Hatchard v. Westinghouse Broadcasting Co.
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Opinions
SPAETH, President Judge:
Two appeals, which we consolidated and heard together, are before us. In one appeal, the trial court granted appellee Lefkoski’s motion to compel production of a reporter’s notes and other documentary material, as well as filmed “outtakes;” 1 in the other the trial court granted appellee Hatchard’s motion to compel production of outtakes, but denied his request for other documentary material. Appellants argue that these orders are erroneous because all the material is privileged under the Pennsylvania Shield Law, 42 Pa.C.S. § 5942(a),2 as construed in In re Taylor, 412 Pa. 32, 193 A.2d 181 (1963). We agree with appellants that under Taylor the orders before us must both be reversed. This result, in our opinion, is unjust. The law has changed a good deal since Taylor was decided, and we believe those changes warrant reconsideration of Taylor. Such reconsideration, however, is not appropriate to our role as an intermediate appellate court. If it is to occur, it must be by the Supreme Court; or the Legislature [4]*4may amend the Shield Law. Meanwhile, we are bound by Taylor. Both orders, therefore, will be reversed.
On November 7, 1979, appellees George Hatchard and Mount Pocono AMC/JEEP, Inc., (“Hatchard”) sued appellants Westinghouse Broadcasting Company and KYW-TV (“KYW”), alleging that certain investigative reports broadcast in January and March 1979 defamed them. The reports, entitled “Wheeling and Dealing with City Hall,” and “Follow to Wheeling and Dealing with City Hall,” concerned the sale of millions of dollars worth of automobiles to the City of Philadelphia. In preparing the reports, the investigative team had videotaped interviews with Hatchard, as well as with numerous officials of the city government. On July 23, 1981, Hatchard filed the Motion to Compel the Production of Documents that is at issue here.3 The motion sought: (1) all tapes, film, transcripts and other documentary material prepared by KYW during its investigation of Hatchard, but “excluding any such material that would reveal the identity of your sources pursuant to 42 Pa.C.S. § 5942;” and (2) all tapes, film and other documentary material prepared during KYW’s interviews with Hatchard, and with eleven other named interviewees. Hatchard specified, however, that “in responding to [this request KYW] can exclude material referred to by those individuals which would, in turn, reveal the source of other material [KYW] deemed[ed] privileged.” Motion to Compel, filed July 23, 1981. KYW opposed the motion, claiming, in part, that .the Pennsylvania Shield Law protected doc[5]*5uments, as well as persons, and that all the material sought was therefore privileged. Defendant’s Reply Memorandum of Law in Opposition to Plaintiff’s Motion to Compel Production of Documents, filed August 12, 1981, at pp. 8-14. On February 11, 1982, the trial court entered the following order:
Plaintiffs’ Motion to Compel Production of Documents is granted and it is hereby Ordered that the Defendants are to produce the following documents within Thirty (30) days:
1. All tapes, film, transcripts, memoranda, etc., prepared by the I-Team, of statements by or interviews with Plaintiff, George Hatchard.
2. All tapes and/or film prepared by the I-Team, of statements by or interviews with the following:
a. William Klenk
b. Hillel Levinson
c. Carl Biegler
d. Richard Wills
e. Bob. Mindlin
f. Francis Rizzo
g. William Taylor
h. Ben Wolf
In responding to items 1 and 2, Defendant shall not be required to produce any material where another source is revealed or where the material contains information which could reasonably lead to the disclosure of another source'by the primary source (the people listed above). Plaintiff’s request for the production of transcripts, memoranda or other notes prepared by the Defendants in conjunction with their interview of the above individuals is denied.
Following the trial court’s denial of KYW’s motion that the court amend this order, KYW took this appeal.4
[6]*6On June 25, 1984, appellee Lefkoski sued appellant NEP Communications, Inc., t/d/b/a WNEP-TV Channel 16 News (“NEP”), alleging that NEP’s news report broadcast on May 28 and May 29, 1984, had conveyed the impression that Lefkoski’s auto repair business, “Ziggy’s South Wilkes-Barre Auto Body Shop,” had engaged in questionable business practices. On July 23, 1984, Lefkoski requested, pursuant to Pa.R.C.P. 4009, that NEP produce the following:
1. All writings, photographs, tapes, films, scripts, sound reproductions, records, editorial records, and other compilations of data of, concerning or relating in any way to the following:
a. Any investigation or investigations made by the defendant concerning the plaintiff and/or plaintiff’s business, known as Ziggy’s South Wilkes-Barre Auto Body Shop, Rear 611 South Main Street, Wilkes-Barre, PA 1870 [sic].
b. Any information which on or before May 29, 1984 became known to the defendant concerning the plaintiff and/or plaintiff’s said business.
c. The interview conducted on or about May 23, 1984 by agents and/or employees of the defendant with the plaintiff at the aforesaid place of business of the plaintiff.
d. The complete television news broadcasts transmitted by the defendant on May 28, 1984 and May 29, 1984 and in which the said broadcasts included any reference whatever to the plaintiff and/or plaintiff’s said business.
e. The anchor-intro to the aforesaid television news broadcasts.
[7]*7f. The teases to the aforesaid television news broadcasts.
g. All matters edited from and/or omitted from the final form of the aforesaid interview and television news broadcasts.
R. at 3.5
NEP opposed most of this request. While it agreed to provide materials it classified as “as broadcast,” 6 it refused to provide all other materials, claiming, among other matters, that all such material was privileged under the Pennsylvania Shield Law. Defendant’s Response to Plaintiff’s Request for Production of Documents at 1-2, R. at 6. On September 20, 1984, Lefkoski filed a Motion to Compel the Production of the requested material. R. at 7. After hearing, held on November 8, 1984, R. at 12, the trial court issued the following order:
NOW, this 21 day of February, 1985, at 9:10 o’clock, A.M., it is hereby ORDERED, ADJUDGED and DECREED that, consistent with the annexed Decision, Defendant shall respond to the Request of Plaintiff for Production and Inspection of Documents in possession of Defendant under Pa.Rule of Civil Procedure 4009, within thirty (30) days from the date of this Order.”
