OPINION ON APPELLANT’S PETITION FOR DISCRETIONARY REVIEW
MALONEY, Judge.
A jury convicted appellant of engaging in organized criminal activity and sentenced him to fifteen years in prison. TexPenal Code Ann. § 71.02(a)(5).1 Initially, the Twelfth Court of Appeals reversed the conviction. Harrell v. State, 885 S.W.2d 427 (Tex.App. — Tyler 1991) (“Harrell I”). This Court reversed and remanded. Harrell v. State, 820 S.W.2d 800 (Tex.Crim.App.1991) (“Harrell II”). On remand, the Court of Appeals affirmed. Harrell v. State, 885 S.W.2d 433 (Tex.App. — Tyler 1992) (“Harrell III”). We granted appellant’s petition for discretionary review to determine, for purposes of admissibility, the standard of proof applicable to the State in proving the defendant committed an extraneous offense.2 We will reverse the judgment of the Court of Appeals.
At the guilt/innocence phase of trial, the State introduced State’s exhibit number 76, a ledger depicting drug transactions during February and March of an unspecified year. Although it is unclear, the ledger reflected that someone named Wesley made four four-ounce purchases during March for $27,100. A Texas Ranger testified that the year was 1986 because “the prices of the cocaine at that time were the same as what they would have been in ’86.” The instant offense was alleged to have occurred in September 1986. Although some of the first names in the [156]*156ledger, like appellant’s, are the same as some indicted for this offense, most of the names are not.
Appellant objected to the admission of State’s exhibit number 76 under Tex.R.CRIM. Evid. 401, 403, and 404(a) & (b). He claimed it was an extraneous offense which the State had the burden of proving beyond a reasonable doubt, and that the State had not met that burden because no connection was shown between appellant and the ledger entries other than the name “Wesley.”3 The trial court overruled the objection, stating that the relationship of the parties before the conspiracy was “germane” to whether a conspiracy existed.
Relying upon Turner v. State, 754 S.W.2d 668, 673 (Tex.Crim.App.1988), the Court of Appeals held the trial court erred in admitting State’s exhibit number 76 because the evidence did not clearly show that appellant committed the extraneous offenses depicted in the ledger. Harrell I, 885 S.W.2d at 432-33. The Court of Appeals noted that although “the evidence creates a strong suspicion that appellant was the Wesley1 who was the perpetrator of the extraneous offenses, ... the evidence falls short of a clear showing that he was the perpetrator.” Id. at 433. It further held that the error was not harmless. Id. at 433.
The State filed a petition for discretionary review, and we reversed and remanded to the Court of Appeals for reconsideration in light of Montgomery v. State, 810 S.W.2d 372, 386 (Tex.Crim.App.1991) (op. on reh’g) (setting forth the proper procedure under the Texas Rules of Criminal Evidence for preserving error in the admissibility of extraneous offenses and the trial court’s and appellate court’s function in the determination of error). Harrell II. On remand, the Court of Appeals recognized that although Montgomery did not address the issue involved here, it emphasized admissibility. Harrell Ill, 885 S.W.2d at 437. Relying upon Huddleston v. United States, 485 U.S. 681, 108 S.Ct. 1496, 99 L.Ed.2d 771 (1988) and Harris v. State, 827 S.W.2d 949 (Tex.Crim.App.), cert. denied, — U.S. —, 113 S.Ct. 381,121 L.Ed.2d 292 (1992),4 the Court of Appeals held that Texas no longer requires a clear showing that the defendant committed an extraneous offense. Id., 885 S.W.2d at 438. Instead, evidence of an extraneous offense is admissible, according to the Court of Appeals, if a jury could find by a preponderance of the evidence that the defendant committed the extraneous offense. Id. In affirming the conviction, the Court of Appeals held the jury could “justifiably conclude by a preponderance of the evidence that the Appellant committed the extraneous offenses recorded in the ledger.” Id. at 438.
Appellant contends the Court of Appeals erred in applying a preponderance of the evidence standard because evidence of an extraneous offense is only admissible if the State “clearly prove[s]” or makes a “clear showing” that the defendant committed such offense. Wyle v. State, 777 S.W.2d 709, 715 (Tex.Crim.App.1989); Turner, 754 S.W.2d at 673. The State5 contends that since the enactment of the Texas Rules of Criminal Evidence, the trial court should admit evidence of an extraneous offense if there is sufficient evidence from which the jury could find the defendant committed the extraneous offense. See Tex.R.CRIM.Evid. 104(b). The State urges us to follow the United States Supreme Court’s interpretation of rule 104(b) of the Federal Rules of Evidence that evidence of an extraneous offense is admissible if the jury could reasonably conclude by a preponderance , of the evidence that the defendant committed such offense. See Hud-dleston; Fed.R.Evid. 104(b). A review of our caselaw is helpful in resolving this issue.
