In the Court of Common Pleas of Luzerne County Civil Division at No(s):

202008443

BEFORE: MURRAY, J., KING, J., and STEVENS, P.J.E.* OPINION BY STEVENS, P.J.E.: FILED: JULY 21, 2025 Linda Shen, DDS (“Dr. Shen”), Shen Smiles, PC, and Drums Dental Lab, LLC, appeal from the April 30, 2024 judgment entered on the jury verdict in favor of Appellee, Mary Heffelfinger, and jointly against Appellants, in the total amount of $11,459,513.69. After careful review, we affirm.

The relevant factual history of this case, as gleaned from the certified record, is as follows: Appellee is a 68 year-old woman who resides in Chester County, Pennsylvania. Dr. Shen is licensed to practice dentistry in the Commonwealth of Pennsylvania and is the sole owner of her professional corporation, Shen Smiles, PC (“Shen Smiles”) in Drums, Pennsylvania. Appellee had known Dr. Shen for over a decade when she became her patient

* Former Justice specially assigned to the Superior Court.

in 2013. On May 13, 2018, Appellee went to Dr. Shen for dental care with a lesion present on the left side of her tongue. Throughout more than six visits in 2018, each initiated by Appellee, the lesion continued to grow and worsen. In each instance, Dr. Shen prescribed palliative treatment but failed to refer Appellee for specialist care, perform an oral cancer screening or biopsy for diagnosis of the lesion, nor schedule Appellee for follow-up visits. In December of 2018, Dr. Shen’s then-assistant, Dora Comstock, looked for the first time at Appellee’s sore, and was immediately alarmed. When she raised her concern with Dr. Shen, Dr. Shen responded in a hostile manner and told Comstock to stay silent. Nevertheless, Comstock instructed Appellee to immediately go to an oral surgeon. Appellee visited an oral surgeon, Niral Parikh, DDS, on December 28, 2018, who immediately recognized the lesion as possible squamous cell carcinoma, and referred Appellee for a biopsy, which confirmed the cancer diagnosis.

Appellee underwent treatment for squamous cell carcinoma from January thru June of 2019. The resulting extensive, invasive treatment caused permanent injury to Appellee. Appellee underwent radiation and chemotherapy, and required dissection of her neck to remove the left side of her tongue and several lymph nodes. Said surgery also required a skin and blood vessel graft, taken from Appellee’s arm, which restored some functionality to her tongue. Although Appellee was able to achieve remission,

she suffered permanent injury including speech deficits, lymphedema, scarring, and a continued risk of recurrence.

The trial court set forth the early procedural history of this case as follows:

This matter was commenced by writ of summons dated September 15, 2020. Pre-complaint discovery was conducted, and [Appellee’s] complaint was filed on August 17, 2021. A series of preliminary objections and amended complaints ensured.

[Appellee’s] third amended complaint was filed November 9, 2021. Following disposition of [Appellee’s] preliminary objections to [Appellants’]

preliminary objections to [Appellee’s] third amended complaint, [Appellee’s] third amended complaint became the operative complaint in this matter. The complaint alleged negligence against all [Appellants], as well as intentional infliction of emotional distress against [Dr. Shen]. The cause of action for intentional infliction of emotional distress was subsequently withdrawn at trial. Punitive damages were sought pursuant to the negligence claim.

Trial court opinion, 8/23/24 at 1-2 (extraneous capitalization omitted).

On February 20, 2024, the parties proceeded to a jury trial before the Honorable Richard M. Hughes, III. At trial, the jury heard testimony from eight witnesses, including a number of experts. Appellee presented, inter alia, the expert testimony of George Just, DDS, DMD, to opine of the standard of care for general dentistry, as well as the expert testimony of Dr. Wayne Koch, MD, to opine on the causation of Appellee’s injuries and the alternative treatment that would have been required with a timely diagnosis. Appellants

presented, inter alia, Christopher Bereznak, DMD as an expert in general dentistry as well as Dr. Shen as a fact witness.

At trial, the parties also contested whether Dr. Shen had in fact seen Appellee as a patient during the seven-month period between May and December of 2018. Dr. Shen’s patient ledger did not reflect any appointments with Appellee during this timeframe, and Dr. Shen failed to maintain any medical records relative to Appellee. As a result, the trial court admitted testimony from Appellee’s sister, Catherine Martin, Dr. Shen’s former officer manager from 2013 to 2019. Martin testified that Dr. Shen regularly took patients ‘off-the-books’ and received payments in unrecorded cash amounts, or in-kind services, which would therefore not have been reflected in her patient’s ledger. Additionally, the trial court admitted testimony that Dr. Shen herself was responsible for the medical records relevant to the Appellee during that time frame the records went missing. See notes of testimony, 2/20- 22/24 at 75, 82-84, 174, 183-184.

Following a three-day trial, the jury returned a verdict in favor of Appellee in the total amount of $11 million. Specifically, the jury found Dr. Shen negligent and awarded Appellee $3 million in compensatory damages; the jury also found Dr. Shen’s reckless conduct warranted $8 million in punitive damages. Jury Verdict Slip, 2/23/24 at 1-3. On February 26, 2024, Appellee filed a motion for $459,513.69 in delay damages pursuant to Pennsylvania Rule of Civil Procedure 238. Thereafter, on March 4, 2024,

Appellants filed motions for post-trial relief, which were denied by the trial court on April 11, 2024. On April 23, 2024, the trial court granted Appellee’s motion for delay damages in the amount of $459,513.69. On April 30, 2024, judgment was subsequently entered in favor of Appellee, and jointly against Appellants, in the total amount of $11,459,513.69. This timely appeal followed on May 9, 2024.1 Appellants raise the following 14 issues for our review:

1. Whether the evidence was sufficient to warrant an award of punitive damages when the evidence showed nothing more than negligence on the part of Appellant Dentist?

2. Whether the [trial] court erred in allowing the jury to decide if punitive damages should be imposed on [Appellant] Dentist?

3. Whether punitive damages may be awarded for misconduct that constitutes ordinary negligence[?]

4. Whether the trial court committed plain error or abused its discretion in [sic]?

5. Whether there is a recognized cause of action for negligent record documentation in Pennsylvania[?]

6. Whether the [trial] court erred in denying [Appellants’] motion in limine, seeking to limit certain irrelevant and prejudicial testimony.

This permitted [Appellee’s] witness (her sister, Catherin Martin) to testify that she had counted $500,00[0.00]-$600,000.00 in cash with [Appellant Dentist], thereby prejudicing the jury

1 Appellants and the trial court have complied with Pa.R.A.P. 1925.

as to its findings of the awarding of both punitive and non-economic damages?

7. Whether the [trial] court erred in denying [Appellants’] motion in limine to exclude improper character evidence?

8. Whether the [trial] court erred in denying [Appellants’] motion in limine to prevent [Appellee] from presenting evidence of [Appellants’] failure to produce or maintain an office chart documenting [Appellee’s]

examination[?]

9. Whether the punitive and non-economic damages awarded were excessive[?]

10. Whether the delay damages awarded by the [trial] court were excessive[?]

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Heffelfinger, M. v. Shen, L., 2025 Pa. Super. 153 (Pa. Ct. App. 2025).

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