UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS
PAPKEN HARTUNIAN, ) Plaintiff, ) ) ) v. ) Civil No. 3:21-cv-30089-KAR ) ) CONSTANCE M. SWEENEY, individually, and ) as a Judge of the Superior Court, KAREN L. ) GOODWIN, individually, and as a Judge of the ) Superior Court, MERCY MEDICAL CENTER, ) LAURA S. GENTILE, individually and as Clerk ) of Courts, LOIS A. CIGNOLI, individually and as ) an Assistant Clerk of Courts, DOES 1-10 inclusive, ) ) ) Defendants. )
MEMORANDUM AND ORDER ON DEFENDANT, MERCY MECIDAL CENTER [SO- NAMED]’S, MOTION TO DISMISS PLAINTIFF’S COMPLAINT AND DEFENDANT SWEENEY, GOODWIN, GENTILE, AND CIGNOLI’S MOTION TO DISMISS PLAINTIFF’S COMPLAINT (Dkt. Nos. 8 and 10)
ROBERTSON, U.S.M.J. Pro se plaintiff Papken Hartunian (“Plaintiff”) brings this action alleging claims under federal law, the United States Constitution, and Massachusetts law arising out of a medical malpractice proceeding he instituted in the Superior Court Department of the Massachusetts Trial Court in 2015. Defendants include two judges, two clerks of court, the medical facility where he sought treatment, and Does 1-10. The defendants Constance M. Sweeney (“Judge Sweeney”), Karen L. Goodwin (“Judge Goodwin”), Laura S. Gentile (“Clerk Gentile”), and Lois A. Cignoli (“Clerk Cignoli”) (collectively, the “Commonwealth Defendants”) are judicial and quasi-judicial officers of the Superior Court Department of the Massachusetts Trial Court. Plaintiff alleges that their conduct in the medical malpractice proceedings violated the First and Fourteenth Amendments to the United States Constitution and 42 U.S.C. §§ 1981 and 1983. Plaintiff further alleges that the defendant Mercy Medical Center (“Mercy”)1 committed fraud on the court to obtain a judgment
of dismissal in the underlying action. The Commonwealth Defendants and Mercy have moved separately to dismiss all claims against them under Fed. R. Civ. P. 12(b)(1) for lack of subject- matter jurisdiction and (b)(6) for failure to state a claim (Dkt. Nos. 8, 10). The parties have consented to this court’s jurisdiction (Dkt. No. 16). See 28 U.S.C. § 636(c); Fed. R. Civ. P. 73. For the following reasons, the court GRANTS the Commonwealth Defendants’ and Mercy’s motions. I. LEGAL STANDARD “When faced with motions to dismiss under both 12(b)(1) and 12(b)(6), a district court, absent good reason to do otherwise, should ordinarily decide the 12(b)(1) motion first.” Ayyadurai v. Galvin, 560 F. Supp. 3d 406, 410 (D. Mass. 2021) (quoting Ne. Erectors Ass’n of
BTEA v. Sec'y of Lab., Occupational Safety & Health Admin., 62 F.3d 37, 39 (1st Cir. 1995)). “When a defendant moves to dismiss for lack of federal subject matter jurisdiction [under Rule 12(b)(1)], ‘“the party invoking the jurisdiction of a federal court carries the burden of proving its existence.”’” Johansen v. United States, 506 F.3d 65, 68 (1st Cir. 2007) (quoting Murphy v. United States, 45 F.3d 520, 522 (1st Cir.), cert. denied, 515 U.S. 1144 (1995)). “If the party fails to demonstrate a basis for jurisdiction, the district court must grant the motion to dismiss.” Id. The district court “must credit the plaintiff's well-pled factual allegations and draw
1 This is the name assigned by Plaintiff. Mercy’s counsel has indicated that the correct legal name of the entity is The Mercy Hospital, Inc. all reasonable inferences in the plaintiff's favor” when ruling on a Rule 12(b)(1) motion. Merlonghi v. United States, 620 F.3d 50, 54 (1st Cir. 2010) (citing Valentin v. Hospital Bella Vista, 254 F.3d 358, 363 (1st Cir. 2001)). In evaluating whether the party has met its burden of proof, the court “may consider extrinsic materials and, to the extent it engages in jurisdictional
factfinding, is free to test the truthfulness of the plaintiff's allegations.” Dynamic Image Techs., Inc. v. United States, 221 F.3d 34, 37 (1st Cir. 2000) (citing Mortensen v. First Fed. Sav. & Loan Ass’n, 549 F.2d 884, 890-91 (3d Cir. 1977)). To survive a motion to dismiss under Fed. R. Civ. P. 12(b)(6), the complaint must state a claim that is plausible on its face. See Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). Plausibility requires factual allegations sufficient to raise a right to relief above the speculative level. Id. at 555. In evaluating a Rule 12(b)(6) motion to dismiss, the court must accept all factual allegations in the complaint as true and draw all reasonable inferences in the plaintiff's favor. Langadinos v. Am. Airlines, Inc., 199 F.3d 68, 69 (1st Cir. 2000) (citing Rogan v. Menino, 175 F.3d 75, 77 (1st Cir. 1999)). Dismissal is appropriate if the complaint fails to set forth