[157]*157
I
This Court has long required that juries be instructed not to consider extraneous offense evidence unless they believed beyond a reasonable doubt that the defendant committed such offense. See, e.g., Ernster v. State, 165 Tex.Crim. 422, 308 S.W.2d 33, 34-35 (1957); Nichols v. State, 138 Tex.Crim. 324, 136 S.W.2d 221, 221-22 (1940); Vaughn v. State, 135 Tex.Crim. 205, 118 S.W.2d 312 (1938); Miller v. State, 122 Tex.Crim. 59, 53 S.W.2d 790, 791-92 (1932); Lankford v. State, 93 Tex.Crim. 442, 248 S.W. 389, 389-90 (1923); see also 8 Michael J. McCoRmick & Thomas D. Blackwell, Texas CRiminal FoRms and Trial Manual § 88.05 (Texas Practice 1985).
In many cases where the issue was, as here, the standard of admissibility for extraneous offenses, this Court relied in part upon jury instruction cases requiring that juries be instructed not to consider extraneous offense evidence unless they believed beyond a reasonable doubt that the defendant committed such offense. See, e.g., Tippins v. State, 530 S.W.2d 110, 111 (Tex.Crim.App.1975) (citing Emster); Tomlinson v. State, 422 S.W.2d 474, 474 (Tex.Crim.App.1967) (citing Lankford); Shepherd v. State, 143 Tex.Crim. 387, 158 S.W.2d 1010, 1011 (1942) (citing Nichols); Wells v. State, 118 Tex. Crim. 355, 42 S.W.2d 607, 608 (1931) (quoting Lankford); see also Hughitt v. State, 123 Tex.Crim. 168, 58 S.W.2d 509 (1933) (quoting Wells).
Free access — add to your briefcase to read the full text and ask questions with AI
OPINION ON APPELLANT’S PETITION FOR DISCRETIONARY REVIEW
MALONEY, Judge.
A jury convicted appellant of engaging in organized criminal activity and sentenced him to fifteen years in prison. TexPenal Code Ann. § 71.02(a)(5).1 Initially, the Twelfth Court of Appeals reversed the conviction. Harrell v. State, 885 S.W.2d 427 (Tex.App. — Tyler 1991) (“Harrell I”). This Court reversed and remanded. Harrell v. State, 820 S.W.2d 800 (Tex.Crim.App.1991) (“Harrell II”). On remand, the Court of Appeals affirmed. Harrell v. State, 885 S.W.2d 433 (Tex.App. — Tyler 1992) (“Harrell III”). We granted appellant’s petition for discretionary review to determine, for purposes of admissibility, the standard of proof applicable to the State in proving the defendant committed an extraneous offense.2 We will reverse the judgment of the Court of Appeals.
At the guilt/innocence phase of trial, the State introduced State’s exhibit number 76, a ledger depicting drug transactions during February and March of an unspecified year. Although it is unclear, the ledger reflected that someone named Wesley made four four-ounce purchases during March for $27,100. A Texas Ranger testified that the year was 1986 because “the prices of the cocaine at that time were the same as what they would have been in ’86.” The instant offense was alleged to have occurred in September 1986. Although some of the first names in the [156]*156ledger, like appellant’s, are the same as some indicted for this offense, most of the names are not.
Appellant objected to the admission of State’s exhibit number 76 under Tex.R.CRIM. Evid. 401, 403, and 404(a) & (b). He claimed it was an extraneous offense which the State had the burden of proving beyond a reasonable doubt, and that the State had not met that burden because no connection was shown between appellant and the ledger entries other than the name “Wesley.”3 The trial court overruled the objection, stating that the relationship of the parties before the conspiracy was “germane” to whether a conspiracy existed.
Relying upon Turner v. State, 754 S.W.2d 668, 673 (Tex.Crim.App.1988), the Court of Appeals held the trial court erred in admitting State’s exhibit number 76 because the evidence did not clearly show that appellant committed the extraneous offenses depicted in the ledger. Harrell I, 885 S.W.2d at 432-33. The Court of Appeals noted that although “the evidence creates a strong suspicion that appellant was the Wesley1 who was the perpetrator of the extraneous offenses, ... the evidence falls short of a clear showing that he was the perpetrator.” Id. at 433. It further held that the error was not harmless. Id. at 433.
