Heeren v. City of Jamestown, Ky.

817 F. Supp. 1374, 1993 U.S. Dist. LEXIS 4690, 1992 WL 469613
CourtDistrict Court, W.D. Kentucky
DecidedApril 7, 1993
DocketC90-0160-BG(H)
StatusPublished
Cited by3 cases

This text of 817 F. Supp. 1374 (Heeren v. City of Jamestown, Ky.) is published on Counsel Stack Legal Research, covering District Court, W.D. Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Heeren v. City of Jamestown, Ky., 817 F. Supp. 1374, 1993 U.S. Dist. LEXIS 4690, 1992 WL 469613 (W.D. Ky. 1993).

Opinion

MEMORANDUM OPINION

HEYBURN, District Judge.

This case comes before the Court on,Plaintiffs Application for attorney fees pursuant to the Equal Access to Justice Act, 28 U.S.C. § 2412. Plaintiff contends that he is entitled to attorneys’ fees from Defendant Department of Housing and Urban Development (“HUD”) because (1) HUD was not “substantially justified” in asserting that it delegated all of its environmental protection responsibilities to the City of Jamestown, Kentucky (“Jamestown”), and (2) Plaintiff did “prevail” against HUD in the underlying litigation.

The decision of Jamestown to build the “Lake Cumberland Pipeline” wastewater treatment system sparked the lawsuit which is now the subject of this Application. Jamestown won federal funding for the project on the strength of an environmental assessment which suggested that the project threatened no significant impact to existing ecology. HUD delegated its environmental protection responsibilities to Jamestown pursuant to 42 U.S.C. § 5804(g) when HUD approved the city’s grant application.

Plaintiff later brought this action, insisting that Jamestown’s original assessment failed to comply with applicable federal regulations. This Court entered a preliminary injunction in December, 1990, ordering Jamestown to prepare a revised environmental assessment and requiring HUD to suspend its funding allocations to the project until the assessment could be concluded. Plaintiff eventually contended that this revised assessment, too, was flawed. Jamestown finally settled the litigation by agreeing, among other things, to conduct a thorough analysis of project alternatives.

Throughout the litigation, HUD maintained the posture of a disinterested observer, ready to comply with this Court’s rulings but taking no position on the merits of Plaintiffs and Jamestown’s arguments. Plaintiff, having obtained the relief it sought through its litigation, then applied for reimbursement of its attorney fees from HUD.

I.

The Equal Access to Justice Act (“EAJA”) provides for attorney fees to the “prevailing party” in litigation against the United States “unless1 the court finds that the position of the United States was 'substantially justified....” 28 U.S.C. § 2412(d)(1)(A). Congress designed EAJA “to encourage private' parties, who might be deterred by the expense of litigation, to challenge unreasonable government behavior.” Trident Marine Constr. v. District Eng’r, 766 F.2d 974, 978 (6th Cir.1985). That policy is balanced by the Act’s insistence that the United States’ position lack “substantial justification”, which assüres that the Act’s mandates will not “inhibit the government’s efforts to enforce the law nor burden the government with the cost of an automatic fee-shifting provision.” Id. at 978-79.

The United States’ position is “substantially justified” • if it is “justified to a degree that , could satisfy a reasonable person.” Pierce v. Underwood, 487 U.S. 552, 565, 108 S.Ct. 2541, 2550, 101 L.Ed.2d 490 (1988). The decisions of other courts which have' examined the arguments advanced by the United States provide guidance in evaluating the reasonableness of the United States’ position. Id. at 568-69, 108 S.Ct. at 2551-52. The United States bears the burden of demonstrating that its approach was-substantially justified. Kali v. Bowen, 854 F.2d 329, 332 (9th Cir.1988).

*1376 ■ The United States contends that the Secretary of Housing and Urban Development properly delegated that Department’s environmental review responsibilities to Jamestown pursuant to 42 U.S.C. § 5304(g)(1). Indeed, suggests the United States, the Department held a status analogous to that of a disinterested stakeholder in an interpleader action, standing apart from the, litigation while the adverse parties fought over the purse held by the federal agency. (Resp. to Pl.’s Application for Award of Att’ys Fees at 5.) The United States maintained this “delegation” argument throughout the underlying litigation. If this position is substantially justified, Plaintiffs request for attorney fees must fail. ' .

Analysis of HUD’s delegation power and the policy behind it supports HUD’s position throughout the lawsuit and with respect to this motion. The source of HUD’s power of delegation can be found in the Housing and Community Development Act, 42 U.S.C. § 5301 et seq. That Act permits the Secretary of HUD to release funds to grantees “who assume all of the responsibilities for environmental review, decision making, and action” imposed by the National Environmental Policy Act (“NEPA”). 42 U.S.C. § 5304(g)(1). The recipient desiring Community Development assistance must certify that it has satisfied NEPA’s mandates. The Secretary’s approval of this certification “shall be deemed to satisfy [the Secretary’s] responsibilities” under NEPA. § 5304(g)(2). HUD then completely detaches itself from disputes focusing on the grantee’s compliance with NEPA, warning in its regulations that “[p]ersons and agencies seeking redress in relation to environm'ental reviews ... shall deal with the recipient and not with HUD.” 24 C.F.R. §' 58.77(b).

The Housing and Community Development Act thus “shifts much of the responsibility from the federal government to local communities for the implementation of federally assisted projects.” Brandon v. Pierce, 725 F.2d 555, 559 (10th Cir.1984). The courts would frustrate that intent if they required HUD “to make an independent environmental analysis, where the grant applicant has assumed that duty....” Id. at 560. Insistence on continued HUD responsibility “would be duplicative, wasteful, and contrary to the [decentralization goals] as well as the explicit provisions of the act.” Id. (brackets in original). HUD therefore fulfills its duties by assuring that the grant recipient has complied with NEPA’s procedural requirements and HUD’s regulations. Id.; see also Cornell Village Tower Condominium, v. Department of Hous. & Urban Dev., 750 F.Supp. 909, 925 (N.D.Ill.1990).

Plaintiff does not contend that HUD improperly delegated its NEPA responsibilities to Jamestown, nor can Plaintiff identify any case law suggesting that HUD stands liable as guarantor for Jamestown’s substantive violations. 1 The United States’ position finds support in both the delegation statute’s plain language and in court decisions interpreting the law’s policy and application.

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Cullens v. Gober
14 Vet. App. 234 (Veterans Claims, 2001)
Heeren v. City of Jamestown
39 F.3d 628 (Sixth Circuit, 1994)
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39 F.3d 628 (Sixth Circuit, 1994)

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Bluebook (online)
817 F. Supp. 1374, 1993 U.S. Dist. LEXIS 4690, 1992 WL 469613, Counsel Stack Legal Research, https://law.counselstack.com/opinion/heeren-v-city-of-jamestown-ky-kywd-1993.