“‘“factual allegations, either direct or inferential, respecting each material element necessary to sustain recovery under some actionable legal theory.”’” Gagliardi v. Sullivan, 513 F.3d 301, 305 (1st Cir. 2008) (quoting Centro Médico del Turabo, Inc. v. Feliciano de Melecio, 406 F.3d 1, 6 (1st Cir. 2005)). Because Plaintiff appears pro se, the Court construes his pleadings more favorably than it would those drafted by an attorney. See Erickson v. Pardus, 551 U.S. 89, 94 (2007) (citing Estelle v. Gamble, 429 U.S. 97, 106 (1976)). Notwithstanding his pro se status, Plaintiff must comply with procedural and substantive law. See Ahmed v. Rosenblatt, 118 F.3d 886, 890 (1st Cir. 1997) (citing Eagle Eye Fishing Corp. v. United States Dep’t. of Commerce, 20 F.3d 503, 506 (1st Cir. 1994)). II. FACTUAL BACKGROUND2 In late April 2012, Plaintiff sustained a laceration to his right hand, and he went to Mercy
to obtain medical treatment (Dkt. No. 2 at ¶¶ 20-21). Approximately three years later, Plaintiff brought a medical malpractice action in the Hampden County Superior Court against Mercy and a number of unnamed defendants arising from the allegedly negligent medical care he received (Dkt. No. 2 at ¶¶ 33-34). On May 10, 2016, with leave of court, Plaintiff filed an amended complaint to substitute certain named defendants for “Doe” defendants (Dkt. No. 2 at ¶¶ 46, 56, 58). On May 27, 2016, Mercy filed an application for final judgment pursuant to Mass. R. Civ. P. 33(a), and that same day, the court entered judgment for Mercy against Plaintiff with statutory costs (Dkt. No. 2 at ¶¶ 55, 59-60).3 Plaintiff filed a motion to vacate the judgment of dismissal, which the Superior Court denied on August 17, 2016 (Dkt. No. 2 at ¶ 65; Dkt. 9-1 at 9). The Superior Court later entered judgments of dismissal in favor of each of the individual defendants
as well, which Plaintiff appealed (Dkt. No. 9-1 at 19-22). With leave of the Appeals Court, Plaintiff filed a motion for relief from judgment as to Mercy, as well as the other defendants, but it was denied (Dkt. No. 2 at ¶¶ 147, 150; Dkt. No. 9-1 at 22-24). While Plaintiff attempted to
2 The facts, which are accepted as true for purposes of ruling on this motion, are drawn from Plaintiff’s verified complaint (Dkt. No. 2) and are augmented with “data points gleaned from … matters of public record,” A.G. ex rel. Maddox v. Elsevier, Inc., 732 F.3d 77, 80 (1st Cir. 2013) (quoting Haley v. City of Boston, 657 F.3d 39, 46 (1st Cir. 2011)), including specifically documents from the prior state court adjudication instituted by Plaintiff. See Boateng v. InterAm. Univ., Inc., 210 F.3d 56, 60 (1st Cir. 2000), cert. denied, 531 U.S. 904 (2000) (citing Henson v. CSC Credit Servs., 29 F.3d 280, 284 (7th Cir. 1994) (“[A] court ordinarily may treat documents from prior state court adjudications as public records.”). 3 Pursuant to Mass. R. Civ. P. 33(a)(4), a party may file a written application for entry of final judgment for relief or dismissal in the event that an opposing party fails to answer or object to written interrogatories within a specified time after being served with a final request for answers. appeal the Superior Court’s dismissal of Mercy, the Massachusetts Appeals Court determined that his efforts were not timely and, therefore, it lacked jurisdiction to hear an appeal against Mercy (Dkt. No. 9-11 at 6). The Appeals Court also determined that it lacked jurisdiction to hear an appeal from the denial of Plaintiff’s motion for relief from judgment, as Plaintiff did not file a
notice of appeal from that order (Dkt. No. 9-11 at 6). The Appeals Court affirmed the judgments for the individual defendants on December 21, 2020 (Dkt. No. 9-11). On February 12, 2021, the Supreme Judicial Court denied Plaintiff’s application for further appellate review (Dkt. No. 11-3 at 2). On June 24, 2021, Plaintiff filed a motion to set aside the judgment, which the Superior Court denied that same day (Dkt. No. 9-1 at 26). III. PLAINTIFF’S CLAIMS Plaintiff asserts a total of twenty-one causes of action including: fraud against Judge Sweeney in connection with statements she made in memoranda of decision and court proceedings accusing Plaintiff of delay tactics, deliberately ignoring notice and disclosure requirements, and chronic non-compliance with the Massachusetts Rules of Civil Procedure and
