Hardy v. Maloney
This text of 909 F.3d 494 (Hardy v. Maloney) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
LYNCH, Circuit Judge.
Jeffrey Hardy was convicted of first degree murder by a Massachusetts jury in 1995. Hardy, who is currently serving a life sentence in a state correctional facility, appeals the district court's denial of his petition for a writ of habeas corpus. After careful review, we conclude that the challenged state court rulings were neither contrary to nor an unreasonable application of clearly established Supreme Court precedent, and we affirm.
See
I.
Because Hardy does not challenge the state's factfinding, we take the following facts from the Massachusetts Supreme Judicial Court's (SJC) decision in
Commonwealth
v.
Hardy
(
Hardy I
),
Hardy spent the afternoon of April 27, 1994, in Somerville, Massachusetts playing basketball and drinking alcohol with a group that included Christopher Rogovich, Gerald Sullivan, Richard Allison, and Thomas Moran, the victim.
See
Hardy I
,
Sullivan and Moran smoked the drug twice later that afternoon and evening.
*498
The group eventually drove in Hardy's car to a bar.
Eventually, the group drove away from the Dunkin' Donuts, but they did not get far before Hardy pulled over so that he, Sullivan, and Allison could talk privately outside.
At some point, Sullivan had gotten Hardy's gun, and at trial, Rogovich testified that, in the park, Sullivan pointed the gun at Moran's head.
Moran was found in the park at 5:30 the next morning with a gunshot wound to the face and seventy-nine stab wounds all over his body.
Hardy was charged with first degree murder.
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LYNCH, Circuit Judge.
Jeffrey Hardy was convicted of first degree murder by a Massachusetts jury in 1995. Hardy, who is currently serving a life sentence in a state correctional facility, appeals the district court's denial of his petition for a writ of habeas corpus. After careful review, we conclude that the challenged state court rulings were neither contrary to nor an unreasonable application of clearly established Supreme Court precedent, and we affirm.
See
I.
Because Hardy does not challenge the state's factfinding, we take the following facts from the Massachusetts Supreme Judicial Court's (SJC) decision in
Commonwealth
v.
Hardy
(
Hardy I
),
Hardy spent the afternoon of April 27, 1994, in Somerville, Massachusetts playing basketball and drinking alcohol with a group that included Christopher Rogovich, Gerald Sullivan, Richard Allison, and Thomas Moran, the victim.
See
Hardy I
,
Sullivan and Moran smoked the drug twice later that afternoon and evening.
*498
The group eventually drove in Hardy's car to a bar.
Eventually, the group drove away from the Dunkin' Donuts, but they did not get far before Hardy pulled over so that he, Sullivan, and Allison could talk privately outside.
At some point, Sullivan had gotten Hardy's gun, and at trial, Rogovich testified that, in the park, Sullivan pointed the gun at Moran's head.
Moran was found in the park at 5:30 the next morning with a gunshot wound to the face and seventy-nine stab wounds all over his body.
Hardy was charged with first degree murder.
Hardy testified at trial and presented an alibi defense, claiming that he had gone to the Dunkin' Donuts with Sullivan to buy drugs and then to his grandfather's house.
After the jury voted to convict, the judge sentenced Hardy to the mandated sentence of life in prison without the possibility of parole. Hardy appealed, and the SJC upheld the conviction and the denial of his motion for a new trial in 2000, in
Hardy I
.
Hardy then filed a petition for habeas corpus in federal court that asserted nine claims of federal constitutional error. The district court determined that six of those nine claims were unexhausted, and stayed the petition for Hardy to exhaust the claims.
Hardy filed a second motion for a new trial, which was denied in state Superior Court. That denial was affirmed by the SJC.
See
Commonwealth
v.
Hardy
(
Hardy II
),
When Hardy revived his habeas petition in federal court, two of his nine claims were dismissed as unexhausted. Adopting the magistrate judge's report and recommendation, the district court denied the petition on the seven remaining claims.
See
Hardy
v.
Maloney
, No. 01-CV-10794-PBS,
*499 II.
A state court's legal determination cannot be overturned on federal habeas review unless it is "contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court."
A state court has unreasonably applied federal law when "it correctly identifies the governing legal rule but applies that rule unreasonably to the facts of a particular prisoner's case."
White
v.
Woodall
,
We review the district court's denial of the habeas petition de novo.
See
Scott
v.