R. at 13.
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SPAETH, President Judge:
Two appeals, which we consolidated and heard together, are before us. In one appeal, the trial court granted appellee Lefkoski’s motion to compel production of a reporter’s notes and other documentary material, as well as filmed “outtakes;” 1 in the other the trial court granted appellee Hatchard’s motion to compel production of outtakes, but denied his request for other documentary material. Appellants argue that these orders are erroneous because all the material is privileged under the Pennsylvania Shield Law, 42 Pa.C.S. § 5942(a),2 as construed in In re Taylor, 412 Pa. 32, 193 A.2d 181 (1963). We agree with appellants that under Taylor the orders before us must both be reversed. This result, in our opinion, is unjust. The law has changed a good deal since Taylor was decided, and we believe those changes warrant reconsideration of Taylor. Such reconsideration, however, is not appropriate to our role as an intermediate appellate court. If it is to occur, it must be by the Supreme Court; or the Legislature [4]*4may amend the Shield Law. Meanwhile, we are bound by Taylor. Both orders, therefore, will be reversed.
On November 7, 1979, appellees George Hatchard and Mount Pocono AMC/JEEP, Inc., (“Hatchard”) sued appellants Westinghouse Broadcasting Company and KYW-TV (“KYW”), alleging that certain investigative reports broadcast in January and March 1979 defamed them. The reports, entitled “Wheeling and Dealing with City Hall,” and “Follow to Wheeling and Dealing with City Hall,” concerned the sale of millions of dollars worth of automobiles to the City of Philadelphia. In preparing the reports, the investigative team had videotaped interviews with Hatchard, as well as with numerous officials of the city government. On July 23, 1981, Hatchard filed the Motion to Compel the Production of Documents that is at issue here.3 The motion sought: (1) all tapes, film, transcripts and other documentary material prepared by KYW during its investigation of Hatchard, but “excluding any such material that would reveal the identity of your sources pursuant to 42 Pa.C.S. § 5942;” and (2) all tapes, film and other documentary material prepared during KYW’s interviews with Hatchard, and with eleven other named interviewees. Hatchard specified, however, that “in responding to [this request KYW] can exclude material referred to by those individuals which would, in turn, reveal the source of other material [KYW] deemed[ed] privileged.” Motion to Compel, filed July 23, 1981. KYW opposed the motion, claiming, in part, that .the Pennsylvania Shield Law protected doc[5]*5uments, as well as persons, and that all the material sought was therefore privileged. Defendant’s Reply Memorandum of Law in Opposition to Plaintiff’s Motion to Compel Production of Documents, filed August 12, 1981, at pp. 8-14. On February 11, 1982, the trial court entered the following order:
Plaintiffs’ Motion to Compel Production of Documents is granted and it is hereby Ordered that the Defendants are to produce the following documents within Thirty (30) days:
1. All tapes, film, transcripts, memoranda, etc., prepared by the I-Team, of statements by or interviews with Plaintiff, George Hatchard.
2. All tapes and/or film prepared by the I-Team, of statements by or interviews with the following:
a. William Klenk
b. Hillel Levinson
c. Carl Biegler
d. Richard Wills
e. Bob. Mindlin
f. Francis Rizzo
g. William Taylor
h. Ben Wolf
In responding to items 1 and 2, Defendant shall not be required to produce any material where another source is revealed or where the material contains information which could reasonably lead to the disclosure of another source'by the primary source (the people listed above). Plaintiff’s request for the production of transcripts, memoranda or other notes prepared by the Defendants in conjunction with their interview of the above individuals is denied.
Following the trial court’s denial of KYW’s motion that the court amend this order, KYW took this appeal.4
[6]*6On June 25, 1984, appellee Lefkoski sued appellant NEP Communications, Inc., t/d/b/a WNEP-TV Channel 16 News (“NEP”), alleging that NEP’s news report broadcast on May 28 and May 29, 1984, had conveyed the impression that Lefkoski’s auto repair business, “Ziggy’s South Wilkes-Barre Auto Body Shop,” had engaged in questionable business practices. On July 23, 1984, Lefkoski requested, pursuant to Pa.R.C.P. 4009, that NEP produce the following:
1. All writings, photographs, tapes, films, scripts, sound reproductions, records, editorial records, and other compilations of data of, concerning or relating in any way to the following:
a. Any investigation or investigations made by the defendant concerning the plaintiff and/or plaintiff’s business, known as Ziggy’s South Wilkes-Barre Auto Body Shop, Rear 611 South Main Street, Wilkes-Barre, PA 1870 [sic].
b. Any information which on or before May 29, 1984 became known to the defendant concerning the plaintiff and/or plaintiff’s said business.
c. The interview conducted on or about May 23, 1984 by agents and/or employees of the defendant with the plaintiff at the aforesaid place of business of the plaintiff.
d. The complete television news broadcasts transmitted by the defendant on May 28, 1984 and May 29, 1984 and in which the said broadcasts included any reference whatever to the plaintiff and/or plaintiff’s said business.
e. The anchor-intro to the aforesaid television news broadcasts.
[7]*7f. The teases to the aforesaid television news broadcasts.
g. All matters edited from and/or omitted from the final form of the aforesaid interview and television news broadcasts.