Superior Court rules, as well as allegedly fraudulently concealing a leave of absence she was taking (Counts I-VI); claims for denial of his right to procedural due process against Judge Sweeney for failing to comply with Superior Court Standing Order I-88 on Time Standards and for vacating a final pre-trial conference date while hearing other matters on the date the conference was to have been held (Counts VII, IX); a claim for violation of his first amendment right to petition against Clerks Gentile and Cignoli for entering the dismissal judgment in favor of Mercy (Count VIII); a claim for violation of his right to procedural due process against Clerks Gentile and Cignoli for failing to provide Plaintiff with certain notices (Count X); a claim for violation of his right to equal protection against Judge Sweeney for refusing to accept pleadings from Plaintiff while accepting them from a defendant and for not requiring the defendants to comply with Superior Court Rule 9A (Count XI); a claim for defamation against Judge Sweeney for statements made in a memorandum of decision (Count XII); claims for declaratory relief against Mercy “[f]or an order of this Court setting aside and vacating the alleged dismissal
judgment entered on May 27, 2016, in the original Complaint on the grounds that said judgment is void on the grounds that it was procured due to Fraud on the Court or by mistake,” and for an order declaring “Defendant Mercy is in default by failing to file an answer to Hartunian’s First Amended Complaint” (Counts XIII and XVI); a claim for injunctive relief against Clerks Gentile and Cignoli requiring them to remove the docket entry dismissing Mercy as a defendant (Count XIV); a claim for declaratory relief against Judge Sweeney that “the purported final judgment entered on March 8, 2019, is void” (Count XVII); a claim for declaratory judgment “that the purported final judgment entered on May 27, 2016 is void” (Count XV); a claim for violation of his first amendment rights by Judge Sweeney and Clerks Gentile and Cignoli for “cancelling” certain of Plaintiff’s pleadings (Count XVIII); a claim for breach of fiduciary duty against Judge
Sweeney for making misrepresentations of fact in the record (Count XIX); a claim for breach of fiduciary duty against Judge Goodwin and Clerks Gentile and Cignoli for, inter alia, failing to notify Plaintiff about a Rule 16 conference (Count XX); and a claim for denial of his right to procedural due process against Judge Sweeney and Clerks Gentile and Cignoli for failing to mark-up Mercy’s motion to compel for a hearing (Count XXI). IV. DISCUSSION A. Fed. R. Civ. P. 12(b)(1) 1. Eleventh Amendment Immunity of the Commonwealth Defendants in their Official Capacities
The Commonwealth Defendants contend that Plaintiff’s claims against them are barred by the Eleventh Amendment. Plaintiff offers no rebuttal. “The Eleventh Amendment of the United States Constitution generally is recognized as a bar to suits in federal courts against a state, state officials in their official capacities, and state departments and agencies, unless the state has consented to suit or Congress has overridden the state’s immunity.” Howell v. Massachusetts Att'ys Gen., No. Civil Action No. 21-11979-ADB, 2022 WL 2806683, at *4 (D. Mass. July 18, 2022) (citing Regents of the Univ. of Cal. v. Doe, 519 U.S. 425, 429 (1997); Kentucky v. Graham, 473 U.S. 159, 167 n.14 (1985); Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 101-02 (1984); Alabama v. Pugh, 438 U.S. 781, 782 (1978) (per curiam)). Eleventh Amendment immunity is jurisdictional in nature. Centro de Periodismo Investigativo, Inc. v. Fin. Oversight & Mgmt. Bd. for P.R., 35 F.4th 1, 9 (1st Cir. 2022). Here, Plaintiff’s claims against the Commonwealth Defendants include intentional torts of fraud, defamation, and breach of fiduciary duty, as well as denial of due process, violation of the First Amendment, and violation of Equal Protection, all brought pursuant to 42 U.S.C. § 1983.4 Plaintiff has not shown that the Commonwealth has waived immunity from suit in