The State filed a petition for discretionary review, and we reversed and remanded to the Court of Appeals for reconsideration in light of Montgomery v. State, 810 S.W.2d 372, 386 (Tex.Crim.App.1991) (op. on reh’g) (setting forth the proper procedure under the Texas Rules of Criminal Evidence for preserving error in the admissibility of extraneous offenses and the trial court’s and appellate court’s function in the determination of error). Harrell II. On remand, the Court of Appeals recognized that although Montgomery did not address the issue involved here, it emphasized admissibility. Harrell Ill, 885 S.W.2d at 437. Relying upon Huddleston v. United States, 485 U.S. 681, 108 S.Ct. 1496, 99 L.Ed.2d 771 (1988) and Harris v. State, 827 S.W.2d 949 (Tex.Crim.App.), cert. denied, — U.S. —, 113 S.Ct. 381,121 L.Ed.2d 292 (1992),4 the Court of Appeals held that Texas no longer requires a clear showing that the defendant committed an extraneous offense. Id., 885 S.W.2d at 438. Instead, evidence of an extraneous offense is admissible, according to the Court of Appeals, if a jury could find by a preponderance of the evidence that the defendant committed the extraneous offense. Id. In affirming the conviction, the Court of Appeals held the jury could “justifiably conclude by a preponderance of the evidence that the Appellant committed the extraneous offenses recorded in the ledger.” Id. at 438.
Appellant contends the Court of Appeals erred in applying a preponderance of the evidence standard because evidence of an extraneous offense is only admissible if the State “clearly prove[s]” or makes a “clear showing” that the defendant committed such offense. Wyle v. State, 777 S.W.2d 709, 715 (Tex.Crim.App.1989); Turner, 754 S.W.2d at 673. The State5 contends that since the enactment of the Texas Rules of Criminal Evidence, the trial court should admit evidence of an extraneous offense if there is sufficient evidence from which the jury could find the defendant committed the extraneous offense. See Tex.R.CRIM.Evid. 104(b). The State urges us to follow the United States Supreme Court’s interpretation of rule 104(b) of the Federal Rules of Evidence that evidence of an extraneous offense is admissible if the jury could reasonably conclude by a preponderance , of the evidence that the defendant committed such offense. See Hud-dleston; Fed.R.Evid. 104(b). A review of our caselaw is helpful in resolving this issue.
[157]*157
I
This Court has long required that juries be instructed not to consider extraneous offense evidence unless they believed beyond a reasonable doubt that the defendant committed such offense. See, e.g., Ernster v. State, 165 Tex.Crim. 422, 308 S.W.2d 33, 34-35 (1957); Nichols v. State, 138 Tex.Crim. 324, 136 S.W.2d 221, 221-22 (1940); Vaughn v. State, 135 Tex.Crim. 205, 118 S.W.2d 312 (1938); Miller v. State, 122 Tex.Crim. 59, 53 S.W.2d 790, 791-92 (1932); Lankford v. State, 93 Tex.Crim. 442, 248 S.W. 389, 389-90 (1923); see also 8 Michael J. McCoRmick & Thomas D. Blackwell, Texas CRiminal FoRms and Trial Manual § 88.05 (Texas Practice 1985).
In many cases where the issue was, as here, the standard of admissibility for extraneous offenses, this Court relied in part upon jury instruction cases requiring that juries be instructed not to consider extraneous offense evidence unless they believed beyond a reasonable doubt that the defendant committed such offense. See, e.g., Tippins v. State, 530 S.W.2d 110, 111 (Tex.Crim.App.1975) (citing Emster); Tomlinson v. State, 422 S.W.2d 474, 474 (Tex.Crim.App.1967) (citing Lankford); Shepherd v. State, 143 Tex.Crim. 387, 158 S.W.2d 1010, 1011 (1942) (citing Nichols); Wells v. State, 118 Tex. Crim. 355, 42 S.W.2d 607, 608 (1931) (quoting Lankford); see also Hughitt v. State, 123 Tex.Crim. 168, 58 S.W.2d 509 (1933) (quoting Wells). Thus, with respect to the State’s burden of proof in proving a defendant committed an extraneous offense, this Court has perceived a connection between the standard of admissibility and the jury instruction.6
However, while this Court has remained consistent in requiring that the trial court instruct the jury not to consider extraneous offense evidence unless it believes beyond a reasonable doubt that the defendant committed such offense, we have not been as consistent in our holdings regarding the standard of admissibility of extraneous offenses.7 Al[158]*158most fifteen years ago, in an attempt to resolve the inconsistencies of our previous holdings, we held that extraneous offense evidence was inadmissible unless:
there [was] a dear showing that: 1) the evidence of the extraneous offense is material, i.e., going to an element of the offense charged in the indictment or information, 2) the accused participated in the extraneous transaction being offered into evidence, and 3) the relevancy to a material issue outweighs its inflammatory or prejudicial potential^] [citations omitted].
