1 2
4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10
11 RODNEY BERRYMAN, Case No. 1:95-cv-05309-JLT
12 Petitioner, DEATH PENALTY CASE
13 v. ORDER REGARDING EX PARTE APPLICATION TO FILE DOCUMENTS 14 TRAVIS PENNINGTON, Acting Warden of UNDER SEAL California Institution for Men at Chino, 15 Respondent.1 16
17 18 I. INTRODUCTION 19 On April 8, 2024, Petitioner Rodney Berryman, through appointed Criminal Justice 20 Act2 (hereinafter “CJA”) counsel Tim Brosnan and Saor Stetler, filed on the public docket a 21 Notice of Filing under Seal (Doc. 505), regarding an Ex Parte Application to Seal, an Ex Parte 22 Application to Withdraw as CJA Counsel, and an Ex Parte Declaration of Counsel in Support 23 of Motion to Withdraw. As grounds for the sealing request, Petitioner asserts the documents 24 proposed for sealing contain privileged attorney-client and attorney work product materials. 25 (Doc. 505.) Petitioner states that the documents proposed for sealing have not been provided
26 1 In light of Petitioner’s recent transfer to the California Institution for Men at Chino, Travis Pennington, Acting Warden, shall be substituted as Respondent. Fed. R. Civ. P. 25(d). 27 2 Criminal Justice Act of 1964, as amended, 18 U.S.C. § 3006A. 1 to Respondent because of their privileged nature. (Id.) 2 The documents proposed for sealing, along with a Proposed Order Sealing Documents, 3 have been submitted to the Court, as required by Eastern District of California Local Rule 4 (hereinafter “Local Rule”) 141.3 5 Respondent has not opposed or otherwise responded to Petitioner’s sealing request and 6 the time for doing so has passed. L.R. 141(c). Petitioner’s sealing request is therefore deemed 7 unopposed and submitted for a decision without a hearing. (L.R. 141(d).) 8 II. BACKGROUND 9 The facts of this case, as reflected in the Court’s docket, are summarized below. 10 In 1988, Petitioner was convicted by a Kern County, California jury of first degree 11 murder and rape, and sentenced to death. 12 In 1993, the California Supreme Court affirmed Petitioner’s conviction and sentence, 13 and denied his state petition for writ of habeas corpus. 14 In 1995, Petitioner began habeas corpus proceedings in this Court pursuant to 28 U.S.C. 15 § 2254. 16 In 2010, the Court denied Petitioner’s first amended § 2254 petition for writ of habeas 17 corpus, issued a certificate of appealability as to one of his claims, and entered judgment 18 thereon. Later that same year, the Court appointed current counsel to represent Petitioner in all 19 further proceedings before the Court. 20 In 2020, the Ninth Circuit Court of Appeals affirmed the Court’s denial of Petitioner’s 21 first amended § 2254 petition. 22 In 2021, the Supreme Court denied certiorari. 23 On March 4, 2024, the Court denied without prejudice a joint request by counsel for 24 Petitioner and the Office of the Federal Defender for the Eastern District of California, to 25 substitute the latter as counsel for Petitioner in this closed 28 U.S.C. § 2254 proceeding. 26 /////
27 3 Local Rule 141(b) directs a party seeking to seal documents to electronically file a “Notice of Request to Seal Documents” and to e-mail a “Request to Seal Documents,” proposed order, and all documents covered by the 1 III. DISCUSSION 2 Petitioner supports the sealing request by asserting that the contents of materials 3 proffered for sealing are privileged including under the work product and attorney-client 4 privileges. 5 There is a “strong presumption in favor of access to court records[.]” Ctr. for Auto 6 Safety v. Chrysler Grp., LLC, 809 F.3d 1092, 1096 (9th Cir. 2016) (quoting Foltz v. State Farm 7 Mut. Auto. Ins. Co., 331 F.3d 1122, 1135 (9th Cir. 2003)). “The presumption of access is 8 ‘based on the need for federal courts, although independent – indeed, particularly because they 9 are independent – to have a measure of accountability and for the public to have confidence in 10 the administration of justice.’” United States v. Amodeo, 71 F.3d 1044, 1048 (2d Cir. 1995)). 