Harvey Portnoy v. United States

Court of Appeals for the Eleventh Circuit·Decided April 23, 2020·No. 19-10358·Unpublished

Opinion

[DO NOT PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT

No. 19-10358

Non-Argument Calendar

D.C. Docket No. 1:16-cv-00366-MW-GRJ

HARVEY PORTNOY, Plaintiff-Appellant,

versus

THE UNITED STATES OF AMERICA, Defendant-Appellee.

Appeal from the United States District Court for the Northern District of Florida

(April 23, 2020)

Before WILLIAM PRYOR, JILL PRYOR, and BRANCH, Circuit Judges. PER CURIAM:

Harvey Portnoy appeals the district court’s dismissal of his wrongful death and personal injury claims under the Federal Tort Claims Act (“FTCA”) following his father’s death at a Florida Veterans Administration (“VA”) hospital. Portnoy also challenges the district court’s pre-dismissal grant of his attorney’s motion to withdraw after finding that Portnoy made “continued representation personally and ethically untenable for his lawyer.” In the five months following his attorney’s withdrawal, Portnoy failed to secure another attorney. The district court therefore dismissed Portnoy’s claims without prejudice because Portnoy could not proceed pro se as the representative of his father’s estate.

Portnoy presents three arguments on appeal. First, Portnoy argues that the circumstances did not warrant permissive withdrawal and he was prejudiced by the withdrawal because it was impossible for him to find another attorney. Second, Portnoy asserts that the district court erred in dismissing his case, as he should have been permitted to proceed pro se because his own personal interests were at stake. Third, Portnoy argues that the Florida Wrongful Death Act (“FWDA”), which limits damages available under the FTCA, is unconstitutional. Because Portnoy did not assert that the district court should have allowed him to proceed pro se in his initial brief, we do not address that issue here. Nor do we address Portnoy’s constitutional challenge because he failed to raise that issue below. The record shows that good cause for withdrawal existed and Portnoy’s interests were

not materially affected by the withdrawal; therefore, we affirm the district court’s orders allowing the withdrawal and dismissing Portnoy’s complaint.

I. Background

A. Bacharach’s First Motion to Withdraw On December 7, 2016, Portnoy, in his capacity as the personal representative of his father’s estate, sued the United States for negligent injury and wrongful death stemming from his father’s death at a VA hospital in 2012. Portnoy alleged that the VA hospital’s negligence during his father’s surgery resulted in a bacterial infection, and that infection caused his death. Portnoy’s original complaint brought two claims for relief pursuant to the FTCA: wrongful death (Count I) and personal injury damages (Count II). In its answer, the government denied Portnoy’s allegations and raised several defenses, including that Portnoy failed to state a claim, and that the applicable provisions of the FWDA limited any available damages.

On October 20, 2017, the district court ordered Portnoy to show cause as to why his claim for personal injury damages (Count II) should not be dismissed for failure to state a claim.1 After the district court granted Portnoy two extensions of

1 The FTCA provides district courts with jurisdiction over civil actions against the United States for money damages for personal injury or death caused by the negligent or wrongful act of a government employee. The United States can be held liable under the FTCA “in accordance with the law of the place where the act or omission occurred,” which in this case is Florida. 28 U.S.C. § 1346(b)(1). The FWDA, as the district court explained, “eliminates a claim for the

time in which to respond to the court’s order, on November 8, 2017, Portnoy’s attorney, N. Albert Bacharach, filed a response to the show-cause order. Bacharach explained that Portnoy was “refusing to take counsel’s advise [sic] and [was] refusing to authorize [Bacharach] to respond with a legal position that takes the provable facts in this matter into account and to set forth a comprehensive legal argument in this matter.”

That same day, Bacharach moved for leave to withdraw from representation pursuant to Rule 11.1(H) of the Local Rules of the U.S. District Court for the Northern District of Florida (“Local Rule 11.1(H)”), which allows withdrawal only with the permission of the district court. He claimed that “[d]espite frequent communication between Plaintiff Portnoy and undersigned counsel and his staff, numerous issues have arisen between Plaintiff Portnoy and the undersigned counsel regarding undersigned counsel’s representation of Plaintiff.” Bacharach further stated that “Plaintiff Portnoy no longer has confidence in undersigned counsel and no longer believes the undersigned is acting in his best interest.” Specifically, Portnoy believed Bacharach was “in collusion with the Veterans Administrations and the U.S. Attorney’s Office.” Bacharach also indicated that

decedent’s personal injury from the date of the injury to the date of death when the claim is brought with a wrongful death claim.” The district court was therefore concerned that Portnoy was “attempting to bring a personal injury action in Count II that, under Florida law, is eliminated by the wrongful death action in Count I.”

Portnoy had been in contact with the Florida Bar and other attorneys regarding the case and that Portnoy no longer believed that Bacharach was acting in his best interest. Thus, Bacharach stated that he could no longer effectively represent Portnoy and requested leave to withdraw from representation.

On November 15, 2017, the district court held a hearing on Bacharach’s motion for leave to withdraw. During the hearing, Bacharach stated that Portnoy’s lack of confidence in his representation was the “underlying issue,” as evidenced by Portnoy’s “repeated” calls to the Florida Bar to complain about him and Portnoy’s conversations with other attorneys about Bacharach mishandling the case. Portnoy explained that his chief qualm was that Bacharach was moving too slowly and Bacharach was “exaggerating about calling the Florida Bar all the time.” The district court expressed concerns about whether Portnoy would be able to proceed pro se as the representative of his father’s estate should it allow Bacharach to withdraw. Further, if the law did not allow Portnoy to proceed pro se, the court observed, and Portnoy could not find another attorney, then Portnoy might be prejudiced by the withdrawal.

The district court denied the motion to withdraw without prejudice and instead gave Portnoy an opportunity to file an amended complaint. On November 27, 2017, Portnoy filed an amended complaint, asserting similar claims: “Wrongful

Death” (Count I) and “Survival Action” (Count II). 2 On December 22, 2017, the government answered the amended complaint consistent with its original answer.

B. Second Motion to Withdraw On February 5, 2018, Portnoy sent a letter to the district court judge requesting the district court to “[i]ssue an [o]rder for [m]ediation to begin [i]mmediately and [a]ppoint a [m]ediator to [s]ee [i]f all issues involved with this case, can be resolved in a [sic] amicable way beneficial to all parties concerned.” He described his many complaints with Bacharach, including that he was “difficult to ever get ahold of,” and “waited until the very last minute” to file pleadings. At the same time, Portnoy acknowledged that he would not be able to find another attorney to replace Bacharach if he withdrew. Portnoy also mentioned that he was living in the streets, because he lost the use of his father’s house after his death. The district court denied Portnoy’s mediation request as a nullity on February 7, 2018.

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