R. at 3.5
NEP opposed most of this request. While it agreed to provide materials it classified as “as broadcast,” 6 it refused to provide all other materials, claiming, among other matters, that all such material was privileged under the Pennsylvania Shield Law. Defendant’s Response to Plaintiff’s Request for Production of Documents at 1-2, R. at 6. On September 20, 1984, Lefkoski filed a Motion to Compel the Production of the requested material. R. at 7. After hearing, held on November 8, 1984, R. at 12, the trial court issued the following order:
NOW, this 21 day of February, 1985, at 9:10 o’clock, A.M., it is hereby ORDERED, ADJUDGED and DECREED that, consistent with the annexed Decision, Defendant shall respond to the Request of Plaintiff for Production and Inspection of Documents in possession of Defendant under Pa.Rule of Civil Procedure 4009, within thirty (30) days from the date of this Order.”
R. at 13.
On March 28, 1985, the trial court granted NEP’s request that it amend its order to include certification of its ruling to us, as well as a stay pending appeal, pursuant to 42 [8]*8Pa.C.S. § 702(b). R. at 15. On May 7, 1985, we granted NEP’s petition for permission to take this interlocutory appeal. R. at 14.
All parties to these appeals agree that the dispositive issue is whether the Pennsylvania Shield Law absolutely protects from civil discovery all documentary material— notes, memoranda, films and tapes — prepared in connection with the news broadcasts that appellees claim are defamatory. See Brief for Appellant KYW at 7; Brief for Appellee Hatchard at 1; Brief for Appellant NEP at 4; Brief for Appellee Lefkoski at 1.
The Pennsylvania Shield Law, 42 Pa.C.S. § 5942(a), provides:
Confidential communications to news reporters.
No person engaged on, connected with, or employed by any newspaper of general circulation or any press association or any radio or television station, or any magazine of general circulation, for the purpose of gathering, procuring, compiling, editing or publishing news, shall be required to disclose the source of any information procured or obtained by such person, in any legal proceeding, trial or investigation before any government unit, (emphasis supplied)
The statute’s coverage, and our decision here, is therefore controlled by the definition of the term “source of any information.” Judge GREENBERG, in Hatchard, reasoned that since the policy of the Shield Law was to protect the identity of confidential informants, the term “source of any information” must refer to such informants. He concluded, accordingly, that the statute did not protect documentary material, unless that material had the potential of revealing the identity of confidential “sources.” He therefore ordered that KYW produce the requested outtakes, but not other notes and documents, because “[appellees] in the instant case are not seeking to learn the identity of any confidential source through the outtakes.” Slip op. of tr. ct. at 7. Judge BROMINSKI similarly based his decision to grant Lefkoski’s Motion to Compel upon his conclusion that [9]*9“[t]he Shield Law plainly and unequivocably protects only ‘the source of any information’ procured by the [appellant]____ [I]t does not protect the information requested itself....” Slip op. of tr. ct. at 10-11 (emphasis in original).
In In Re Taylor, 412 Pa. 32, 193 A.2d 181 (1963), our Supreme Court ruled on the issue before us, that is, the construction we must place upon the term “source of any information” in our Shield Law.7 As this court has not addressed the issue, Taylor is the only appellate case from this jurisdiction that is directly in point.
In Taylor, a grand jury investigating political corruption within the Philadelphia city government served a subpoena duces tecum upon Robert Taylor, president of the Philadelphia Bulletin, and Earl Selby, the newspaper’s city editor. The grand jury’s investigation centered on John J. Fitzpatrick, a former Democratic ward leader and a former Sergeant at Arms of City Council, who had been interviewed by an Assistant District Attorney on February 20, 1962, in preparation for the grand jury. On December 30, 1962, the Bulletin published an article entitled “Fitzpatrick’s Secret Talk to DA is Bared.” The article consisted primarily of what purported to be questions put to Fitzpatrick by the Assistant District Attorney, and Fitzpatrick’s responses. The grand jury subpoena directed Taylor and Selby to appear before it, and to bring with them all documents, of whatever kind, relating to the interview with Fitzpatrick, as well as any documents relating to the paper’s subsequent investigation as a result of leads furnished by Fitzpatrick. Id., 412 Pa. at 36, 193 A.2d at 182. Taylor and Selby appeared before the grand jury, but refused to answer several questions and refused to produce any documentary material, claiming that the Pennsylvania Shield Law protected them from being compelled to do so. The trial court held that the Shield Law protected a reporter only from being compelled to identify confidential sources— [10]*10persons — but that it did not protect the information that the sources disclosed to the reporter. It thus ordered that Taylor and Selby produce documentary material, carefully limiting its order to material that did not have the potential of disclosing the identity of a confidential source. In order to accomplish this, the order allowed the newspaper to delete such material as it thought necessary.8
On appeal, the Supreme Court reversed, in a 6-1 decision. It held, per Chief Justice BELL, that although neither the Federal nor State Constitution protected Taylor and Selby against compelled disclosure, the Pennsylvania Shield Law did. The Court stated that the statutory issue “boil[ed] down in the last analysis to the meaning of ‘the source of any information’ procured or obtained by such person.” Id., 412 Pa. at 40, 193 A.2d at 184 (emphasis in original). Citing various dictionaries, the Court continued:
We believe the language of the Statute is clear. The common and approved meaning or usage of the words “source of information” includes documents as well as personal informants. [Citations omitted] “Source” means not only the identity of the person, but likewise includes documents, inanimate objects and all sources of information. Furthermore, if there were any doubt [11]*11as to the interpretation, the Statute must be liberally construed in favor of the newspapers and news media. Id., 412 Pa. at 40, 193 A.2d at 184-85 (emphasis in original).
Having broadly defined the statute’s coverage, the Court proceeded to analyze the conditions under which a reporter might waive the statute’s protection. It noted that the trial court had ordered that certain documentary material be produced (albeit with names deleted) because it concluded that the newspaper, having published the name of its informant, had thereby waived its privilege regarding any information it received from that informant, whether or not the information itself had been published. The Court, in no uncertain terms, rejected this reasoning, as well as the trial court’s solution of allowing the newspaper to redact names from the material it ordered disclosed. The Court’s analysis demonstrated that it attached no significance to the fact that the newspaper had not kept the identity of its informant confidential.