11 A request to seal material must normally meet the high threshold of showing that 12 “compelling reasons” support secrecy. See Ctr. for Auto Safety, 809 F.3d at 1096-97. The 13 compelling reasons standard requires that a court: (1) find a compelling reason supporting 14 sealing the record, and (2) articulate the factual basis for sealing the record without relying on 15 hypothesis or conjecture. Id. at 1096-97. The Court must “conscientiously balance” the 16 competing interests of the public and the party who wishes to keep the documents private. Id. 17 at 1097; see also Kamakana v. City and County of Honolulu, 447 F.3d 1172, 1179-81 (9th Cir. 18 2006). “What constitutes a ‘compelling reason’ is ‘best left to the sound discretion of the trial 19 court.’ ” Ctr. For Auto Safety, 809 F.3d at 1097 (quoting Nixon v. Warner Commnc’ns, Inc., 20 435 U.S. 589, 599 (1978)). 21 The Ninth Circuit has stated that “compelling reasons” sufficient to outweigh the 22 public’s interest in disclosure and justify sealing court records exist, for example, when “court 23 files might have become a vehicle for improper purposes, such as the use of records to gratify 24 private spite, promote public scandal, circulate libelous statements, or release trade secrets.” 25 Id. at 1179 (citing Nixon, 435 U.S. at 598). However, “[t]he mere fact that the production of 26 records may lead to a litigant's embarrassment, incrimination, or exposure to further litigation 27 will not, without more, compel the court to seal its records.” Kamakana, 447 F.3d at 1179 1 Where the material is, at most, “tangentially related” to the merits of a case, the request 2 to seal may be granted on a lesser showing of “good cause” to find prejudice or harm for each 3 document sought to be protected. Ctr. for Auto Safety, 809 F.3d at 1096-1102; see also 4 Kamakana, 447 F.3d at 1178-80 (“a good cause” showing under Rule 26(c) will suffice to keep 5 sealed records attached to non-dispositive motions); Pintos v. Pac. Creditors Ass’n, 605 F.3d 6 665, 678 (9th Cir. 2010) (discussing the “good cause” standard for purposes of Rule 26(c) as 7 balancing the needs for discovery against the need for confidentiality). For example, in such a 8 case, a “particularized showing” that public disclosure would cause annoyance, 9 embarrassment, oppression, or an undue burden will suffice to seal non-dispositive records. 10 Kamakana, 447 F.3d at 1180; see also Fed. R. Civ. P. 26(c)(1). 11 Pursuant to Federal Rule of Civil Procedure 5.2(d), a court “may order that a filing be 12 made under seal without redaction.” 13 Petitioner has complied with Local Rule 141.
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1 2
4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10
11 RODNEY BERRYMAN, Case No. 1:95-cv-05309-JLT
12 Petitioner, DEATH PENALTY CASE
13 v. ORDER REGARDING EX PARTE APPLICATION TO FILE DOCUMENTS 14 TRAVIS PENNINGTON, Acting Warden of UNDER SEAL California Institution for Men at Chino, 15 Respondent.1 16
17 18 I. INTRODUCTION 19 On April 8, 2024, Petitioner Rodney Berryman, through appointed Criminal Justice 20 Act2 (hereinafter “CJA”) counsel Tim Brosnan and Saor Stetler, filed on the public docket a 21 Notice of Filing under Seal (Doc. 505), regarding an Ex Parte Application to Seal, an Ex Parte 22 Application to Withdraw as CJA Counsel, and an Ex Parte Declaration of Counsel in Support 23 of Motion to Withdraw. As grounds for the sealing request, Petitioner asserts the documents 24 proposed for sealing contain privileged attorney-client and attorney work product materials. 25 (Doc. 505.) Petitioner states that the documents proposed for sealing have not been provided