4 Plaintiff also invokes 42 U.S.C. § 1981 but that section prohibits race-based discrimination, and there are no allegations in the complaint pertaining to Plaintiff’s race or any discrimination based on race. See 42 U.S.C. § 1981 (“All persons within the jurisdiction of the United States shall have the same right in every State and Territory to make and enforce contracts, to sue, be parties, give evidence, and to the full and equal benefit of all laws and proceedings for the security of persons and property as is enjoyed by white citizens, and shall be subject to like punishment, federal court as to any of these counts. See Mahon v. United States, 742 F.3d 11, 14 (1st Cir. 2014) (citing Skwira v. United States, 344 F.3d 64, 71 (1st Cir. 2003)) (noting that the plaintiff bears the burden of proving that immunity has been abrogated or otherwise waived). Indeed, under the Massachusetts Tort Claims Act, the Commonwealth expressly retains immunity for
intentional torts. See Mass. Gen. Laws ch. 258, § 10(c). Regarding Plaintiff’s constitutional claims, “[i]t is well settled that Congress did not abrogate Eleventh Amendment sovereign immunity by enacting 42 U.S.C. § 1983.”5 Mazzarino v. Mass. State Lottery Comm’n, No. Civil Action No. 21-11516-MPK, 2022 WL 2713733, at *4 (D. Mass. July 13, 2022) (citing Will, 491 U.S. at 66). See also Johnson v. Rodriguez, 943 F.2d 104, 108 (1st Cir.1991) (“It is settled beyond peradventure, however, that neither a state agency nor a state official acting in his official capacity may be sued for damages in a section 1983 action.”). Thus, Plaintiff’s state common law and constitutional claims for damages against the Commonwealth Defendants in their official capacities must be dismissed. Plaintiff also brings claims for injunctive and declaratory relief against the
Commonwealth Defendants. “While the Eleventh Amendment prohibits a party from bringing suit against a state in federal court, see De Leon Lopez [v. Corporacion Insular de Seguros], 931 F.2d [116,] 121 [(1st Cir. 1991)], it does not prohibit a party from bringing suit against a state officer in federal court for prospective declaratory or injunctive relief under federal law.” Asociación De Subscripción Conjunta Del Seguro De Responsabilidad Obligatorio v. Flores
pains, penalties, taxes, licenses, and exactions of every kind, and to no other.”). Accordingly, to the extent that Plaintiff intended to assert claims under 42 U.S.C. § 1981, they are subject to dismissal. 5 “Moreover, ‘neither a State nor its officials acting in their official capacities are “persons” under 42 U.S.C. § 1983,’ the statute under which a person may bring a lawsuit against a person acting under color of state law who violated the federal rights of the plaintiff.” Howell, 2022 WL 2806683. at *4 n.6 (quoting Will v. Michigan Dep’t of State Police, 491 U.S. 58, 71 (1989). Galarza, 484 F.3d 1, 24 (1st Cir. 2007) (citing Ex parte Young, 209 U.S. 123, 155 (1908)). “Ex parte Young thus ‘allows a way around the bar to federal jurisdiction ... in cases where prospective declaratory or injunctive relief is sought under federal law.’” Id. (quoting Mills v. Maine, 118 F.3d 37, 54 (1st Cir.1997)). Under Ex parte Young, individuals can sue state
officials only for prospective injunctive relief. See Rosie D. ex rel. John D. v. Swift, 310 F.3d 230, 234 (1st Cir. 2002). It does not permit “judgments against state officers declaring that they violated federal law in the past” or any other “claims for retrospective relief.” P.R. Aqueduct & Sewer Auth. v. Metcalf & Eddy, 506 U.S. 139, 145-46 (1993) (citing Green v. Mansour, 474 U.S. 64, 68 (1985)). The purpose of the Ex parte Young exception is “to prevent continuing violations of federal law, ... not to remedy past violations.” Greenless v. Almond, 277 F.3d 601, 607 (1st Cir. 2002). To determine whether the doctrine of Ex parte Young avoids an Eleventh Amendment bar to suit, the court conducts a so-called “straightforward inquiry,” asking whether the complaint “alleges an ongoing violation of federal law and seeks relief properly characterized
as prospective.” Verizon Md., Inc. v. Pub. Serv. Comm'n of Md., 535 U.S. 635, 645 (2002) (quoting Idaho v. Coeur d'Alene Tribe of Idaho, 521 U.S. 261, 296 (1997) (O'Connor, J., concurring)). “This inquiry into whether suit lies under Ex parte Young does not include an analysis of the merits of the claim, Verizon Md., 535 U.S. at 646, and the pivotal question to be decided when a defendant brings a motion to dismiss is whether the requested relief would directly bring an end to an ongoing violation of federal law.” Hootstein v. Collins, 670 F. Supp. 2d 110, 114 (D. Mass. 2009) (citing Papasan v. Allain, 478 U.S. 265, 278 (1986)). In this case, Plaintiff seeks “a declarative judgment that Hartunian was not involved in delay tactics and bad faith in course of litigation of the underlying action …” (Dkt. No. 2 at 54, 58, 65); “for declarative judgment to be entered against the defendant Mercy as follows: … For an order of this Court setting aside and vacating the alleged dismissal judgment entered on May 27, 2016, in the original Complaint on the grounds that said judgment is void on the grounds that it was procured due to Fraud on the Court or mistake” (Dkt. No. 2 at 72); “for an injunction that