If the Act of 1937 applies only to persons and does not include documents, then logically appellants would have to disclose and produce all documents in their possession. However, Judge KELLEY [the trial judge] in an attempt to fairly (although erroneously) limit the source of information to persons as distinguished from documents, ruled that appellants were required to produce only the documents and tape recordings allegedly evidencing what Fitzpatrick had told reporters with all names deleted. No one could know with certainty whether the documents as deleted by the newsman would still reveal sources of information which the Act intended to protect, Judge KELLEY based his ruling principally if not solely on his conclusion that the Bulletin had waived the privilege created by the Act of 1937 by publishing in its aforesaid article on December 30, 1962, the single sentence hereinabove quoted: “However, much of the subsequent questioning dealt with what John Fitzpatrick had told Bulletin reporters.” This obviously gave Fitzpatrick [12]*12as the leading source, but the identity of many other persons may have been revealed in the questions and/or the answers.
If a Court can select or direct newsmen in its or their judgment to select or delete what information is disclosed by the informer or to furnish the documents in full with only the names deleted which the newsman or the Court sincerely believes should be deleted, the purpose, the object and the intent of the Act will be realistically nullified. We therefore hold that a waiver by a newsman applies only to the statements made by the informer which are actually published or publicly disclosed* and not to other statements made by the informer to the newspaper.
Id., 412 Pa. at 43, 193 A.2d at 186 (emphasis in original).9
Taylor’s broad interpretation of the term “source” drew a strong dissent from Justice COHEN. He argued that the purpose of the Shield Law was “to encourage the flow of news from persons who might otherwise fear the unfavorable publicity or retribution resulting from the revelation of their names as the source of the news story____ In other words, it is the name of the informant and not the information itself that is protected. Once the name of the informant is revealed, the purpose and protection of the Act is terminated.” Id., 412 Pa. at 45, 193 A.2d at 187 (emphasis in original). Justice COHEN believed that the majority had erred because it
[13]*13confuse[d] “source of information” and “information”____ The source of the information was disclosed to the Grand Jury as John Fitzpatrick; what is now sought is the information given by Fitzpatrick. In reversing the contempt convictions, the majority rewrites the statute and permits appellants to conceal the information itself. One searches the majority opinion in vain for any basis to support this perversion of [the Shield Law.] Id.
Taylor was similarly criticized in contemporary literature. See Note, “EVIDENCE — Newspapermen Not Required to Divulge Confidential Information to Investigating Grand Jury Even After Informant’s Identity Has Been Voluntarily Disclosed in Newspaper Article,” 112 U.Pa.L.Rev. 438 (1964); Note, “Evidence-Privileged Communications — Journalist Need Not Reveal Information Disclosed by Confidential Informant — In the Matter of Taylor (Pa.1963),” 77 Harv.L.Rev. 556 (1964). Other jurisdictions have not found Taylor persuasive and have declined to follow it in construing similar language in their shield laws. See Williams v. American Broadcasting Companies, 96 F.R.D. 658, 664-65 (W.D.Ark.1983); State v. Sheridan, 248 Md. 320, 322, 236 A.2d 18, 19 (1967).
Such criticism, which has considerable force,10 might persuade us to distinguish Taylor from the cases before us, for it is true that the factual context in which Taylor arose was that of a subpoena duces tecum issued by a grand jury, while here we confront civil discovery motions. We do not believe, however, that Taylor may be convincingly distinguished in this way, for the issue to which we must look to Taylor for guidance — the meaning of the term “source” — is identical to the issue raised in the cases at bar. Even were this not the case, Taylor precludes us from making any such factual distinctions for in Taylor the Court instructed us not once, but twice, that “if there were any doubt as to the interpretation, the Statute must be liberally construed in favor of the newspapers and newsmedia.” In re Taylor, supra, 412 Pa. at 40, 193 A.2d at 185. See also id., 412 Pa. [14]*14at 42, 193 A.2d at 185-86. Moreover, Taylor presented a more attractive setting for narrowing the scope of a reporter’s privilege than does that of a civil discovery motion. Courts, in considering claims of a reporter’s privilege, have generally considered the interests of investigating grand juries and of criminal defendants to be far more compelling than those of civil litigants. See, e.g., Branzburg v. Hayes, 408 U.S. 665, 690, 92 S.Ct. 2646, 2661, 33 L.Ed.2d 626 (1972) (“[W]e perceive no basis for holding that the public interest in law enforcement and in ensuring effective grand jury proceedings is insufficient to override the consequential, but uncertain burden on news gathering that is said to result from insisting that reporters, like other citizens, respond to questions put to them in the course of a valid grand jury investigation or criminal trial.”); Mitchell v. Superior Court, 37 Cal.3d 268, 278-79, 208 Cal.Rptr. 152, 158, 690 P.2d 625, 631 (1984) (Distinguishing scope of reporter’s privilege in civil and criminal contexts, California Supreme Court finds that “[i]n criminal proceedings, both the interest of the state in law enforcement ... and the interest of the defendant in discovering exonerating evidence outweigh any interest asserted in ordinary civil litigation.” (citation omitted)). See generally P. Marcus, “The Reporter’s Privilege: An Analysis of the Common Law, Branzburg v. Hayes and Recent Statutory Developments,” 25 Arizona L.Rev. 815, 851 n. 259 (1983). The fact that our Supreme Court gave such a broad interpretation to the statutory privilege in Taylor indicates that it would find the case for such an interpretation to be even more compelling in the case of a civil litigant.
