Hayes v. Alabama State Bar

719 So. 2d 787, 1998 WL 321956
CourtSupreme Court of Alabama
DecidedJune 19, 1998
Docket1961845 to 1961847, 1962071 to 1962074, 1970021 and 1970892
StatusPublished
Cited by7 cases

This text of 719 So. 2d 787 (Hayes v. Alabama State Bar) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hayes v. Alabama State Bar, 719 So. 2d 787, 1998 WL 321956 (Ala. 1998).

Opinion

719 So.2d 787 (1998)

Robert J. HAYES
v.
ALABAMA STATE BAR (1961845 and 1962074). (Two Cases)
Huel M. CARTER
v.
ALABAMA STATE BAR (1961846).
Robert B. RODEN
v.
ALABAMA STATE BAR (1961847 and 1962073). (Two Cases)
Ex parte Robert B. RODEN.
(Re Robert B. RODEN
v.
ALABAMA STATE BAR) (1962071).
Ex parte Robert J. HAYES.
(Re Robert J. HAYES
v.
ALABAMA STATE BAR) (1962072).
Ex parte Huel M. CARTER.
(Re Huel M. CARTER
v.
ALABAMA STATE BAR) (1970021 and 1970892). (Two Cases)

1961845 to 1961847, 1962071 to 1962074, 1970021 and 1970892.

Supreme Court of Alabama.

June 19, 1998.

Robert J. Hayes, appellant/petitioner, pro se.

David B. Byrne, Jr., of Robison & Belser, P.A., Montgomery, for appellant/petitioner Huel M. Carter.

*788 Fournier J. Gale, Birmingham, for appellant/petitioner Robert B. Roden.

Milton L. Moss, asst. general counsel, Alabama State Bar, for appellee/respondent.

PER CURIAM.

These nine cases stem from the Alabama State Bar's filing formal charges against Robert B. Roden, Robert J. Hayes, and Huel M. Carter and from the Bar's actions in determining, pursuant to Rule 22, Ala.R.Disc. P., that Roden, Hayes, and Carter (the "attorneys") had committed "serious crimes." The attorneys appeal, alleging various errors on the part of the Bar in the handling of these disciplinary proceedings.

The Bar adopted in its consolidated brief the statement of facts set forth in the attorneys' briefs to this Court. Those facts are as follows: In June 1994, Richard Poff, a former runner/clerk with the attorneys' firm, filed a complaint with the Bar against the attorneys, and a 13-month investigation of the attorneys by the Bar ensued. Starting in July 1995, following the culmination of the Bar's investigation of Poff's complaint, a 10-month period passed during which no action was taken on the complaint. Then on May 15, 1996, almost two years from Poff's filing of the complaint, the Bar filed formal disciplinary charges against the attorneys.

However, on July 14, 1996 in separate criminal matters, the attorneys were indicted by a Jefferson County Grand Jury for conduct related to their practice of law.[1] On July 24, 1996, before trial on these indictments, the Bar made an interim suspension of the attorneys from the practice of law, alleging that their conduct "is causing" or "is likely to cause" immediate and serious injury to a client or to the public. The attorneys petitioned the Bar for dissolution of the interim suspensions; the Bar denied their petitions, and they appealed that denial to this Court on August 8, 1996. At that same time, the attorneys filed with this Court motions to expedite their appeals, or in the alternative, to stay their interim suspensions. On August 22, 1996, this Court denied the attorneys' motions to expedite, but granted their motions to stay their interim suspensions pending the appeal of the denial of their petition for dissolution.

In preparing to answer the Bar's formal charges filed against him and the other attorneys, Hayes made discovery requests seeking from the Bar information about the Bar's allegations against him.[2] However, the Bar, on October 8, 1996, filed a motion to stay the attorneys' disciplinary cases pending the trial of the criminal cases.

On October 28, 1996, the Bar filed a motion with the Disciplinary Board of the Bar to stay the discovery in the attorneys' disciplinary case pending the trial of the criminal cases. This motion was granted, without a hearing.

*789 On February 14, 1997, following three weeks of trial in the criminal cases against the attorneys, Roden and Hayes pleaded guilty to four misdemeanor charges; one involved the offense of obtaining a signature by deception; another involved making a contribution in the name of another person, in violation of the Alabama Fair Campaign Practices Act; another involved misapplication of property; and another involved falsifying business records. Carter pleaded guilty to two misdemeanor charges; one involved the offense of obtaining a signature by deception, and the other involved making a contribution in the name of another person, in violation of the Alabama Fair Campaign Practices Act.

Thereafter, on March 7, 1997, the Bar, pursuant to Rule 22(a)(2), Ala.R.Disc.P., filed with the Disciplinary Board of the Bar a "Petition for the Determination of Serious Crimes," asking the Board to determine and declare that the misdemeanors to which the attorneys had pleaded guilty in their criminal cases constituted "serious crimes" within the meaning of that term as it is used in the Rules of Disciplinary Procedure. The attorneys, in opposition, requested an opportunity to present evidence as well as to orally argue and brief the law on the issues argued by the Bar in its petition. The attorneys were not permitted an opportunity to be heard, and 13 days later, on March 20, 1997, the Disciplinary Board of the Bar entered an order denying the attorneys the opportunity to present evidence or oral argument in their behalf. In that same order, the Disciplinary Board granted the Bar's petition, finding that the offenses to which the attorneys had pleaded guilty in their criminal cases are "serious crimes" within the meaning of Rule 8(c)(2), Ala.R. Disc.P.

On April 16, 1997, the Bar, in accordance with the Disciplinary Board's determination that the attorneys had committed "serious crimes," filed with the Disciplinary Commission of the Bar a new "Petition for Interim Suspension" of the attorneys. The Disciplinary Commission granted that petition. Thereafter, on or about June 17, 1997, a hearing was held before the Disciplinary Commission to determine the final discipline to be imposed on the attorneys under Rule 22, Ala.R. Disc.P, for the "serious crimes" the Disciplinary Board had determined that they had committed.

Pursuant to the Bar's petition filed on March 7, 1997, the Disciplinary Commission entered an "Order of Final Discipline" on June 26, 1997. That order suspended Roden and Hayes from the practice of law for two years and suspended Carter for 247 days, for having committed "serious crimes" as evidenced by their pleas to the charges in their criminal cases.[3]

On July 29, 1997, the attorneys filed "Motions to Dismiss Remaining Charges" with the Disciplinary Board of the Bar. On August 13, 1997, without a hearing, the Disciplinary Board denied those motions.

The attorneys appeal from the Bar's discipline order, arguing that the Bar denied them due process in the handling of the disciplinary cases stemming from their pleas of guilty in the criminal cases. They also seek a writ of mandamus ordering the dismissal of the formal charges that have remained pending against them.

I. Due Process

The attorneys assert that their constitutional rights to due process were violated by the Bar's failure to hold a hearing on whether the crimes they pleaded guilty to in the criminal cases constituted "serious crimes" under Rule 8, Ala.R.Disc.P. In opposition, the Bar contends that the attorneys' rights were not violated, because they were afforded an opportunity to be heard by the Disciplinary Commission when it was determining the sanctions to be imposed for their "serious crimes." Moreover, the Bar argues that under Rule 22, Ala.R.Disc.P., it is within the discretion of the Disciplinary Board to hold a hearing on whether a lawyer's conduct involves a "serious crime." In support of this contention, the Bar, during its oral argument before this Court, cited the language of Rule 22; that rule reads, in pertinent part:

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Cite This Page — Counsel Stack

Bluebook (online)
719 So. 2d 787, 1998 WL 321956, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hayes-v-alabama-state-bar-ala-1998.