requires defendant Laura S. Gentile, Clerk of Courts, or her agent, to remove the docket entry reflecting that defendant Mercy has been dismissed from the prior action. Because there was no legal or factual basis or court order to remove defendant Mercy from the case” (Dkt. No. 2 at 72); “for a declarative judgment that the purported final judgment entered on May 27, 2016, is void” (Dkt. No. 2 at 74); “for judgment to be entered against the defendant Mercy as follows: … Defendant Mercy is in default by failing to file an answer to Hartunian’s First Amended Complaint” (Dkt. No. 2 at 75); and “For a declarative judgment that the purported final judgment entered on March 8, 2019, is void” (Dkt. No. 2 at 77). Consideration of these requests for relief reveals that Plaintiff’s claims for injunctive and declaratory relief are completely focused on past occurrences in the underlying and now-complete state medical malpractice litigation. Because
plaintiff is seeking a remedy for alleged past violations of federal law rather than to end an alleged ongoing, present violation, his claims are barred by the Eleventh Amendment and must be dismissed. See Papasan, 478 U.S. at 277-78; see also Verizon Md., 535 U.S. at 645. In sum, all of Plaintiff’s claims against the Commonwealth Defendants in their official capacities are subject to dismissal pursuant to the Eleventh Amendment. In contrast, the Eleventh Amendment does not bar claims for damages against officials in their individual capacities. Haidak v. Univ. of Mass.-Amherst, 933 F.3d 56, 76 (1st Cir. 2019) (citing Hafer v. Melo, 502 U.S. 21, 26 (1991)). Thus, Plaintiff’s claims against the Commonwealth Defendants in their individual capacities survive their Eleventh Amendment challenge. 2. Rooker-Feldman Doctrine Both Mercy and the Commonwealth Defendants contend that Plaintiff’s claims against them, are barred by the Rooker-Feldman doctrine.6 “Under the Rooker-Feldman doctrine, ‘lower federal courts are precluded from exercising appellate jurisdiction over final state-court
judgments.’” Tyler v. Supreme Judicial Court of Mass., 914 F.3d 47, 50 (1st Cir. 2019) (quoting Lance v. Dennis, 546 U.S. 459, 463 (2006)). The Rooker-Feldman doctrine bars a federal court from having jurisdiction over “cases brought by state-court losers complaining of injuries caused by state-court judgments rendered before the district court proceedings commenced and inviting district court review and rejection of those judgments.” Exxon Mobil Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280, 284 (2005). “The doctrine prevents losing litigants ‘from seeking what in substance would be appellate review of the state judgment in a United States district court, based on the losing party’s claim that the state judgment itself violates the loser’s federal rights,’ as only the Supreme Court has jurisdiction to review the decision of a state court in civil litigation.” Efreom v. McKee, No. 21-1382, 2022 WL 3483975, at *5 (1st Cir. Aug. 18, 2022) (quoting
Exxon Mobil Corp., 544 U.S. at 287). Application of the Rooker-Feldman doctrine is “not contingent upon an identity between the issues actually litigated in the prior state-court proceedings and the issues proffered in the subsequent federal suit,” Klimowicz v. Deutsche Bank Nat'l Tr. Co., 907 F.3d, 61, 66 (1st Cir. 2018) (citing Maymó-Meléndez v. Álvarez-Ramírez, 364 F.3d 27, 33 (1st Cir. 2004)), but rather turns on “whether the plaintiff's federal suit is, in effect, an end-run around a final state-court judgment.” Id. (citing Federación de Maestros de P.R. v. Junta de Relaciones del Trabajo de P.R., 410 F.3d 17, 24 (1st Cir. 2005)). “When Rooker–
6 The Rooker-Feldman doctrine derives from two cases: Rooker v. Fid. Tr. Co., 263 U.S. 413 (1923) and D.C. Ct. of Appeals v. Feldman, 460 U.S. 462 (1983). Feldman applies, this court lacks subject matter jurisdiction to review a state court judgment even if the judgment is wrong or was entered following patently unconstitutional proceedings.” Brady v. Howard, No. Case No. 21-cv-614-PB, 2022 WL 88159, at *3 (D.N.H. Jan. 7, 2022) (citing Feldman, 460 U.S. at 486).