McCann v. State, 606 S.W.2d 897, 901 (Tex.Crim.App. [Panel Op.] 1980) (footnote omitted) (emphasis added). Since McCann, we have required that the State clearly prove or make a clear showing that the defendant committed the extraneous offense sought to be offered against him. E.g., Harris v. State, 790 S.W.2d 568, 583 (Tex.Crim.App.1989); Wyle, 111 S.W.2d at 715; Plante v. State, 692 S.W.2d 487, 494-95 (Tex.Crim.App.1985); Phillips v. State, 659 S.W.2d 415, 418 (Tex.Crim.App.1983); see also McGee v. State, 725 S.W.2d 362, 365 (Tex.App. — Houston [14th Dist.] 1987, no pet.); Pedford v. State, 720 S.W.2d 267, 268 (Tex.App. — Austin 1986, pet refd); Newman v. State, 700 S.W.2d 307, 311-12 (Tex.App. — Houston [1st Dist.] 1985), rev’d on other grounds, 743 S.W.2d 641 (Tex.Crim.App.1988). This standard of admissibility of extraneous offense evidence is known as the “clear” proof standard.8 We have never clarified what is meant by “clear” proof, perhaps because most “clear” proof cases involve either no proof or overwhelming proof that the defendant committed the extraneous offense. However, there is some authority for interpreting “clear” proof to mean proof beyond a reasonable doubt. Black’s Law DictionaRY 250 (6th ed. 1990); see Haley v. State, 84 Tex.Crim. 629, 209 S.W. 675, 677 (1919). We view this as a logical interpretation, and it is consistent with the requirement that the trial court instruct the jury not to consider extraneous offense evidence unless it believes beyond a reasonable doubt that the defendant committed such offense. Indeed, it makes no sense for the trial court to, on the one hand, admit evidence of an extraneous offense using a certain standard for admissibility, but then, on the other hand, instruct the jury not to consider that same evidence unless it uses a different standard. Cf. Geesa v. State, 820 [159]*159S.W.2d 154 (Tex.Crim.App.1991) (special standard of review in circumstantial evidence cases was abolished because jury was no longer instructed on circumstantial evidence). Presumably, the standard of admissibility and the jury instruction were intended to mirror one another. Thus, given that the standard for jury consideration of extraneous offenses is well-settled as proof beyond a reasonable doubt, we hold that the standard of admissibility for extraneous offense evidence is also proof beyond a reasonable doubt.
II
The State contends that the Texas Rules of Criminal Evidence, effective September 1, 1986, now govern the connection that must be shown between the defendant and an extraneous offense. Relying upon Huddleston and Federal Rule of Evidence 104(b), the State argues that evidence of an extraneous offense is admissible if the jury could reasonably find by a preponderance of the evidence that the defendant committed the extraneous offense.
In Huddleston, the petitioner contended that the trial court must make a preliminary factual finding by a preponderance of the evidence under federal rule 104(a) that the defendant committed the extraneous act.9 Huddleston, 485 U.S. at 686-87, 108 S.Ct. at 1499-1500. The Supreme Court noted that federal rule 404(b) does not indicate that “any preliminary showing is necessary before [extrinsic act] evidence may be introduced for a proper purpose.” Id. at 687-88, 108 S.Ct. at 1500. Consequently, the trial court does not make a ‘‘preliminary finding” under federal rule 104(a) that the Government has proved the extrinsic act. Id. at 689, 108 S.Ct. at 1501. Nevertheless, the Court cautioned:
This is not to say, however, that the Government may parade past the jury a litany of potentially prejudicial similar acts that have been established or connected to the defendant only by unsubstantiated innuendo. Evidence is admissible under Rule 404(b) only if it is relevant. * * ⅜ In the Rule 404(b) context, similar act evidence is relevant only if the jury can reasonably conclude that the act occurred and that the defendant was the actor, [citation omitted]
Id. The Supreme Court held that evidence of an extraneous offense is admissible under federal rule 104(b)10 if the jury could reasonably conclude by a preponderance of the evidence that the defendant committed the extraneous offense. See id. The Court wrote:
In determining whether the Government has introduced sufficient evidence to meet Rule 104(b), the trial court neither weighs credibility nor makes a finding that the Government has proved the conditional fact by a preponderance of the evidence. The court simply examines all the evidence in the ease and decides whether the jury could reasonably find the conditional fact— here, that the televisions were stolen — by a preponderance of the evidence.
