HARTLEY BY AND THROUGH HARTLEY v. Guthmann

532 N.W.2d 331, 248 Neb. 131
CourtNebraska Supreme Court
DecidedJune 2, 1995
DocketS-93-546
StatusPublished

This text of 532 N.W.2d 331 (HARTLEY BY AND THROUGH HARTLEY v. Guthmann) is published on Counsel Stack Legal Research, covering Nebraska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
HARTLEY BY AND THROUGH HARTLEY v. Guthmann, 532 N.W.2d 331, 248 Neb. 131 (Neb. 1995).

Opinion

532 N.W.2d 331 (1995)
248 Neb. 131

Benjamin HARTLEY, a Minor, By and Through his Mother and next Friend, Catherine HARTLEY, Appellee,
v.
Lanette M. GUTHMANN, M.D., and Physicians Clinic, P.C., Appellants.

No. S-93-546.

Supreme Court of Nebraska.

June 2, 1995.

*333 William M. Lamson, Jr., and Raymond E. Walden, of Kennedy, Holland, DeLacy & Svoboda, Omaha, for appellants.

Joseph B. Muller, of Law Office of Ronald J. Palagi, P.C., Omaha, for appellee.

WHITE, C.J., CAPORALE, FAHRNBRUCH, LANPHIER, WRIGHT and CONNOLLY, JJ.

FAHRNBRUCH, Justice.

Benjamin Hartley, a minor, by and through his mother and next friend unsuccessfully sued Lanette M. Guthmann, M.D., and Physicians Clinic, P.C., for permanent and severe brain damage and other personal injuries he allegedly sustained during his birth on January 11, 1988.

Based upon what it found to be juror misconduct, the district court for Douglas County granted Hartley's motion for new trial. Citing various reasons, Guthmann and Physicians Clinic appealed that order.

We affirm the district court's order granting Hartley a new trial.

STANDARD OF REVIEW

A motion for new trial is addressed to the discretion of the trial court, whose decision will be upheld in the absence of an abuse of that discretion. Wolfe v. Abraham, 244 Neb. 337, 506 N.W.2d 692 (1993); Petska v. Olson Gravel, Inc., 243 Neb. 568, 500 N.W.2d 828 (1993).

A motion for new trial is to be granted only when error prejudicial to the rights of the unsuccessful party has occurred. Wolfe, supra. The discretion of a trial court in ruling on a motion for new trial is only the power to apply the statutes and legal principles to all facts of the case; a new trial may be granted only where legal cause exists. Id. A trial court may not grant a new trial merely because it would reach a different result than did the jury. Id.

When the granting of a new trial requires a consideration of conflicting evidence, the findings of the trial court thereon will not ordinarily be disturbed on appeal. Kremlacek v. Sedlacek, 190 Neb. 460, 209 N.W.2d 149 (1973).

*334 FACTS

On January 11, 1988, Benjamin Hartley's mother, Catherine Hartley, was admitted to Omaha's Nebraska Methodist Hospital by Dr. Guthmann, who is affiliated with Physicians Clinic. At 9:12 p.m. on that day, Benjamin Hartley was delivered by Dr. Guthmann in a midforceps vaginal delivery. Hartley alleged that Dr. Guthmann used the forceps for a period of 27 minutes. Hartley also alleged that he was depressed, meaning he was less responsive than normal to stimulation being applied in the course of care after birth. Hartley required resuscitation before he was taken to the neonatal intensive care unit.

Hartley further alleged that he suffered permanent and severe brain damage and other personal injuries as a result of negligence on the part of Guthmann and Physicians Clinic (collectively Guthmann).

On November 16, 1992, Hartley's trial began. The case was submitted to the jury on December 4. On December 8, the jury rendered a 10 to 2 verdict in favor of Guthmann.

On December 17, Hartley filed a motion for new trial based, inter alia, on jury misconduct. At a hearing on the motion, Hartley submitted affidavits of three jurors stating that a juror had taken a brochure into the jury room. Two of the affidavits, exhibits 120 and 121, stated that "the brochure dealt with smoking and its effects." The third affidavit, exhibit 122, stated that "the brochure dealt with smoking during pregnancy and its effects on the fetus." Exhibit 120 and 122 also contained statements that the juror who had taken the brochure into the jury room had "argued repeatedly that smoking was a factor in the child's injuries." The three affidavits were received into evidence over Guthmann's objection. The brochure was not offered into evidence at trial or at the hearing on Hartley's motion for a new trial.