26 1 In light of Petitioner’s recent transfer to the California Institution for Men at Chino, Travis Pennington, Acting Warden, shall be substituted as Respondent. Fed. R. Civ. P. 25(d). 27 2 Criminal Justice Act of 1964, as amended, 18 U.S.C. § 3006A. 1 to Respondent because of their privileged nature. (Id.) 2 The documents proposed for sealing, along with a Proposed Order Sealing Documents, 3 have been submitted to the Court, as required by Eastern District of California Local Rule 4 (hereinafter “Local Rule”) 141.3 5 Respondent has not opposed or otherwise responded to Petitioner’s sealing request and 6 the time for doing so has passed. L.R. 141(c). Petitioner’s sealing request is therefore deemed 7 unopposed and submitted for a decision without a hearing. (L.R. 141(d).) 8 II. BACKGROUND 9 The facts of this case, as reflected in the Court’s docket, are summarized below. 10 In 1988, Petitioner was convicted by a Kern County, California jury of first degree 11 murder and rape, and sentenced to death. 12 In 1993, the California Supreme Court affirmed Petitioner’s conviction and sentence, 13 and denied his state petition for writ of habeas corpus. 14 In 1995, Petitioner began habeas corpus proceedings in this Court pursuant to 28 U.S.C. 15 § 2254. 16 In 2010, the Court denied Petitioner’s first amended § 2254 petition for writ of habeas 17 corpus, issued a certificate of appealability as to one of his claims, and entered judgment 18 thereon. Later that same year, the Court appointed current counsel to represent Petitioner in all 19 further proceedings before the Court. 20 In 2020, the Ninth Circuit Court of Appeals affirmed the Court’s denial of Petitioner’s 21 first amended § 2254 petition. 22 In 2021, the Supreme Court denied certiorari. 23 On March 4, 2024, the Court denied without prejudice a joint request by counsel for 24 Petitioner and the Office of the Federal Defender for the Eastern District of California, to 25 substitute the latter as counsel for Petitioner in this closed 28 U.S.C. § 2254 proceeding. 26 /////
27 3 Local Rule 141(b) directs a party seeking to seal documents to electronically file a “Notice of Request to Seal Documents” and to e-mail a “Request to Seal Documents,” proposed order, and all documents covered by the 1 III. DISCUSSION 2 Petitioner supports the sealing request by asserting that the contents of materials 3 proffered for sealing are privileged including under the work product and attorney-client 4 privileges. 5 There is a “strong presumption in favor of access to court records[.]” Ctr. for Auto 6 Safety v. Chrysler Grp., LLC, 809 F.3d 1092, 1096 (9th Cir. 2016) (quoting Foltz v. State Farm 7 Mut. Auto. Ins. Co., 331 F.3d 1122, 1135 (9th Cir. 2003)). “The presumption of access is 8 ‘based on the need for federal courts, although independent – indeed, particularly because they 9 are independent – to have a measure of accountability and for the public to have confidence in 10 the administration of justice.’” United States v. Amodeo, 71 F.3d 1044, 1048 (2d Cir. 1995)). 11 A request to seal material must normally meet the high threshold of showing that 12 “compelling reasons” support secrecy. See Ctr. for Auto Safety, 809 F.3d at 1096-97. The 13 compelling reasons standard requires that a court: (1) find a compelling reason supporting 14 sealing the record, and (2) articulate the factual basis for sealing the record without relying on 15 hypothesis or conjecture. Id. at 1096-97. The Court must “conscientiously balance” the 16 competing interests of the public and the party who wishes to keep the documents private. Id. 17 at 1097; see also Kamakana v. City and County of Honolulu, 447 F.3d 1172, 1179-81 (9th Cir. 18 2006). “What constitutes a ‘compelling reason’ is ‘best left to the sound discretion of the trial 19 court.’ ” Ctr. For Auto Safety, 809 F.3d at 1097 (quoting Nixon v. Warner Commnc’ns, Inc., 20 435 U.S. 589, 599 (1978)). 