Although we may not distinguish Taylor on its facts, we do note that it was decided in 1963. As we will discuss,11 there has been considerable development in the law of libel since that date. It does not follow from this development, however, that we may conclude that Taylor does not bind us because it is “old law.” In 1968, more than five years after Taylor was decided, the Pennsylvania legislature [15]*15amended the Shield Law. In doing so, it did not change the language “source of any information,” but rather broadened the statute’s coverage to include reporters employed by electronic media and the wire services. See and compare 28 Pa.C.S. § 330, Act of June 25, 1937, P.L. 2123, No. 433, § 1, as amended Dec. 1, 1959, P.L. 1669, § 1 with id., as amended July 31, 1968, P.L. 858, § 1, 28 Pa.C.S. § 330, and with 42 Pa.C.S. § 5942(a). When the Supreme Court has construed statutory language, and that language is not changed in subsequent versions of the statute, we must presume that the legislature “intends the same construction to be placed upon such language.” See 1 Pa.C.S. § 1922(4).
Taylor’s continuing vitality is also evident from a brief survey of relevant federal case law. All recent cases concerning the Pennsylvania Shield Law have been litigated in federal courts. These courts have been required to apply Pennsylvania law to cases that are virtually indistinguishable from those presently before us. They have uniformly considered Taylor’s definition of the term “source” to be dispositive. Thus in Lal v. CBS, Inc., 726 F.2d 97 (3d Cir.1984), the plaintiff, a landlord, claimed that a television program broadcast by one of the defendant’s local affiliates had defamed him. He sought to compel production of outtakes of interviews with him and other named interviewees, as well as other notes and memoranda. The district court reluctantly denied the plaintiff’s motion because it considered itself bound, in a diversity action, by the Pennsylvania Supreme Court’s interpretation of Pennsylvania law. Lal v. CBS, Inc., 551 F.Supp. 356, 366 (E.D.Pa.1982). The Third Circuit affirmed, also relying upon the authority of Taylor, as well as that of Steaks Unlimited, Inc. v. Deaner, 623 F.2d 264 (3d Cir.1980). Lal v. CBS, Inc., supra at 100.
In Steaks Unlimited, Inc. v. Deaner, supra, the plaintiff claimed that the defendant, an investigative reporter, had prepared a defamatory news broadcast concerning the quality of the meat it sold. It sought to compel the production of outtakes of interviews conducted by the film crew with [16]*16Aubrey Mills, one of the plaintiff’s employees, as well as those with two of the plaintiff’s customers, whose identities had not been disclosed. The Third Circuit held that the outtakes of the interviews with the unidentified customers undoubtedly came within the statute’s protection “[inasmuch as discovery of the latter would reveal the identity of the primary sources of information____” Id. at 278. As to the outtakes of the interview with a disclosed informant, the court considered Taylor dispositive:
The outtakes of the Mills interview pose a slightly different problem. The primary source, Mills, is known. Thus, discovery of the outtakes would not necessarily reveal the identity of a source of information. Nevertheless, the outtakes are privileged under the Taylor construction of the shield statute. In Taylor, the court interpreted the statute as protecting not only the primary source of the information, but also possible secondary sources that might be disclosed by the primary source. The court did not require the journalists to demonstrate the existence of such secondary sources. Rather, it held that the statute protected all statements by the primary source except those that were published or publicly disclosed, because “the identity of many other persons may have been revealed in the questions and/or the answers.” Similarly, even though the primary source of the Mills interview is known, discovery of the outtakes may reveal the identity of secondary sources. Inasmuch as Taylor protects, all nonpublished portions of a source’s statement, we hold that the outtakes of the Mills interview are protected even though the identity of the primary source of information is known. Accordingly, the district court did not err in denying Steaks’ motion to obtain the outtakes.
Id. at 279 (footnotes omitted).
See also Coughlin v. Westinghouse Broadcasting and Cable, Inc., 603 F.Supp. 377, 381 (E.D.Pa.1985) aff'd per curiam, 780 F.2d 340 (3d Cir.1985) (In action brought by police officer against television station on basis of allegedly [17]*17defamatory broadcast, court denied plaintiff’s request for outtakes of interviews with disclosed informants, relying on Taylor and Steaks to hold that the Shield Law protected against the mere possibility that a source would be revealed and that “[a] reporter need not show that unidentified secondary sources actually exist.”). See also Mazzella v. Philadelphia Newspapers, Inc., 479 F.Supp. 523 (E.D.N.Y. 1979) (In context of libel suit, applying Pennsylvania law and Taylor, court holds documents that might reveal sources are protected, despite plaintiff’s argument that without access to material he would be unable to meet his concededly difficult burden of proof); Altemose Construction Co. v. Building & Construction Trades Council, 443 F.Supp. 489 (E.D.Pa.1977) (Where defendant in federal civil action served program manager of television station with subpoena duces tecum, court quashes subpoena, holding, per Taylor, that all sources, including both persons and documents, are privileged, without reference to their confidentiality); S. Metcalf, § 3.39 Rights and Liabilities of Publishers, Broadcasters and Reporters (1984).
The interpretation and application of our case law by the federal courts has recently been cited with approval by our own Supreme Court in Hepps v. Philadelphia Newspapers, Inc., 506 Pa. 304, 485 A.2d 374 (1984), appeal pending, — U.S. —, 105 S.Ct. 3496, 87 L.Ed.2d 628 (1985). In support of its conclusion that the defendant in a civil libel action bears the burden of disproving a presumption that an alleged defamatory statement is false, the Court pointed to the extensive protection that the Shield Law conferred upon media defendants:
We note further that a media defendant in a civil libel action is given even greater protection under our statutory law. In addition to the privilege to communicate matters of public interest and concern without fear of liability for erroneous information disseminated without negligence or malice, a newspaper publisher is privileged to withhold the identity of sources of information. [Citing Pennsylvania Shield Law] ...