This court turns first to Plaintiff’s claims against Mercy, which relate to Mercy’s application for final judgment pursuant to Mass. R. Civ. P. 33(a) and the resulting order and judgment dismissing Mercy from the case. All the elements for applicability of the Rooker- Feldman doctrine are met. First, Plaintiff lost in the underlying medical malpractice proceeding. Second, Plaintiff’s alleged injuries vis-à-vis his claims against Mercy are caused by the state court’s dismissal in favor of Mercy, which Plaintiff alleges Mercy procured by committing fraud on the court. Third, Plaintiff did not institute this action until August 24, 2021, seven-plus months after the Supreme Judicial Court’s February 12, 2021, denial of his application for further appellate review. See Federación de Maestros de P.R., 410 F.3d at 24 (“[W]hen the highest state court in which review is available has affirmed the judgment below and nothing is
left to be resolved, then without a doubt the state proceedings have ‘ended.’”). Finally, Plaintiff explicitly invites this court to review and reject the order of dismissal of the Superior Court and to declare Mercy in default (Dkt. No. 2 at 72 (seeking “[a]n order of this Court setting aside and vacating the alleged dismissal judgment entered on May 27, 2016, in the original Complaint on the grounds that said judgment is void on the grounds that it was procured due to Fraud on the Court or mistake”), 75 (seeking a declaration that “Defendant Mercy is in default by failing to file an answer to Hartunian’s First Amended Complaint”). Accordingly, under the Rooker- Feldman doctrine, this court is without jurisdiction to hear Plaintiff’s claims against Mercy. Plaintiff fares no better with respect to his claims against the Commonwealth Defendants. “The Rooker-Feldman doctrine also prohibits a district court from adjudicating constitutional claims that are ‘inextricably intertwined’ with decisions made in state court proceedings.” Doe v. Spears, 393 F. Supp. 3d 123, 134 (D. Mass. 2019) (citing Hill v. Town of Conway, 193 F.3d
33, 39 (1st Cir. 1999)). “A claim is ‘inextricably intertwined’ with a state court decision if the claim ‘succeeds only to the extent that the state court wrongly decided the issues before it.’” Id. (quoting Hill, 193 F.3d at 39). Moreover, “[t]he Rooker–Feldman doctrine is properly applied ‘where, regardless of how the claim is phrased, “the only real injury to Plaintiffs is ultimately still caused by a state-court judgment.”’” DuLaurence v. Telegen, 94 F. Supp. 3d 73, 80 (D. Mass. 2015), aff'd, No. 15-1537, 2016 WL 10454553 (1st Cir. Nov. 30, 2016) (quoting Silva v. Massachusetts, 351 Fed. Appx. 450, 455 (1st Cir. 2009)). In Plaintiff’s claims for declaratory relief, he explicitly asks this court to declare the final judgments entered against him on May 27, 2016, and March 8, 2019, void, relief which is plainly intertwined with the merits of the Superior Court’s decisions. So, too, are Plaintiff’s claims
about the state court process inextricably intertwined with the decisions made in the underlying state proceeding. While Plaintiff raises civil rights claims relative to that process, Plaintiff can succeed on these claims only if this court determines that the state court judgements were erroneous. See Davison v. Gov’t of P.R. – P.R. Firefighters Corp., 471 F.3d 220, 223 (1st Cir. 1995) (holding that, although the plaintiffs were challenging the state court process rather than substantive legal decisions, they were nonetheless alleging that their injury resulted from the state court’s refusal to grant them relief). With respect to Plaintiff’s state common-law claims for fraud, defamation, and breach of fiduciary duty, the only real injury to Plaintiff flows from the state court judgement, and, thus, they, too, fall within the scope of Rooker-Feldman. See DuLaurence, 94 F. Supp. 3d at 80. Finally, Plaintiff's request “for injunctive relief [ordering Clerks Gentile and Cignoli to enter a default judgment against Mercy] is an effort to do an end run around the state court’s judgment,” Miller v. Nichols, 586 F.3d 53, 59 (1st Cir. 2009), which is prohibited by Rooker-Feldman. Accordingly, under the Rooker-Feldman doctrine, this court
is also without jurisdiction to hear Plaintiff’s claims against the Commonwealth Defendants. In Plaintiff’s argument against application of Rooker-Feldman, he cites to only two cases – Treglia v. MacDonald, 717 N.E.2d 249 (Mass. 1999), and In re Morency, Case No. 10-13666- JNF, 2015 WL 5545469 (Bankr. D. Mass. Sept. 18, 2015) – neither of which includes any discussion of Rooker-Feldman. To the contrary, both concern the application of collateral estoppel. See Treglia, 717 N.E.2d at 252-54; In re Morency, 2015 WL 5545469, at *24-26. Thus, they are of no assistance to Plaintiff. In sum, the Rooker-Feldman doctrine bars Plaintiff’s claims against Mercy and the Commonwealth Defendants, and they are subject to dismissal for lack of jurisdiction. B. Fed. R. Civ. P. 12(b)(6)
