Harris v. State

449 So. 2d 892
District Court of Appeal of Florida·Decided April 11, 1984·No. AO-204·Published·Cited by 11 cases

Opinion

449 So.2d 892 (1984)

Lilton B. HARRIS, Appellant,
v.
STATE of Florida, Appellee.

No. AO-204.

District Court of Appeal of Florida, First District.

April 11, 1984.

*894 Michael E. Allen, Public Defender, Paula S. Saunders, Asst. Public Defender, Tallahassee, for appellant.

Jim Smith, Atty. Gen., John W. Tiedemann, Asst. Atty. Gen., Tallahassee, for appellee.

ERVIN, Chief Judge.

Harris appeals his conviction for possession of a firearm by a convicted felon, contending the court erred in (1) denying his motion to dismiss based on the doctrines of collateral estoppel, and double jeopardy, (2) allowing the state to introduce documentary evidence of Harris' four prior felony convictions, and (3) denying his motion for judgment of acquittal. We disagree and affirm.

The evidence, viewed as it must be in favor of the state, see Cates v. State, 408 So.2d 797, 799 (Fla. 2d DCA 1982), shows that Harris and three others spent the evening of December 3, 1981 at several Tallahassee nightclubs. During the early hours of December the fourth, they went to Harris' residence, which he shared with his elderly grandmother. There, Harris and one of his companions, Deloris Jackson, became embroiled in a heated argument over money which Jackson claimed was missing from her purse. As Jackson left in her own automobile, shots were fired into her vehicle, shattering the rear window. Nobody, including Jackson, then saw Harris actually possess or shoot a firearm.

Later during the evening, Harris was confronted at his home by police officers who questioned him regarding the shooting incident. Harris denied having or shooting a gun but, in response to interrogation, stated there had been a number of burglaries at his home and he guessed he had "overreacted." Officer Bailey asked where "the gun" was and Harris replied that his grandmother had taken it into the house. When Officer Bailey later questioned the grandmother about the weapon, she directed Vanessa Edwards, Harris' fiance, to retrieve it from her bedroom and give it to the officer.

Harris was charged both with shooting into an occupied vehicle and with possession of a firearm by a convicted felon. At his trial, Jackson, Edwards and Officer Bailey recounted the events of December third and fourth as described above. In deposition testimony, which was read to the jury, Harris' grandmother stated that she owned a .38 caliber pistol and that, when Harris asked to borrow it on December the third, she complied, and on the following morning, she found a gun under the driver's seat of Harris' car and took it into the house. Some time after Harris' arrest she was asked to go to the police station to identify a weapon and she then discovered it was not a .38. When the grandmother confronted Harris with the discrepancy, he told her he had traded her gun for a heavier weapon.

For purposes of satisfying the elements of the second charge, the parties stipulated to Harris' status as a convicted felon. On that evidence the jury acquitted Harris on the charge of shooting into an occupied vehicle, but was unable to reach a verdict as to count two, thereby resulting in a mistrial.

Harris was retried on the charge of possession of a firearm by a convicted felon *895 and Jackson and Officer Bailey testified as before. The in-court testimony of Harris' grandmother differed from her prior deposition testimony admitted at the previous trial only insofar as she stated she had found the gun in Harris' car and retained it with her when she had gone to a hospital, returning it to her bedroom only after coming home. The only additional evidence presented at the second trial was the introduction, over objection, of certified copies of Harris' four prior felony convictions. The introduction of the documentary evidence was accomplished by the testimony of a deputy clerk who authenticated each judgment of conviction and read, to the jury, the particulars of each of Harris' prior crimes. After each document was thus introduced, the trial court instructed the jury that the conviction was for the commission of a felony. On that evidence Harris was convicted as charged and was sentenced to five years in prison.

Harris first contends that reprosecution for possession of a firearm by a convicted felon was barred by the doctrine of collateral estoppel. This doctrine, which is embodied in the Fifth Amendment's prohibition against double jeopardy, "means simply that when an issue of ultimate fact has once been determined by a valid and final judgment, that issue cannot again be litigated between the same parties in any future lawsuit." Ashe v. Swenson, 397 U.S. 436, 443, 90 S.Ct. 1189, 1194, 25 L.Ed.2d 469 (1970). Unlike double jeopardy,[1] however, collateral estoppel does not create a complete bar to prosecution, rather, it "may in some cases only prevent the relitigation of certain issues." 21 Am.Jur.2d Criminal Law § 322 (1981) (e.s.). Harris urges that the case at bar is controlled by State v. Perkins, 349 So.2d 161, 164 (Fla. 1977), which holds, "[E]vidence of crimes for which a defendant has been acquitted is not admissible in a subsequent trial." We disagree that Perkins has the effect of barring a defendant's later trial for an offense for which the jury was unable to return a verdict. Perkins is factually distinguishable from the case at bar in that there the defendant was charged with the attempted rape of a six-year old child. In an evident attempt to offer evidence of the defendant's "modus operandi", a witness was allowed to testify that when she was fourteen years old, Perkins had attempted to rape her. Because Perkins had been acquitted of that prior crime, the trial court committed reversible error in permitting that evidence to go before the jury. Here, however, no similar fact or Williams[2] rule evidence relating solely to a prior incident of firing into an occupied vehicle was admitted. Instead, the state sought to introduce evidence of the events of December the third and fourth to show, if possible, that on December the fourth Harris owned, or had in his care, custody, possession or control, a firearm during a time that he retained his status as a convicted felon. That the jury had never previously decided such issue in Harris' favor is clearly evidenced by the fact that it was unable to reach a verdict on this specific offense.

The controlling

test to determine whether collateral estoppel acts as a bar to further prosecution is not whether the factual issue in question was inherently decided by the jury's prior verdict, but rather whether such factual issue was actually decided by the jury in reaching its verdict.

*896 Gragg v. State, 429 So.2d 1204, 1206 (Fla. 1983) (e.s.). Here, unlike the situation that occurred in Gragg, it is evident that the factual issue of possession was not "actually decided" by the jury when it acquitted Harris of shooting into an occupied vehicle. In the first place, the jury could have reasonably acquitted Harris on that charge by concluding, as the state suggests, that Harris lacked the requisite intent or, which is more likely, that he possessed a gun but did not shoot it.

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Harris v. State, 449 So. 2d 892 (Fla. Ct. App. 1984).

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