[18]*18This statute has been interpreted broadly. See, e.g., Lal v. CBS, Inc., 726 F.2d 97, 100 (3d Cir.1984); Steaks Unlimited, Inc. v. Deaner, 623 F.2d 264, 278 (3d Cir.1980); In Re Taylor, 412 Pa. 32, 40, 193 A.2d 181, 185 (1963). There, sources are excludable whether or not they contain the identity of sources actually used by the newspaper since the identity of all persons named or implicated in these sources is also included within the protection of the “shield law”. Lal v. CBS, Inc., supra at 100; Steaks v. Deaner, supra at 278; In Re Taylor, supra, 412 Pa. at 40, 193 A.2d at 185.
Id., 506 Pa. at 327, 485 A.2d at 386-87 (footnote omitted). While this statement might be considered dictum, we must, in the absence of any more recent statement by our highest court, regard it as an affirmance of the continuing vitality of Taylor as interpreted and applied by the federal courts.
Given the strength of the foregoing authority, we must consider the courses that are open to an intermediate level appellate court when it is faced, as we are here, with a rule of law that is clear but that when applied to the facts of the case before it, may lead to an unjust result.12 We do [21]*21not, of course, know what the outtakes involved in the two appeals before us would reveal, if indeed they would reveal anything. It is not difficult, however, to imagine a case in which access to the outtakes would be dispositive. Suppose this case, for example: The plaintiff is a Governor. To recover, he will have to prove the defendant radio station’s “actual malice.” New York Times Co. v. Sullivan, 376 U.S. 254, 84 S.Ct. 710, 11 L.Ed.2d 686 (1964). The broadcast portion of the tape may be reasonably understood as an admission by the Governor that he solicited a bribe. The outtakes, however, make it plain that in fact the Governor was vehemently denying ever having solicited a bribe. In our view, to argue that such dishonesty should be protected does not honor but rather demeans free speech as one of our most precious liberties. And yet, under Taylor the Governor could not have access to the outtakes.
Our reservations regarding the justice of the Taylor rule do not, however, free us of the constraints imposed upon us as an intermediate appellate court. Intermediate appellate courts are created to ease the burden on the courts of last resort. See Spaeth, “Achieving a Just Legal System: The Role of State Intermediate Level Appellate [22]*22Courts,” 462 Annals, American Academy of Political and Social Science 48, 52 (1982). Their primary role, therefore, is to apply existing law to the great volume of cases that come before them. That is not, however, their only role. As Justice HOPKINS, of the Second Appellate Division of the New York Supreme Court, has observed: “[S]ince the full flow of appeals is centered in the intermediate courts, it is those courts which are in a better position to determine in what areas of the law confusion is occurring and where reform or clarification is necessary. This suggests a second role for the intermediate court — to stimulate revision in the law either by the highest court through common law doctrine or by the legislature through the enactment of statutes.” Hopkins, “The Role of An Intermediate Appellate Court,” 41 Brooklyn L.Rev. 459, 464 (1975). In this role an intermediate appellate court may serve as “a laboratory for the highest court,” id. at 473, for its greater volume of cases brings the need for change to its attention rapidly, and by its decisions it may sharpen the issues and thereby perhaps suggest possible solutions to the highest court, or to the legislature, as the case may be. Spaeth, “Intermediate Appellate Courts,” supra at 52.
Sometimes, as Justice HOPKINS observes, an intermediate appellate court may engage in “quiet usurpation of ... existing case law.” This occurs when the intermediate appellate court “consciously or unconsciously undermines doctrine by the process of distinction without expressly impugning the doctrine.” Alternatively, the court may “bold[ly] challenge” the doctrine by expressly overruling it, and “[u]sually, it justifies its decision by claiming that the doctrine no longer fits contemporary circumstances; and it implies that it is taking the action which the highest court would itself have taken if given the opportunity.” Hopkins, supra at 466-67. Justice HOPKINS counsels, however, against the use of such methods:
Neither of these expedients seems to me to be appropriate. The highest court may indeed resent the destruction of the doctrine either by the slow erosion of distinction or [23]*23by the straightforward method of overruling. What may be a worthy and desirable purpose is lost by the quick and contrary response of the highest court to the trespass of the intermediate court upon the province of the highest court to mold the law.
He therefore concludes:
More properly, it seems to me the intermediate court’s function should be carried out by suggestion, by indicating the reasons for change, but not by infringing upon the prerogative of the highest court to make changes in the law. If stare decisis is to continue to hold any place in the judicial system as a control on the uniform and non-discriminatory determination of similar disputes, there cannot be two sources for the definition of the law to be applied. Any process other than the establishment of final power in one court — at the highest tier — results only in a distrust of the system and in utter confusion among the bar and the trial courts. If the merit of the change is exposed by the statement of the intermediate court, we should expect that the highest court will give suitable consideration to the recommendation.
Id. at 467-68.
We agree with this statement, and adopt it as our own. Applying it to the cases before us, we have concluded that while we are bound by Taylor and must accordingly reverse the orders of the trial courts, we nevertheless may, and should, express our reservations regarding Taylor. Our decision in this regard is not unprecedented. We have on other occasions found that the proper discharge of our responsibilities as an intermediate appellate court has required criticism of the current state of the law. See, e.g., Commonwealth v. Mlinarich, 345 Pa.Super. 269, 498 A.2d 395 (1985), (considering meaning of “forcible compulsion” as element of rape in light of appellate decisions and legislative history of Crimes Code, and suggesting need for review by Supreme Court and legislature); Interest of Miller, 301 Pa.Super. 511, 526, 448 A.2d 25, 32 (1982) (application of doctrine of common law marriage; observa[24]*24tion that if application seems inappropriate, legislative changes needed); Commonwealth v. Reeves, 223 Pa.Super. 51, 55, 297 A.2d 142, 144 (1972) (PACKEL, J., concurring) (application to intoxicated driving case of principle that to arrest without warrant, arresting officer must see driving; legislative change suggested).