1. Absolute Judicial Immunity Even if the court had jurisdiction to hear Plaintiff’s claims against the Judges Sweeney and Goodwin, which it does not, they would be shielded by judicial immunity from Plaintiff’s claims. Judicial immunity is an affirmative defense that may be raised by a Rule 12(b)(6) motion to dismiss “‘provided that the facts establishing the defense [are] clear on the face of the complaint.’” Zenon v. Guzman, 924 F.3d 611, 616 (1st Cir. 2019) (quoting Santana-Castro v. Toledo-Dávila, 579 F.3d 109, 113-14 (1st Cir. 2009)). “Like other forms of official immunity, judicial immunity is an immunity from suit, not just from ultimate assessment of damages.” Mireles v. Waco, 502 U.S. 9, 11 (1991). “Few doctrines are more solidly established at common law than the immunity of judges from liability or damages for acts committed within their judicial jurisdiction ….” Pierson v. Ray, 386 U.S. 547, 553-54 (1967). “The breadth of the protection is fulsome, shielding judges even when their actions are malicious, corrupt, mistaken, or taken in bad faith; its purpose not to
buffer bad judges but ‘for the benefit of the public, whose interest it is that the judges should be at liberty to exercise their functions with independence and without fear of consequences.’” Zenon, 924 F.3d at 616 (quoting Pierson, 386 U.S. at 554). Even “grave procedural errors” are not enough to support a claim against a judge. Stump v. Sparkman, 435 U.S. 349, 359 (1978)). Whether judicial immunity exists is determined by the nature of the act complained of, rather than the simple fact that the defendant is a judge. Forrester v. White, 484 U.S. 219, 227 (1988) (observing that “immunity is justified and defined by the functions it protects and serves, not by the person to whom it attaches”). Absolute judicial immunity is only limited for functions “not normally performed by a judge” and which are outside his or her “judicial capacity,” or for “judicial actions taken in the clear absence of all jurisdiction.” See Cok v. Consentino, 876 F.2d
1, 2 (1st Cir. 1989); Stump, 435 U.S. at 355. Judicial acts “are those that are ‘intimately associated’ with the judicial function.” Nystedt v. Nigro, 700 F.3d 25, 31 (1st Cir. 2012) (quoting Burns v. Reed, 500 U.S. 478, 486 (1991)). In addition to the “bedrock judicial function … of … adjudication of disputes,” “[o]ther traditional functions include such things as ‘weighing evidence, making factual findings, reaching legal determinations, choosing sanctions, and expounding reasons for [ ] decisions.’” Goldstein v. Galvin, 719 F.3d 16, 25 (1st Cir. 2013) (quoting Coggeshall v. Mass. Bd. of Registration of Psychologists, 604 F.3d 658, 663 (1st Cir. 2010)). Plaintiff’s allegations against Judges Sweeney and Goodwin fall squarely within their capacities as judges and nothing in the complaint suggests that they acted without jurisdiction. Plaintiff’s myriad claims against Judge Sweeney arise from statements she made in memoranda of decision and court proceedings, her management of Plaintiff’s case, and her entry of final judgment in favor of the state court defendants, all traditional judicial functions. Plaintiff’s more limited claim against Judge Goodwin relates only to her alleged failure to notify him about a
Rule 16 conference, a procedural function well within the realm of a judge. Plaintiff makes an argument in his opposition to the Commonwealth Defendants’ motion to dismiss that Judge Sweeney acted in the absence of jurisdiction between August 30, 2018, when she allegedly took a medical leave of absence, through March 8, 2019, when she entered judgments of dismissal against each of the individual defendants in the underlying action, because there is no docket entry or other type of notification that she was reinstated as a judge following her leave. Plaintiff offers no legal support for his argument that Judge Sweeney needed to be reinstated, nor was the court able to discern any. To the contrary, under the Massachusetts Constitution, judges, once appointed, serve for their lifetimes or until mandatory retirement at age 70. Mass. Const. art. XCVIII. There is no allegation in the complaint that