21 The Ninth Circuit has stated that “compelling reasons” sufficient to outweigh the 22 public’s interest in disclosure and justify sealing court records exist, for example, when “court 23 files might have become a vehicle for improper purposes, such as the use of records to gratify 24 private spite, promote public scandal, circulate libelous statements, or release trade secrets.” 25 Id. at 1179 (citing Nixon, 435 U.S. at 598). However, “[t]he mere fact that the production of 26 records may lead to a litigant's embarrassment, incrimination, or exposure to further litigation 27 will not, without more, compel the court to seal its records.” Kamakana, 447 F.3d at 1179 1 Where the material is, at most, “tangentially related” to the merits of a case, the request 2 to seal may be granted on a lesser showing of “good cause” to find prejudice or harm for each 3 document sought to be protected. Ctr. for Auto Safety, 809 F.3d at 1096-1102; see also 4 Kamakana, 447 F.3d at 1178-80 (“a good cause” showing under Rule 26(c) will suffice to keep 5 sealed records attached to non-dispositive motions); Pintos v. Pac. Creditors Ass’n, 605 F.3d 6 665, 678 (9th Cir. 2010) (discussing the “good cause” standard for purposes of Rule 26(c) as 7 balancing the needs for discovery against the need for confidentiality). For example, in such a 8 case, a “particularized showing” that public disclosure would cause annoyance, 9 embarrassment, oppression, or an undue burden will suffice to seal non-dispositive records. 10 Kamakana, 447 F.3d at 1180; see also Fed. R. Civ. P. 26(c)(1). 11 Pursuant to Federal Rule of Civil Procedure 5.2(d), a court “may order that a filing be 12 made under seal without redaction.” 13 Petitioner has complied with Local Rule 141. The Court has reviewed the Ex Parte 14 Application to Seal and the materials sought to be sealed and finds compelling reasons to grant 15 the Application supported by specific facts. See Kamakana, 447 F.3d at 1178 (quoting Nixon, 16 435 U.S. at 597 & n. 7 (1978)); Times Mirror Co. v. United States, 873 F.2d 1210, 1219 (9th 17 Cir. 1989). 18 Particularly, the materials proposed for sealing contain information relating to counsel’s 19 representation of Petitioner, the attorney client relationship, and attorney work product that is 20 privileged and confidential. See Anderson v. Marsh, 312 F.R.D. 584, 590 (E.D. Cal. 2015) 21 (citing In re Grand Jury Investigation, 974 F.2d 1068, 1070 (9th Cir.1992)) (“The attorney- 22 client privilege protects confidential disclosures made by a client to an attorney in order to 23 obtain legal advice, as well as an attorney's advice in response to such disclosures.”); Hickman 24 v. Taylor, 329 U.S. 495, 510 (1947) (the work product doctrine, codified in Federal Rule of 25 Civil Procedure 26(b)(3), provides a qualified immunity protecting documents and tangible 26 things from being disclosed during discovery that have been prepared by a party or his 27 representative in anticipation of litigation); 18 U.S.C. § 3599(f) (an ex parte request by CJA 1 Thus, the Court ORDERS: 2 1. Petitioner’s Application to Seal documents submitted ex parte and in camera to 3 the Court is GRANTED. 4 2. The Clerk of the Court is DIRECTED to file under seal the 4-page Ex Parte 5 Application to Seal; the 4-page Ex Parte Application to Withdraw as Counsel; 6 and the 5-page Ex Parte Declaration of Counsel in Support of the Motion to 7 Withdraw. 8 3. The sealed documents and their contents shall REMAIN UNDER SEAL until 9 further order of the Court, and shall NOT BE DISCLOSED, in whole or part, 10 to any person other than the Court and Court staff. 11 4. Petitioner’s counsel shall EMAIL the above three documents to be filed under 12 seal to ApprovedSealed @caed.uscourts.gov for filing under seal in compliance 13 with Local Rule 141 WITHIN THREE DAYS of the date of entry of this 14 order. 15 16 IT IS SO ORDERED. 17| Dated: _April 15, 2024 ears [Tourn TED STATES DISTRICT JUDGE 18 19 20 21 22 23 24 25 26 27 28