Guthmann submitted six affidavits from jurors, exhibits 131 through 133 and 135 through 137, containing statements that a juror had taken into the jury room a brochure which the juror said pertained to the effects of smoking and that the juror was immediately admonished by the other jurors to put the brochure away, which the juror did. A seventh affidavit offered by Guthmann, exhibit 134, contained a statement by a juror that he was not aware of any brochure being taken into the jury room. These seven affidavits also contained statements that these jurors were not aware of the contents of the brochure.

Exhibits 123 through 129 are affidavits from the same jurors in exhibits 131 through 137. Exhibits 123 through 129 contain statements that the brochure played no part or factor in the jurors' deliberations. They were not received in evidence.

The supplemental bill of exceptions before the court does not reveal any testimony at trial regarding the effects of smoking on fetal development. It contains only Guthmann's opening and closing arguments; the testimony of Dr. Paul Goodrich, a defense witness; and a conference outside the jury's presence regarding proposed jury instructions. Testimony of other witnesses is not included in the record before us.

At the hearing on Hartley's motion for new trial, the juror who took the brochure into the jury room was not called to testify, nor was an affidavit of that juror offered in evidence.

On May 25, 1993, the trial court granted Hartley's motion for new trial. The trial court found that the brochure, which was not offered into evidence, "obviously was read by the juror who brought it in to the jury room and that the subject of the brochure was brought to the attention of some of the other jurors." The trial court further found that the issue of the harmful effects of smoking did relate to the injuries claimed by Hartley.

Originally, Guthmann appealed the district court's order to the Nebraska Court of Appeals. Pursuant to our authority to regulate the caseloads of the appellate courts, this case was removed to this court's docket.

ASSIGNMENTS OF ERROR

Summarized and restated, Guthmann claims that the trial court abused its discretion in (1) admitting into evidence and relying upon portions of juror affidavits describing *335 statements by another juror during deliberations while rejecting other juror affidavits stating that the jury did not consider the brochure during deliberations; (2) finding that extraneous material or information which related to an issue submitted to the jury came to the attention of a juror; (3) finding that there is a reasonable possibility that extraneous material or information affected the verdict to Hartley's detriment; and (4) granting the motion for new trial.

ANALYSIS

In order for a new trial to be granted due to juror misconduct, the party claiming the misconduct has the burden to show by clear and convincing evidence that prejudice has occurred. Hunt v. Methodist Hosp., 240 Neb. 838, 485 N.W.2d 737 (1992). In a motion for new trial, allegation of misconduct by jurors must be substantiated by competent evidence. Nichols v. Busse, 243 Neb.

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Related

Ellis v. Far-Mar-Co, Inc.
340 N.W.2d 423 (Nebraska Supreme Court, 1983)
Rahmig v. Mosley MacHinery Co.
412 N.W.2d 56 (Nebraska Supreme Court, 1987)
Hunt v. Methodist Hospital
485 N.W.2d 737 (Nebraska Supreme Court, 1992)
Petska v. Olson Gravel, Inc.
500 N.W.2d 828 (Nebraska Supreme Court, 1993)
Kremlacek v. Sedlacek
209 N.W.2d 149 (Nebraska Supreme Court, 1973)
Nichols v. Busse
503 N.W.2d 173 (Nebraska Supreme Court, 1993)
Wolfe v. Abraham
506 N.W.2d 692 (Nebraska Supreme Court, 1993)
Loving v. Baker's Supermarkets, Inc.
472 N.W.2d 695 (Nebraska Supreme Court, 1991)
Hartley ex rel. Hartley v. Guthmann
532 N.W.2d 331 (Nebraska Supreme Court, 1995)

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Bluebook (online)
532 N.W.2d 331, 248 Neb. 131, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hartley-by-and-through-hartley-v-guthmann-neb-1995.