Harvey Hubbell, Inc. v. General Electric Co.

267 F. 564, 1920 U.S. App. LEXIS 2208
CourtCourt of Appeals for the Second Circuit
DecidedMay 26, 1920
DocketNos. 220, 221
StatusPublished
Cited by37 cases

This text of 267 F. 564 (Harvey Hubbell, Inc. v. General Electric Co.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Harvey Hubbell, Inc. v. General Electric Co., 267 F. 564, 1920 U.S. App. LEXIS 2208 (2d Cir. 1920).

Opinion

HOUGH, Circuit Judge

(after stating the facts as above). [1] It is assigned for error that the court entered “pro forma” decrees. That Cramp, etc., Co. v. International, etc., Co., 228 U. S. 645, 33 Sup. Ct. 722, 57 L. Ed. 1003, ever requires reversal merely for this reason is not admitted, but need not be decided. The phrase complained of, in an appealable decree or judgment, usually means, and is asserted to mean in the present instance, that decision was rendered, not upon intellectual conviction that the decree was right, but merely to facilitate further proceedings.

But this court is not concluded by a phrase. We may examine the record to discover whether there was a genuine decision, and, having done so, are satisfied that the trial court by these decrees expressed the result of a consideration of the evidence. The decrees are not in fact pro forma, and do not become so by having a label put on them. We therefore consider the merits.

[2] Although the-patents in suit issued on the same day to the same man, the senior patent is prior art. By rebuttable presumption the earlier in number of several patents dated alike is earlier in publication (Crown Cork, etc., Co. v. Standard, etc., Co., 136 Fed. 841, 69 C. C. A. 200); but in this case application was made for the junior patent more than a year after that for the senior had been filed, and the former is confessedly for an improvement on the latter. Under such circumstances the art to and including the senior patent is known to the patentee, not only by legal presumption, but by personal study. Writing Machine Co. v. Elliott, etc., Co. (C. C.) 106 Fed. 507; Willcox, etc., Co. v. Merrow, etc., Co., 93 Fed. 206, 35 C. C. A. 269.

[3] Much of plaintiff's case as to range of equivalents, existence of invention, and interpretation of claims rests on commercial success, and we are especially referred, not only to the language, but the facts, of Benjamin, etc., Co. v. Northwestern, etc., Co., 251 Fed. 288, 163 C. C. A. 444. See also Stanley Works v. Twisted Wire Co., 256 Fed. 101, 167 C. C. A. 340. Before success in business becomes available as evidence to aid in proving the fact of invention, or to extend the construction of words, it must be proved to have flowed from the claims in suit. A claim is for means, and those means must be proved to have been the means of success.

[569]*569Until 1909 the patent of Weston (No. 480,900) was in force, plaintiff was licensed thereunder, and publicly by advertisements claimed (in effect) the advantages of Weston’s invention. An examination of this patent (especially claim 1) shows on this record a basic invention, without paying tribute to which we incline to think that few plugs in evidence could have lawfully employed “detachable engagements” making electrical contact. It is quite impossible to say how much of plaintiff’s success was due to manufacturing for upwards of five years under Weston’s patent.

Further, this record requires mention of the decisions pointing out that commercial success as evidence is to be considered when patentability is doubtful (Locklin v. Buck, 159 Fed. 436, 86 C. C. A. 414); that nothing is more easily suggested by a popular new thing than an endeavor to put “mere novelty in the place of invention” (Robins, etc., Co. v. Link Belt Co., 233 Fed. 1005, 148 C. C. A. 15); and that successful exploitation of a device covered by a patent is often no more than the improvement by advertising and other energetic business methods of a commercial opportunity (National, etc., Co. v. Bissell, etc., Co., 249 Fed. 198, 161 C. C. A. 232).

These considerations have application here: The commercial op portunity is shown to have been afforded by the enormous growth of the electrical appliances for comfort above enumerated, and plaintiff is and has been a most pushful advertiser, setting forth in publications of record plausible reasons for patronage having no reference to whatever invention is defined by the claims in suit. We decline to consider commercial success in respect of either the fact of invention or interpretation of claims.

The accusations of infringement show that the fundamental question here is the scope or breadth of the senior patent. It is urged that plaintiff’s plug shows “a combination of elements” functioning “by reason of their co-operation,” which elements contained in an insulating body — that is, a single piece of porcelain — are (1) independent recesses functioning to contain and assist the contact springs; (2) locking contact springs, which are merely strips of metal bent into suitable shape and economically stamped out of sheet copper; (3) independent guide holes leading into the recesses and preventing abnormal distortion of contacts, because the walls of the holes sustain all the mechanical strain; and (4) recesses and guide hole walls closely surrounding and extending beyond the end of the contact springs, to the end that (5) the cap may and does carry plain and solid posts, which give good contact, and when of blade shape may also be economically stamped out of metal.

[4] The foregoing summary from a brief is a laudatory dissection of a popular form of plaintiff’s device as commercially exploited. It is always a temptation to take a patentee’s commercial article and argue that no advantage, shown by experienceffo reside therein, can be utilized by a competitor under pain of infringement. But legal infringement cannot be so proved; it is necessary to take the alleged infringing article, and show that the maker of that thing has appropriated what the claim substantially describes.

[570]*570[5] Substantial description is an elastic term, and it may (inter alia) be restricted by prior art, or by limitation arising in the Patent Office. The rule that acquiescence in the rejection of a broad claim, when accompanied by the acceptance of a narrower one, estops the patentee from ever demanding for the claim he got an interpretation that would cover what he was not given (Corbin, etc., Co. v. Eagle, etc., Co., 150 U. S. 38, 14 Sup. Ct. 28, 37 L. Ed. 989), has, we think, never been departed from in this court.

[6] The claim as granted is not restricted merely by a representation in the drawing (Consolidated, etc., Co. v. Metropolitan, etc., Co., 60 Fed. 93, 8 C. C. A. 485); but neither can it be enlarged by such reference. National, etc., Co. v. Roebling’s Sons Co., 158 Fed. 101, 85 C. C. A. 567, cites the earlier cases, and the rule has recently been restated in Strause, etc., Co. v. William M. Crane Co., 235 Fed. 128, 148 C. C. A. 620, and Auto Pneumatic, etc., Co. v. Kindler & Collins, 247 Fed. 323, 159 C. C. A. 417, with its appropriate limitations.

[7] It would be wasted time to do more than indicate conclusion with respect to the limitation arising as to the first claim of the senior patent by reason of its Patent Office history. The matter may be summarized thus: The first claim propounded when the application was filed was for a—

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Bluebook (online)
267 F. 564, 1920 U.S. App. LEXIS 2208, Counsel Stack Legal Research, https://law.counselstack.com/opinion/harvey-hubbell-inc-v-general-electric-co-ca2-1920.