Id. at 690, 108 S.Ct. at 1501.
While we do not agree with all of Huddle-ston ⅛ conclusions, we do agree with some of its analysis. We first point out that while the trial court might not be compelled to [160]*160make a “preliminary finding” as to the proof of the extrinsic evidence under rule 104(a), under rule 104(b) the trial court must nevertheless make an initial determination as to the relevancy of the evidence, dependent “upon the fulfillment of a condition of fact”.
In Huddleston, the conditional fact was whether the televisions were stolen. In the instant case, the conditional fact is whether appellant committed the extraneous offenses depicted in State’s Exhibit 76. If appellant committed the extraneous offense, the evidence is relevant and admissible, provided it is not too prejudicial and is offered for a proper purpose. See Tex.R.CRIm.Evid. 401, 403, & 404(b).11 However, if appellant did not commit the extraneous offenses, the evidence is irrelevant and therefore inadmissible.12 Tex.R.CRim.Evid. 402.
Neither the federal nor Texas rules of evidence specify what quantum of proof governs admissibility when the relevancy of the evidence is contingent upon the fulfillment of a conditional fact under rule 104(b). Huddle-ston concluded that the trial eourt must determine that the jury could reasonably conclude by a preponderance of the evidence the conditional fact. We decline to follow Hud-dleston to this extent. See State v. Brooks, 541 So.2d 801, 813-14 (La.1989) (rejecting Huddleston because Louisiana requires clear and convincing evidence that the defendant committed an unadjudicated extraneous offense). As discussed in Part I of this opinion, we are convinced that the proper quantum of proof in establishing that the defendant committed the extraneous offense is beyond a reasonable doubt. We therefore hold that in deciding whether to admit extraneous offense evidence in the guilt/innocence phase of trial, the trial court must, under rule 104(b), make an initial determination at the proffer of the evidence, that a jury could reasonably find beyond a reasonable doubt that the defendant committed the extraneous offense.13 In making that determination, the [161]*161“strength of the evidence establishing the similar act is one of the factors the [trial] court may consider when conducting the Rule 403 balancing.” Id., 485 U.S. at 689 n. 6, 108 S.Ct. at 1501 n. 6.14
In the instant case, in order for the evidence to have been sufficient for the trial court to admit it, it had to determine that a jury could find beyond a reasonable doubt that appellant committed the extraneous offenses depicted in State’s exhibit number 76. Otherwise, that portion of the exhibit depicting extraneous offenses was inadmissible. Indeed, the trial court instructed the jury not to consider evidence of extraneous offenses unless it believed beyond a reasonable doubt that appellant committed them and then the jury could only consider them on the issue of intent. The Court of Appeals, therefore, erred in holding that State’s exhibit number 76 was admissible because the jury could find by a preponderance of the evidence that the defendant committed the extraneous offenses depicted in the ledger. Harrell III, 885 S.W.2d at 438.
In its initial opinion, however, the Court of Appeals held that although “the evidence creates a strong suspicion that appellant was the “Wesley5 who was the perpetrator of the extraneous offenses, ... the evidence falls short of a clear showing that he was the perpetrator.” Harrell I, 885 S.W.2d at 433. The Court further held that the error was not harmless. Id. at 433. In part I of this opinion, we noted that the clear proof standard was the same as proof beyond a reasonable doubt. Because the Court of Appeals has previously applied a standard substantively the same as proof beyond a reasonable doubt, we see no need to remand this case to that court for another determination or -to conduct the analysis ourselves.
The judgment of the Court of Appeals in Harrell III is reversed, the judgment of the Court of Appeals in Harrell I is reinstated, and this cause is remanded to the trial court for further proceedings consistent with this opinion.
WHITE, J., dissents.
CAMPBELL, J., not participating.