Gelb
,
A. Jury Instructions
Hardy claims that the SJC unreasonably rejected his arguments that the trial judge's omission of a jury instruction requested by Hardy and the trial judge's giving of another instruction requested by the prosecution each violated his due process rights.
"As a general rule, improper jury instructions will not form the basis for federal habeas relief."
Niziolek
v.
Ashe
,
1. Omission of a Bowden Instruction
Hardy's first claim involves the omission of an instruction based on
Commonwealth
v.
Bowden
,
Hardy claims that the SJC's ruling was an unreasonable application of
Mathews
v.
United States
,
At oral argument, Hardy's counsel said that the SJC's ruling is at odds with
Mathews
' description of a recognized defense.
Mathews
, however, does not define the term recognized defense. Further, the Supreme Court has never applied the language in
Mathews
relied on by petitioner in any other case, nor to any defense other than the entrapment defense at stake in
Mathews
.
Mathews
held that a defendant "is entitled to an entrapment instruction whenever there is sufficient evidence from which a reasonable jury could find entrapment."
Mathews
,
We add that the statement Hardy extracts from
Mathews
is dicta, not a holding, and we do not set aside state court rulings on habeas review for being at odds with Supreme Court dicta.
See
Woods
v.
Donald
, --- U.S. ----,
Independently, Hardy's claim also fails to the extent that he contends the omission of the instruction "so infected the entire trial that the resulting conviction violates due process."
Estelle
,
2. Giving of a Consciousness of Guilt Instruction
Hardy denied to police that he was involved in a drug transaction but then admitted involvement in the transaction once police asked him about Moran's murder. Based on this incident, the trial court gave a consciousness of guilt instruction that read in part, "the jury may consider whether an individual voluntarily makes, willfully, false statements or acted in a manner inconsistent with innocence as being probative of consciousness of guilt."
Hardy asserts that the SJC's decision to uphold this instruction was an unreasonable application of the rule from
Francis
v.
Franklin
that "mandatory presumption" instructions can violate due process "if they relieve the State of the burden of persuasion on an element of an offense."
B. Prosecutor's Closing Argument
Hardy asserts that he presented and the SJC unreasonably rejected his argument that misconduct in the prosecutor's closing arguments violated his due process rights. He points us to three comments by the prosecutor-about Rogovich's immunity deal, Rogovich's credibility, and Hardy's third-party culprit theory.
The SJC properly relied on state law consistent with
Darden
v.
Wainwright
,
1. Prosecutor's Improper Immunity Comments
Hardy's first claim relates to the prosecutor's statement that "Chris Rogovich only testified at this trial after the Supreme Judicial Court of our Commonwealth said, 'Mr. Rogovich, you are going to testify or you're going to be held in contempt and go to jail, and you'd better not lie.' " Hardy challenges as an unreasonable application of federal law the SJC's conclusion "that, while the prosecutor's improper arguments were egregious, they were not so prejudicial as to be irremediable, and the judge's approach was sufficiently aggressive to ameliorate the error created by them."
Hardy I
,
A comparison to
Darden
illustrates that the SJC's ruling was not unreasonable. In
Darden
, the prosecution's closing arguments characterized the defendant as an "animal" and included "offensive comments reflecting an emotional reaction to the case."
Darden
,
Similarly, as the SJC emphasized, the judge at Hardy's trial instructed the jury at length not only on immunity but also on the prosecutor's statements at closing. "During [closing] argument," the judge said, "the Commonwealth ... personalized [immunity] as the Supreme Judicial Court instructing a particular witness." "[I]t is not in that personalized form." Further, the judge defined immunity's scope, explaining "[o]nce granted [immunity], a witness knows that he or she cannot be" prosecuted for the crime about which he or she testifies. The judge continued, "No one can be granted immunity for perjury at a trial, no witness."
Hardy asserts that it was unreasonable for the SJC to have determined that "the trial court's instructions could ... fairly be said to have tipped the balance." Not so. In
Donnelly
v.
DeChristoforo
, on which the SJC also relied,
see
Hardy II
,
2. Prosecutor's Statement about Witness Credibility
Second, Hardy challenges as unreasonable the SJC's ruling that his due process rights were not violated by another closing statement about Rogovich's credibility. The prosecutor said: "Why do you think Chris Rogovich took the Fifth Amendment? He was there. He's telling you the truth."
The SJC rejected this claim, concluding that "the prosecutor did not improperly vouch for the credibility of the immunized witness."