Judge Sweeney was subject to mandatory retirement during the pendency of Plaintiff’s case. Moreover, “[t]he ‘scope of ... jurisdiction must be construed broadly where the issue is the immunity of the judge,’ Stump …, 435 U.S. at 356, and a judge will doff the cloak of immunity only when he conducts proceedings over which he lacks any semblance of subject-matter jurisdiction.” Di Giambattisa v. McGovern, No. 92-1168, 1992 WL 214444, at *2 (1st Cir. 1992). In Massachusetts, the Superior Court has original jurisdiction of civil actions for money damages so long as there is a minimum amount in controversy. See Mass. Gen. Laws ch. 212, § 3. Based on the allegations of Plaintiff’s complaint, the Superior Court had jurisdiction over Plaintiff’s malpractice proceeding and, thus, Judge Sweeney did not act in the absence of jurisdiction as Plaintiff argues. Regarding Judge Goodwin, Plaintiff argues that she was engaged in a ministerial and not an adjudicatory act when she presided over a pre-trial conference. The court readily rejects this
argument. Presiding over court appearances is an inherently judicial act. The fact that the conference concerned the management of the case does not change this conclusion. Thus, the Court finds that judicial immunity protects Judges Sweeney and Goodwin from Plaintiff's claims.7 2. Quasi-Judicial Immunity Similarly, even if the court had jurisdiction to hear Plaintiff’s claims against Gentile and Cignoli, which it does not, they would be shielded by quasi-judicial immunity from Plaintiff’s claims. “The doctrine of quasi-judicial immunity provides absolute immunity for those who perform tasks that are inextricably intertwined with the judicial function.” Nystedt, 700 F.3d at 30 (citing Cleavinger v. Saxner, 474 U.S. 193, 200 (1985); Coggeshall, 604 F.3d at 662–63)
(further citation omitted). For this purpose, judicial function is defined as the adjudication of disputes between parties. Id. at 31 (citing Antoine v. Byers & Anderson, Inc., 508 U.S. 429, 435 (1993)). Thus, the First Circuit has extended absolute immunity to court clerks. Slotnick v. Garfinkle, 632 F.2d 163, 166 (1st Cir. 1980) (extending judicial immunity to a clerk who filled
7 Nor does Plaintiff fare any better in seeking declaratory relief against Judge Sweeney. Section 1983 expressly limits the availability of injunctive relief against judges: “in any action brought against a judicial officer for an act or omission taken in such officer's judicial capacity, injunctive relief shall not be granted unless a declaratory decree was violated or declaratory relief was unavailable.” 42 U.S.C. § 1983. Plaintiff does not allege that any declaratory decree has been violated or that declaratory relief was unavailable in his state court proceedings. As such, the court lacks the authority under § 1983 to grant Plaintiff’s requests for declaratory or injunctive relief against Judge Sweeney. out commitment papers based on the official directives of the judge); Slotnick v. Staviskey, 560 F.2d 31, 32 (1st Cir. 1977) (“[T]he state court judge enjoys absolute immunity from suit under § 1983 ... as does his clerk....”); Mangianfico v. Stanton, No. C.A. No. 19-10490-ADB, 2019 WL 1284819, at *3 (D. Mass. Mar. 20, 2019) (“Court clerks perform tasks that are inextricably
intertwined with the adjudication of disputes, and courts, including the First Circuit, have recognized that they may be entitled to quasi-judicial immunity.”). Here, Plaintiff’s allegations against Clerks Gentile and Cignoli, between whom he does not differentiate, all relate to acts or omissions while assisting Judges Sweeney and Goodwin in Plaintiff’s state court proceeding. He alleges that they entered the dismissal judgment in favor of Mercy, “cancelled” certain of his pleadings, failed to notify him of a Rule 16 conference, and failed to mark-up a motion to compel filed by Mercy. These are functions directly related to judicial functions and regularly performed by clerks. Plaintiff argues that Clerks Gentile and Cignoli are not protected by quasi-judicial immunity because they “fabricated new facts and thereby have ‘committed fraud on the court,’”
violating his clearly established rights (Dkt. No. 13 at 7). However, the First Circuit has stated that the entitlement to judicial immunity is to “absolute immunity from civil liability for any normal and routine judicial act …. This immunity applies no matter how erroneous the act may have been, how injurious its consequences, how informal the proceeding, or how malicious the motive.” Cok, 876 F.2d at 2. The court has held that this same scope applies in cases of quasi- judicial immunity. Brown v. Newberger, 291 F.3d 89, 94 (1st Cir. 2002). Thus, even if Plaintiff’s allegations are true, it does not strip Clerks Gentile and Cignoli of their entitlement to quasi-judicial immunity. Therefore, Clerks Gentile and Cignoli are entitled to absolute quasi-judicial immunity from Plaintiff’s claims. V. CONCLUSION For the above-stated reasons, the Commonwealth Defendants’ (Dkt. No. 10) and Mercy’s
(Dkt. No. 8) motions to dismiss are GRANTED and this action is DISMISSED with prejudice. It is so ordered. /s/ Katherine A. Robertson_____ KATHERINE A. ROBERTSON United States Magistrate Judge
DATED: August 29, 2022