First, then, we believe that the language in our Shield Law, “source of any information,” when read in its most straightforward way, refers to people and not to information. If so construed, our Shield Law would protect only the identity of confidential sources — persons; it would not shield the information that a source had conveyed. In support of this construction, we note that had the legislature intended to protect both the source of information and the information itself, it could easily have chosen language that does so expressly. Compare 42 Pa.C.S. § 5929 (“No physician shall be allowed, in any civil matter, to disclose any information which he acquired in attending the patient in a professional capacity____”) (emphasis added). We also find support for this construction in the language of press shield laws in other states.13 Several states have chosen to protect both sources and information, while others have chosen to protect sources only; both intentions are clear from the statutory language. See, e.g., MONT.CODE ANN. § 26-1-902(1) (No reporter “may be required to disclose any information ... or the source of that information....”); NEB.REV.STAT. § 20-146 (No reporter “shall be required to disclose ... (1) the source of any published or unpublished, broadcast or non-broadcast information ... or (2) Any unpublished or nonbroadcast information ----”); OKLA.STAT. tit. 12 § 2506 (1980) (No reporter “shall be required to disclose____1. The source of any published or unpublished, information ... or; 2. Any unpublished information ____). Compare ARK.STAT.ANN. § 43-917 (1977) (Before a reporter “shall be required to disclose ... the source of information used as the basis for any article [25]*25he may have written, published or broadcast,” plaintiff must show that publication was made “in bad faith, with malice, and not in the interest of the public welfare.”); MD.CTS. & JUD.PROC.CODE ANN. § 9-112 (1980) (A reporter “may not be compelled to disclose, in any legal proceeding or trial ... or elsewhere, the source of any news or information....”); OHIO REV.CODE ANN. § 2739.12 (Page 1981) (No reporter “shall be required to disclose the source of any information procured or obtained by any such person in the course of his employment____”). Courts in states in. which the statute, like Pennsylvania’s, protects only the “source of any information”, have construed the statute to protect the identity of sources, not to shield the information that a source provides. See, e.g., Williams v. American Broadcasting Companies, 96 F.R.D. 658 (W.D. Ark.1983) (Since Arkansas Shield Law protects only sources, television news outtakes are not within scope of its protection); Tofani v. State, 297 Md. 165, 465 A.2d 413 (1983) (Maryland Shield Law protects identity , of sources, but not the information received from them); State v. Geis, 2 Ohio App.3d 258, 441 N.E.2d 803 (1981) (Ohio statute protects only the identity of the informant, not the information communicated by him).
These considerations would not be persuasive, were we to conclude that Taylor’s definition of the term “source of any information” serves important policy objectives. We believe, however, that that is not the case.
Since Taylor was decided in 1963, the law of libel has been transformed. Beginning with the landmark decision in New York Times Co. v. Sullivan, 376 U.S. 254, 84 S.Ct. 710, 11 L.Ed.2d 686 (1964), the Supreme Court has imposed federal constitutional requirements on what previously had been state law. As a result of this “constitutionalization’’ of libel law, plaintiffs now bear a much heavier burden of proof. See New York Times Co. v. Sullivan, supra at 279-80, 84 S.Ct. at 725-26 (Plaintiff may recover damages from media defendant only if he proves challenged statement or publication was made with “actual malice,” that is, [26]*26with knowledge that it was false or with reckless disregard of whether it was false or not); St. Amant v. Thompson, 390 U.S. 727, 88 S.Ct. 1323, 20 L.Ed.2d 262 (1968) (To prove “actual malice,” plaintiff must present “sufficient evidence to permit conclusion that the defendant in fact entertained serious doubts as to the truth of the publication”); Gertz v. Robert Welch, Inc., 418 U.S. 323, 94 S.Ct. 2997, 41 L.Ed.2d 789 (1974) (Jury may not impose liability without fault upon media defendants, even where plaintiff is private figure). It is now, therefore, extremely difficult for libel or defamation plaintiffs, especially if they are “public figures,” to recover unless they have access to materials that will enable them to prove a defendant’s state of mind at the time of publication. In Gertz v. Robert Welch, Inc., supra at 342, 94 S.Ct. at 3008, the Supreme Court recognized that as a result of New York Times and its progeny, “some tension necessarily exists between the need for a vigorous and uninhibited press and the legitimate interest in redressing wrongful injury.” In Herbert v. Lando, 441 U.S. 153, 99 S.Ct. 1635, 60 L.Ed.2d 115 (1979), the Court explicitly recognized the need to accommodate the conflicting rights of the libel or defamation plaintiff and the media defendant. The plaintiff, a former army colonel, brought suit against C.B.S. and two of its employees, claiming that a news report the network had broadcast had defamed him. The plaintiff conceded that he was a “public figure,” and that he therefore needed to prove that the defendants had acted with “actual malice” in order to recover. To this end he sought to compel the defendants to answer certain questions relevant to state of mind at the time the news report was prepared. The defendant refused to answer, claiming that “the First Amendment protected against inquiry into the state of mind of those who edit, produce, or publish, and into the editorial process. Id. at 157, 99 S.Ct. at 1639. The majority, per Justice WHITE, explained the policy considerations that led the Court to reject the defendant’s argument:
In the first place, it is plain enough that the suggested privilege for the editorial process would constitute a [27]*27substantial interference with the ability of a defamation plaintiff to establish the ingredients of malice as required by New York Times. As respondents would have it, the defendant’s reckless disregard of the truth, a critical element, could not be shown by direct evidence through inquiry into the thoughts, opinions, and conclusions of the publisher, but could be proved only by objective evidence from which the ultimate fact could be inferred. It may be that plaintiffs will rarely be successful in proving awareness of falsehood from the mouth of the defendant himself, but the relevance of answers to such inquiries, which the District Court recognized and the Court of Appeals did not deny, can hardly be doubted. To erect an impenetrable barrier to the plaintiff’s use of such evidence on his side of the case is a matter of some substance, particularly when defendants themselves are prone to assert their good-faith belief in the truth of their publications, and libel plaintiffs are required to prove knowing or reckless falsehood with “convincing clarity.” New York Times Co. v. Sullivan, 376 U.S. at 285-286, 84 S.Ct. at 728-29.
