Harris County District Attorney's Office v. M.G.G.

866 S.W.2d 796, 1993 Tex. App. LEXIS 3207, 1993 WL 494534

• Court: Court of Appeals of Texas
• Decided: December 2, 1993
• Docket: A14-92-00904-CV
• Status: Published

Opinions

OPINION

LEE, Justice.

We withdraw our original opinion and substitute this opinion in its place. Appellee’s motion for rehearing is denied.

The trial court ordered the expunction of all criminal records relating to appellee’s arrest and indictment in 1986. We reverse.

Appellee, M.G.G., was arrested in Harris County, Texas, on September 30, 1986, by Houston Independent School District security officer, Leo Brimmer, for possessing ly-sergic acid diethylamide (LSD). He was later indicted by a grand jury for the offense. Following his indictment, appellee filed a motion to suppress any evidence seized from his person, on the grounds that the search was made without probable cause and without a warrant. Before the motion to suppress was heard by the trial court, the assistant district attorney filed a motion to dismiss the indictment. The assistant district attorney identified “insufficient evidence” and “other” as reasons for making the motion.¹ Also contained within the motion was a notation made by the assistant district attorney. The notation read:

There was no probable cause for the search and arrest of the Defendant. A Houston Independent School District Security Officer approached the Defendant because the officer thought a drug deal was in progress. The defendant’s actions were as consistent with legal activities as they were with illegal activities. The only probable cause is the mere suspicion of the officer. There was no legal justification for the search.

On June 15, 1987, the trial court dismissed the indictment.

On January 8, 1992, the appellee filed a petition for expunction of his arrest. At the hearing on appellee’s petition, appellant and other named defendants maintained that ap-pellee was not entitled to expunction of the records.² After hearing arguments and receiving evidence, the trial court ordered the records expunged.

In two points of error, appellant contends that the trial court erred in finding that appellee’s felony indictment was dismissed because its presentment by the grand jury was the result of mistake, false information, or other similar reason indicating absence of ‘probable cause at the time of the dismissal to believe the person committed the offense, because there was no evidence produced to support such finding.³ In the alternative, appellee contends the evidence was insufficient to support the finding.

When an appellant challenges both the legal and factual sufficiency of the evidence supporting a trial court’s findings of fact, the reviewing court should first examine the legal sufficiency challenge.⁴ Glover v. Texas Gen. Indem. Co., 619 S.W.2d 400, 401 (Tex.1981). In considering a no evidence challenge, the appellate court must only consider the evidence and reasonable inferences drawn from the evidence which, when viewed in their most favorable light, support the court’s finding, and must disregard all evidence and inferences to the contrary. Davis v. City of San Antonio, 752 S.W.2d 518, 522 (Tex.1988); King v. Bauer, 688 S.W.2d 845, (Tex.1985). If there is any evidence of probative value to support the finding, we must uphold the finding and overrule the point of error. In re Kings Estate, 150 Tex. 662, 244 S.W.2d 660, 661 (1951).

If the finding is supported by legally sufficient evidence, we must then weigh and consider all the evidence, both that in support of and that contrary to the challenged finding. Plas-Tex, Inc. v. United States Steel Corp., 772 S.W.2d 442, 445 (Tex.1989); Lofton v. Texas Brine Corp., 720 S.W.2d 804, 805 (Tex.1986). The finding must be upheld unless it is so against the great weight and preponderance of the evidence as to be manifestly unjust or erroneous. Pool v. Ford Motor, 715 S.W.2d 629, 635 (Tex.1986); Cain v. Bain, 709 S.W.2d 175, 176 (Tex.1986) (per curiam).

At issue is Tex.Code CrimPROC. Ann. art. 55.01 (Vernon Supp.1993), which provides that a person is entitled to an ex-punction of the records if all three of the following conditions are satisfied:

(A) an indictment or information charging him with commission of a felony has not been presented against him for an offense arising out of the transaction for which he was arrested or, if an indictment or information charging him with commission of a felony was presented, it has been dismissed and the court finds that it was dismissed because the presentment had been made because of mistake, false information, or other similar reason indicating absence of probable cause at the time of the dismissal to believe the person committed the offense or because it was void;

(B) he has been released and the charge, if any, has not resulted in a final conviction and, is no longer pending, and there was no court ordered probation under Article 42.12, Code of Criminal Procedure, nor a conditional discharge under Section 481.-109 Health and Safety Code; and

(C)he has not been convicted of a felony in the five years preceding the date of arrest.

(emphasis added); See Harris County District Attorney’s Office v. Burns, 825 S.W.2d 198 (Tex.App.—Houston [14th Dist.] 1992, writ denied); State v. Knight, 813 S.W.2d 210, 211-12 (Tex.App.—Houston [14th Dist.] 1991, no writ); Texas Dept. of Pub. Safety v. Wiggins, 688 S.W.2d 227, 229 (Tex.App.—El Paso 1985, no writ). Article 55.01 was enacted to enable persons who are wrongfully arrested to expunge their arrest records. Texas Dept. of Pub. Safety v. Failla, 619 S.W.2d 215, 217 (Tex.Civ.App.—Texarkana 1981, no writ). The petitioner in an expunction proceeding has the burden of proving compliance with the statutory conditions. State v. Sink, 685 S.W.2d 403, 405 (Tex.App.—Dallas 1985, no writ). The court has no equitable power to extend the clear meaning of the statute. Gilbert v. State, 437 S.W.2d 444, 446 (Tex.Civ.App.—Houston [14th Dist.] 1969, writ ref’d n.r.e.).⁵ Appellant conceded in its brief that appellee has satisfied the second and third conditions. Thus, we need only determine whether ap-pellee has satisfied the second alternative in condition number one, as highlighted above.