Hardy I
,
Again, a comparison to the Supreme Court's cases demonstrates that the SJC's ruling was not unreasonable. As in
Darden
, that "[m]uch of the" objected-to "content was invited by or was responsive to the opening summation of the defense" was relevant to the comments' "effect on the trial as a whole."
Darden
,
Darden
also cited
United States
v.
Young
,
Hardy suggests that the SJC's decision was unreasonable because it is always improper for a prosecutor to offer a personal opinion and because an improper argument can never be an "invited response" to a proper defense argument. Yet "the idea of 'invited response' is used not to excuse improper comments, but to determine their effect on the trial as a whole," for purposes of resolving a due process claim.
Darden
,
3. Prosecutorial Comment on Third-Party Culprit Defense
Hardy also asserts that the prosecutor's dismissive commentary on the possibility of a third-party culprit violated his due process rights, and that the SJC's contrary conclusion was unreasonable.
In closing, the prosecutor said, "Well let me ask you this, ladies and gentlemen. What scintilla of evidence have you heard that could lead you to conclude that the Charlestown kids or the Somerville Project kids were in any way connected with the murder of Thomas Moran?" Defense counsel objected, and the judge responded, "I'll take care of it later." The judge eventually instructed the jury on the burden of proof.
The SJC found no error.
See
Hardy I
,
The SJC's decision was not an unreasonable application of
Darden
,
Donnelly
, and
Young
.
2
As in
Darden
and
Young
, the prosecutor's comments were invited by the defense's theory. Furthermore, as in
Darden
and
Donnelly
, the judge "gave comprehensive" curative instructions, this time "on the burden of proof."
Hardy I
,
C. Co-Conspirators' Confessions
Hardy was tried alone, not with his co-conspirators. Nevertheless, invoking
*504
Bruton
v.
United States
,
At Hardy's trial, Murphy testified that both Sullivan and Allison had confessed to murdering Moran, and that Allison had implicated Hardy by name in the murder.
Hardy I
,
The SJC was not unreasonable in concluding that
Bruton
does not extend to Hardy's situation.
Bruton
involved a joint trial at which a non-testifying co-defendant's inculpatory statements were introduced, despite those statements being "clearly inadmissible against" the other co-defendant "under traditional rules of evidence."
Bruton
,
The concern underlying
Bruton
does not arise in Hardy's situation. In
Bruton
, the Supreme Court explained, the "problem ar[ose] only because the statement was ... admissible against" defendant one (who made the statements implicating both defendants) under the "traditional rules of evidence," but was "clearly inadmissible against [defendant two] under traditional rules of evidence."
There was no such risk of prejudice in Hardy's case, for the two reasons the SJC identified. It recognized that Murphy's testimony about the confessions "created a
Bruton
problem and that Sullivan's statements would not be admissible against the defendant
if
the two were tried together."
Hardy I
,
Yet Hardy asserts that "[t]he proffered explanation-joint venturer statements [--] does not pass muster in the circumstances here." The SJC concluded, applying state evidentiary rules, that "the Commonwealth introduced sufficient evidence to warrant a finding that the defendant, Allison, and Sullivan jointly conspired to kill the victim, and that the venture was not over when Allison and Sullivan confessed to Steven Murphy."
Hardy I
,
Even if there were errors of state law, such errors are not themselves a basis for federal habeas relief,
see, e.g.
,
Pulley
v.
Harris
,
D. Spectators' Comments to the Jury While the Jury Was on a View
Early on in Hardy's trial, while the judge, jury, and counsel were on a view of the Medford park, spectators around the park shouted comments at the jury.
Hardy I
,
Juror impartiality is a "factual issue" on federal habeas review, as it "depends heavily on the trial court's appraisal of witness credibility and demeanor."
Thompson
v.
Keohane
,
Here, Hardy characterizes his claim that the SJC unreasonably affirmed the denial of a mistrial as a legal issue. The Supreme Court has clearly established that there is "broad discretion reserved to the trial judge" to decide "the propriety of declaring a mistrial in the varying and often unique situations arising during the course of a criminal trial."
Illinois
v.
Somerville
,
He offers only
Sheppard
v.
Maxwell
,
III.
We affirm the denial of the petition for habeas corpus.
The SJC rejected the federal due process claims in
Hardy II
.
Hardy cites only to
Duncan
v.
Louisiana
,
In essence, then, Sullivan's confession added credibility to Allison's statement and explicit implication of Hardy.
Factual issues are reviewed under § 2254(d)(2), which instructs federal courts to set aside only those state court rulings "result[ing] in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding."
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