Id. at 170, 99 S.Ct. at 1645-46 (footnote omitted).
Justice POWELL, in concurrence, suggested how courts might best accommodate the competing interests of defamation plaintiff and media defendant:
Whatever standard may be appropriate in other types of cases, when a discovery demand arguably impinges on First Amendment rights a district court should measure the degree of relevance required in light of both the private needs of the parties and the public concerns implicated. On the one hand, as this Court has repeatedly recognized, the solicitude for First Amendment rights evidenced in our opinions reflects concern for the important public interest in a free flow of news and commentary. See First National Bank of Boston v. Bellotti, 435 U.S. 765, 781-783 [98 S.Ct. 1407, 1418-19, 55 L.Ed.2d 707] (1978); Saxbe v. Washington Post Co., 417 U.S. 843, 862-863 [94 S.Ct. 2811, 2821, 41 L.Ed.2d 514] (1974) [28]*28(POWELL, J., dissenting). On the other hand, there also is a significant public interest in according to civil litigants discovery of such matters as may be genuinely relevant to their lawsuit. Although the process of weighing these interests is hardly an exact science, it is a function customarily carried out by judges in this and other areas of the law.
Id. at 179-80, 99 S.Ct. at 1650-51 (POWELL, J., concurring).
See also Branzburg v. Hayes, 408 U.S. 665, 92 S.Ct. 2646, 33 L.Ed.2d 626 (1972) (reporters have no First Amendment privilege to refuse to respond to grand jury subpoena).
We recognize that Herbert v. Lando, supra, held only that a reporter’s editorial processes were not privileged as a matter of federal constitutional law. Nothing in the decision precludes states from conferring greater protection, should they chose to do so. See, e.g., Maressa v. New Jersey Monthly, supra (New Jersey Shield Law construed to provide absolute protection to journalists not to disclose confidential sources or editorial processes). Nevertheless, the concerns expressed by the United States Supreme Court have led the majority of courts, both state and federal, to attempt to reach the accommodation counseled by Justice POWELL. Some have done so, as we have noted above, by construing their shield laws to cover sources, but not information. Others have defined the reporter’s privilege as extending to civil, but not to criminal, proceedings. See Senear v. Daily Journal-American, 97 Wash.2d 148, 641 P.2d 1180 (1982). See generally O’Neil, “Shield Laws: Partial Solution to a Pervasive Problem,” 20 New York Law Forum 515 (1975). The overwhelming majority of state and federal courts have chosen to follow Justice POWELL’s suggestion in Herbert v. Lando, supra, and have adopted a balancing approach. See Mitchell v. Superior Court, supra at 277, 208 Cal.Rptr. at 157, 690 P.2d at 629 (“When called upon to weigh the fundamental values arguing both for and against compelled disclosure, the overwhelming majority of courts have concluded that the question of a [29]*29reporter’s privilege in civil cases must be decided on a case-by-case basis with the trial court examining and balancing asserted interests in light of the facts of the case before it.”) (collecting cases); P. Marcus, “Reporter’s Privilege,” supra at 856 (“The principle ... may be stated as follows: In civil cases generally, and in defamation cases in particular, the resolution of the reporter’s privilege claim is to be made on a case-by-case basis____ Virtually every court to confront the issue of the reporter’s privilege in civil actions has agreed that a balancing approach to the problem must be taken, with a heavy emphasis on the particular facts to be found in each case.”). See generally Yarborough, “Press Privilege Claims and Balancing Doctrine,” 31 Alabama L.Rev. 523 (1980).14
Our Supreme Court has also expressed its concern with these policy considerations. In Hepps v. Philadelphia Newspapers, Inc., supra, 506 Pa. at 328, n. 14, 485 A.2d at 387 n. 14, the Court cautioned that our Shield Law “was never intended to be interpreted as insulating the publisher from its negligence or actual malice.” Yet Taylor, with its broad definition of the term “source of any information,” seems to do just that, for it effectively precludes a trial court from ordering documentary material to be disclosed on the basis of its particularized inquiry into the facts of the case before it. As Judge LUONGO said, in concluding that [30]*30Taylor required him to deny a motion to compel: “I recognize that little or no salutary purpose is served by a rule of law which permits the media defendant to thwart discovery by hiding behind the veil of possible secondary sources, but I am bound in this diversity action to follow Pennsylvania law as it has been construed by the Court of Appeals and Pennsylvania’s highest tribunal”. Lal v. CBS, Inc., supra at 366.
Were Taylor, and the Shield Law as amended after Taylor, not binding upon us, we should construe the term “source of any information” in 42 Pa.C.S. § 5942(a) to refer only to persons, and not to documents. On this interpretation, the Shield Law would protect only material in which a confidential source is revealed, or through which, in the reporter’s judgment, it might ultimately be revealed. Just such an analysis underlies Judge GREENBERG’S careful order in Hatchard, for he ordered disclosure only of the outtakes, while at the same time shielding such material as would “reasonably lead” to the disclosure of confidential sources. Judge BROMINSKI, however, in Lefkoski, made no such inquiry into whether the documentary material he ordered disclosed might actually or potentially reveal the identities of confidential sources. Accordingly, we should have affirmed Judge GREENBERG’S order, but reversed Judge BROMINSKI’s. Taylor, however, and the Shield Law as amended after Taylor, preclude us from reaching this result. On both appeals, the orders are reversed and the cases are remanded for proceedings- consistent with this opinion.15
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Cite This Page — Counsel Stack
504 A.2d 211, 350 Pa. Super. 1, 1986 Pa. Super. LEXIS 9276, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hatchard-v-westinghouse-broadcasting-co-pa-1986.