Article 55.01(1) requires that the petitioner show affirmatively that a “mistake, false information, or other similar reason” caused the presentment and that in turn caused the dismissal. Ex parte Kilberg, 802 S.W.2d 17, 18 (Tex.App.—El Paso 19, no writ); Sink, 685 S.W.2d at 405.⁶

In support of his petition, appellee introduced, without objection, a copy of the indictment, the motion to dismiss, and the contents of the district attorney’s file for appellee’s prosecution. Also before the court was appellant’s responses to appellee’s request for admissions, as well as the argument of counsel. The record shows, on its face, that the motion to dismiss was based on insufficient evidence and lack of probable cause to search and arrest the petitioner.

Insufficient evidence to convict beyond a reasonable doubt does not support expunction. Id. Insufficiency of the evidence neither invalidates an indictment nor calls for its dismissal. Givens v. State, 438 S.W.2d 810 (Tex.Crim.App.1969); Herron v. State, 821 S.W.2d 329, 331 (Tex.App.—Dallas 1991, no writ). As for the second basis for dismissal, an absence of probable cause to effect a valid search and seizure does not vitiate the probable cause necessary for a grand jury to believe that a defendant is guilty of an alleged offense. Kilberg, 802 S.W.2d at 19.

The fact that a determination, subsequent to a grand jury’s presentment of an indictment, reveals that some or all of the evidence considered by the grand jury would be inadmissible at trial, does not entitle the defendant to an expunction under Article 55.01. It is not the function of the grand jury to determine the admissibility of evidence at trial. Although the State, in prosecuting an accused for possession of a controlled substance, must bring forth legally admissible evidence showing that some item was actually contraband and that the accused knowingly possessed it, that same determination is not necessary for a grand jury to believe that the accused actually committed the offense.

We find there is no evidence supporting the trial court’s finding that the indictment was dismissed “because of mistake, false information, or other similar reason indicating absence of probable cause at the time of dismissal to believe the person committed the offense.” The trial court’s order expunging appellee’s criminal record of his 1986 offense is therefore in error. Appellant’s first point of error is sustained. We need not address appellant’s second point of error.

The judgment of the trial court is reversed and judgment is rendered that the petition for expunction be denied as to the felony charge in cause number 459,768 in the 180th District Court, Harris County, Texas.⁷

1 . The preprinted motion to dismiss contains eleven reasons to dismiss a criminal action. The assistant district attorney chose two from this list. Following the list is a space for explanation.

2 . Appellee sought to have his arrest expunged from the records of the Harris County District Attorney's Office, the Harris County Sheriff’s Department, the City of Houston, the Texas Department of Public Safety, and the Federal Bureau of Investigation’s National Crime Information Center.

3 . A presentment occurs when nine members of the grand jury concur in a "true bill" and deliver the indictment to the judge or clerk. See Tex Code Crim.Proc.Ann. arts. 20.19, 20.20, 20.21, and 20.22 (Vernon 1977 & Supp.1993).

4 .In cases tried to the court, where both findings of fact and a complete statement of facts appears in the record, the findings of fact are reviewable for legal and factual sufficiency of the evidence by the same standards that are applied in reviewing the evidence supporting a jury's answer. See, e.g., Southern States Transp., Inc. v. Texas, 774 S.W.2d 639, 640 (Tex. 1989); McGalliard v. Kuhlmann, 722 S.W.2d 694, 696 (Tex. 1987); Green v. Reyes, 836 S.W.2d 203, 211 (Tex.App.—Houston [14th Dist.] 1992, no writ). The record before this court contains both Findings of Fact and a Statement of Facts.

5 . Although this court feels the result of its opinion is not the most equitable solution, we are without authority to extend any other remedy. However, we note the Legislature’s recent attempt to modify some of the inequities contained in article 55.01. See Act of May 29, 1993, 73rd Leg., R.S., ch. 900, § 7.02, 1993 Tex.Sess.Law Serv. 3589, 3766 (to be codified as an amendment to Tex.Code Crim.Proc.Ann. art. 55.01).

6 . Unlike the instant case, the record in Kilberg reflected a dismissal based on the granting of a motion to suppress illegally seized evidence. The Kilberg court reasoned that the motion to suppress itself amounted to an admission by the Petitioner that he did, in fact, possess the illegal substance, but claimed that the evidence could not be used because the arresting [officers] obtained the evidence illegally. 802 S.W.2d at 19.

7 . Pursuant to the Supreme Court’s holding in Ex parte Elliott, 815 S.W.2d 251 (Tex.1991), we extend this court’s holding to those non-appealing parties named in the trial court’s order of ex-punction.