Harold E. Sonnleitner v. Stanley York, Joann O'connor, Kathleen Bellaire, Kathy Karkula and Joe Leann

304 F.3d 704, 19 I.E.R. Cas. (BNA) 128, 2002 U.S. App. LEXIS 18706, 2002 WL 31029276
CourtCourt of Appeals for the Seventh Circuit
DecidedSeptember 12, 2002
Docket01-3966
StatusPublished
Cited by79 cases

This text of 304 F.3d 704 (Harold E. Sonnleitner v. Stanley York, Joann O'connor, Kathleen Bellaire, Kathy Karkula and Joe Leann) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Harold E. Sonnleitner v. Stanley York, Joann O'connor, Kathleen Bellaire, Kathy Karkula and Joe Leann, 304 F.3d 704, 19 I.E.R. Cas. (BNA) 128, 2002 U.S. App. LEXIS 18706, 2002 WL 31029276 (7th Cir. 2002).

Opinion

CUDAHY, Circuit Judge.

Harold Sonnleitner is a nurse at the Winnebago Mental Health Institute, a state-run psychiatric facility. In 1995, Sonnleitner was charged with a series of work rule infractions. A predisciplinary hearing was held, and shortly thereafter he was demoted to a non-supervisory position. On appeal, the Wisconsin Personnel Commission determined that there was only evidence to support one work rule violation and that a five-day suspension was the appropriate discipline. After the Institute implemented the suspension but failed to reinstate him to a supervisory position, Sonnleitner commenced an action in Wisconsin state court to enforce the Commission’s ruling. He also filed a claim for damages, pursuant to 42 U.S.C. § 1983, against the Institute and various state officials, alleging the violation of his procedural due process rights under the Fourteenth Amendment. The defendants then removed this matter to federal court.

During summary judgment proceedings, Sonnleitner conceded that his state law claim was barred on procedural grounds due to his failure to comply with a service of process requirement of Wisconsin law. The district court subsequently ruled that the individual defendants were entitled to qualified immunity and that Sonnleitner could not state a valid claim under § 1983 because he no longer had a right to be reinstated under state law. Sonnleitner now appeals only adverse judgments on *707 the federal law claims. For the following reasons, we AFFIRM.

I.

The Winnebago Mental Health Institute is located in Winnebago, Wisconsin, and is operated by the Wisconsin Department of Health and Family Services (WDHFS). Sonnleitner has been employed by the Institute since 1980. In 1988, he was promoted to the position of “Nursing Supervisor 1/Nurse Manager” in charge of the Forensic Behavior Treatment Center. On October 25, 1994, Sonnleitner was given a three-day suspension for making inappropriate sexual remarks about a patient in the presence of a female co-worker, who found them offensive, unwelcome and harassing. Sonnleitner appealed this action to the Wisconsin Personnel Commission.

On December 4, 1995, when the appeal of the first disciplinary action was still pending, three incidents occurred which form the basis for Sonnleitner’s eventual demotion. First, Sonnleitner placed gum balls in the day-room of the unit. Although there was no formal policy on gum balls, this action was considered problematic because it could interfere with patient discipline and medication. Second, Sonnleitner permitted a “Level 1” patient to attend a special luncheon for occupational therapy patients. Third, Sonnleit-ner escorted three patients to a laboratory for DNA testing under a newly enacted state sexual predator law. Patients had a right to refuse to take the test, and two of the patients tended to be very resistant to the test. Sonnleitner briefly explained the test to the three patients and promised them a “treat” if they agreed to cooperate. Before returning to the unit, Sonnleitner took the three patients to the “Big Canteen” and bought them ice cream. Indulging the patients in this way allegedly interfered with the Institute’s behavior treatment program, which allowed privileges commensurate with a patient’s acceptable behavior.

On the following day, these incidents were reported to' Kathleen Bellaire, Director of Nursing. Bellaire subsequently began a formal inquiry, which included a written statement of events from the Program Director who reported the incidents, a fact-finding meeting and the logging of detailed complaint notes. On December 13,1995, Sonnleitner received three memo-randa from Bellaire (each corresponding to one of the three incidents we have described) notifying him he was being charged with violations of Work Rule # 1 and that a predisciplinary meeting would be held in her office on December 18.

According to a formal, contemporaneous summary prepared by Bellaire, four people attended the December 18 predisciplinary meeting: Sonnleitner, Bellaire, Kathy Kar-kula (Director of Human Resources) and Dan Leeman (Management Support). Sonnleitner was given the opportunity to address each of the three specific charges. However, Bellaire ultimately found his reasons for his actions unpersuasive. After discussing Sonnleitner’s statements, the summary concludes:

Clearly work rule one was violated when Sonnleitner bought three patients a treat at the canteen with his own money. It also appears that his decision making in these situations is in violation of the program and set up an untherapeutic atmosphere on the unit where he is the “Good Guy” and his fellow staff are the “Enforcers.”

The summary also stated that “[i]t appears that he has been unable to resolve his negative feelings about the program director and is purposely thwarting her authority to the detriment of the patients and his own staff.” Following the meet *708 ing, Sonnleitner was immediately suspended with pay.

During the next several days, Bellaire conducted additional fact-finding meetings and interviewed various other staff members. On December 19 and 20, Bellaire logged notes of her interviews with three Institute employees, which generally corroborated her earlier findings and were, according to her summary notes, partially at odds with the statements made by Sonnleitner two days earlier. Another fact-finding meeting was held on December 28, which was attended by Bellaire, Karkula and Mary Howard, the Program Director who initially reported the three incidents. In a formal,. contemporaneous summary of this meeting, Bellaire recounted Howard’s version of the three incidents at issue as examples of the corrosive effect Sonnleitner was having on her unit. In addition to the three specific incidents, Howard complained that Sonnleitner’s involvement with activities in the unit was minimal, that he rarely attended treatment conferences and, when he did, his participation was minimal, and that he appeared to spend an inordinate amount of time in the day-room watching television.

Upon completing her investigation, Bel-laire prepared a disciplinary recommendation report (Bellaire report) that enumerated four specific work rule violations. The first three offenses involved the three patient incidents we have discussed. The report concluded that these three incidents violated Rule # 1, which prohibits all employees from engaging in the following acts: “Disobedience, insubordination, inattentiveness, negligence, or refusal to carry out written or verbal assignments, directions, or instructions.” The fourth offense was based on allegedly inaccurate and incomplete information that Sonnleit-ner had provided during his prediscipli-nary hearing. The report concluded that this conduct violated Rule # 7, which requires an employee to provide “accurate and complete information” whenever required to do so by management.

However, below the specification of the four violations, the Bellaire report included a paragraph that referenced three potentially more serious examples of misconduct, which seemed to echo the allegations made by Mary Howard during the December 28, 1995, fact-finding meeting.

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304 F.3d 704, 19 I.E.R. Cas. (BNA) 128, 2002 U.S. App. LEXIS 18706, 2002 WL 31029276, Counsel Stack Legal Research, https://law.counselstack.com/opinion/harold-e-sonnleitner-v-stanley-york-joann-oconnor-kathleen-bellaire-ca7-2002.