Hector Ortiz v. Jack R. Duckworth

692 F.2d 39, 1982 U.S. App. LEXIS 24498
CourtCourt of Appeals for the Seventh Circuit
DecidedOctober 28, 1982
Docket80-1143
StatusPublished
Cited by6 cases

This text of 692 F.2d 39 (Hector Ortiz v. Jack R. Duckworth) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hector Ortiz v. Jack R. Duckworth, 692 F.2d 39, 1982 U.S. App. LEXIS 24498 (7th Cir. 1982).

Opinions

FAIRCHILD, Senior Circuit Judge.

This is an appeal from a denial of a writ of habeas corpus. Petitioner is in custody as a result of his conviction and sentence in an Indiana court. His sole claim is that the trial judge gave a coercive charge to the jury at 1:55 a.m. after approximately ten hours of deliberation. The relevant portion of the transcript is set out in the decision of the district court, Ortiz v. Duckworth, 482 F.Supp. 1083, 1084-86 (N.D.Ind.1980).

The Supreme Court of Indiana affirmed. Ortiz v. State, 265 Ind. 549, 356 N.E.2d 1188 (1976). In response to the claim of a coercive charge, the Court said:

Appellants argue that this was an improper “coercive charge,” which interfered with the free and independent deliberation of the jury. However, the record [40]*40shows no objections by appellants to the recalling of the jury or to the court’s remarks to them, either before, during or after the episode, although both appellants were present with counsel. Absent an objection to an alleged error at trial, no issue is preserved for this Court to consider. Hardin v. State, (1970) 254 Ind. 56, 257 N.E.2d 671.
We recognize that the trial court’s comments were not delivered as a formal instruction, and that appellants may not have had advance notice of the substance of the remarks the court intended to address to the jury. We think the better practice, whenever the trial court finds it appropriate to address the jury after the deliberations have commenced, would be to inform all counsel of the comments to be made to the jury, and to so indicate on the record. This might best be done by preparing any such comments as a formal written instruction. Such a practice would allow any objections to be made before the jury is recalled, so as to afford the court maximum opportunity to avoid any harmful error.
However, the failure of the trial court to do so here does not excuse appellants from the necessity of objecting when they became aware of the trial court’s remarks.

265 Ind. at 565-66, 356 N.E.2d at 1197-98.

The rule requiring an objection is well established in Indiana. Hensley v. State, 251 Ind. 633, 639, 244 N.E.2d 225, 228 (1969), Seisler v. Smith, 150 Ind. 88, 92, 46 N.E. 993, 994 (1897).

In Wainwright v. Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977) the Supreme Court held that when a state rule requires an objection to preserve a claim, a failure to object bars review of the claim on federal habeas “absent a showing of cause for non-compliance and some showing of actual prejudice resulting from the alleged constitutional violation.” 433 U.S. at 84, 97 S.Ct. at 2505. Sykes dealt with a claim that there was a constitutional violation in admitting evidence of a petitioner’s inculpatory statement. The holding of Sykes was reiterated in the context of failure to object to an instruction in Engle v. Isaacs, 456 U.S. 107, 102 S.Ct. 1558, 71 L.Ed.2d 783 (1982). In Isaacs the Supreme Court also rejected a contention that the Court “should replace or supplement the cause- and-prejudice standard with plain-error inquiry.” 456 U.S. at 135, 102 S.Ct. at 1575.

Petitioner did not allege any cause for his trial counsel’s failure to object. The petition is signed (and may well have been prepared) by his present counsel. Petitioner’s present counsel suggests no cause other than an explanation that, as recognized by the Supreme Court of Indiana, trial counsel may have had no advance notice of the remarks the court intended to address to the jury. There is no indication of cause for not objecting after the remarks were made, and no indication that objection would have been futile. An objection at that point would have given the trial court an opportunity to give curative instructions.

It is clear that the trial judge was not committed to forcing the jury to continue its deliberations through the night, for he suggested that if counsel consented, he could “[s]end [the jury] home for the night and bring them back for deliberations tomorrow morning at ten (10).” 482 F.Supp. at 1085.

As intimated by the district court, trial counsel may have gambled that continued deliberation under the circumstances would produce acquittal.

Sykes and Isaacs require both a showing of cause and some showing of actual prejudice.

There having been no showing of cause, it may not be necessary to consider whether prejudice was shown. It would, of course, be difficult to demonstrate that in fact the guilty verdict was produced by the remarks at issue. There are facts, however, which, when considered together, arguably show the contrary. Although the jury had deliberated for hours without agreement, there was no assertion that agreement was impossible, and a little more than an hour before the remarks at issue, the jury had requested rereading of an exhibit, and it had been reread. After the judge’s re[41]*41marks, the jury continued deliberating for three and one-half hours before reaching a verdict, and when the jury was polled, each juror acknowledged the verdict to be his or hers.

The jury had originally been instructed, in part, as follows:

The verdict must represent the considered judgment of each juror. In order to return a verdict, it is necessary that each juror agrees thereto. Your verdict must be unanimous.
It is your duty, as jurors to consult with one another and to deliberate with a view to reaching an agreement, if you can do so without violence to individual judgment. Each of you must decide the case for yourself, but do so only after an impartial consideration of the evidence with your fellow jurors. In the course of your deliberations, do not hesitate to reexamine your own views and change your opinion if convinced it is erroneous. But do not surrender your honest conviction as to the weight or the effect of the evidence solely because of the opinion of your fellow jurors, or for the mere purpose of returning a verdict.
Your sole interest in this case is to ascertain truth from all the evidence.

As part of the instruction on reasonable doubt, the jury was instructed “The doctrine of reasonable doubt applies to each juror individually, and it is the duty of each juror to refuse to convict as long as he entertains a reasonable doubt as to the defendant’s guilt as charged.”

Petitioner points out that Indiana recognizes a doctrine of fundamental fairness which permits palliation of its contemporaneous objection rule. “The doctrine of fundamental error allows an appellate court to by-pass the normal rules of appellate procedure, such as the requirement of a timely and specific objection, when it appears that a reluctance to invoke the doctrine would amount to blatant error that denies the appellant fundamental due process.” Henderson v. State, 395 N.E.2d 224, 227 (Ind.1979), Teague v. State, 269 Ind.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
692 F.2d 39, 1982 U.S. App. LEXIS 24498, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hector-ortiz-v-jack-r-duckworth-ca7-1982.