Hanks v. Justus

612 N.E.2d 89, 243 Ill. App. 3d 737, 183 Ill. Dec. 832, 1993 Ill. App. LEXIS 495
CourtAppellate Court of Illinois
DecidedApril 6, 1993
DocketNo. 3-91-0630
StatusPublished
Cited by3 cases

This text of 612 N.E.2d 89 (Hanks v. Justus) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hanks v. Justus, 612 N.E.2d 89, 243 Ill. App. 3d 737, 183 Ill. Dec. 832, 1993 Ill. App. LEXIS 495 (Ill. Ct. App. 1993).

Opinion

PRESIDING JUSTICE McCUSKEY

delivered the opinion of the court:

The petitioners, Kathryn J. Hanks and James E. Justus, filed a probate action challenging the will prepared by their mother, Janette Justus (the decedent) and seeking to set aside certain certificates of deposit held in joint tenancy. The circuit court of Hancock County entered orders granting a motion in limine filed by the respondents, Janice L. Justus and Jerold L. Justus. The orders excluded the opinion testimony of a psychologist regarding the mental state of the decedent prior to her death. The trial court certified the issues raised for interlocutory appeal pursuant to Supreme Court Rule 308 (134 Ill. 2d R. 308), and we granted the petitioners’ application for leave to appeal.

The two issues certified by the trial court and raised in this appeal are: (1) whether the expert testimony of a psychologist as to the decedent’s mental condition is admissible pursuant to Wilson v. Clark (1981), 84 Ill. 2d 186, 417 N.E.2d 1322, when the psychologist’s opinion is exclusively based upon information provided by the petitioners about conversations with the decedent and events which took place in the presence of the decedent; and (2) whether this testimony may be admitted regarding a challenge to the ownership of certificates of deposit held in joint tenancy even if such testimony would not be admissible in a will contest.

We affirm because we conclude the trial court did not abuse its discretion in determining that the psychologist’s testimony was barred by the Dead Man’s Act (Act) (Ill. Rev. Stat. 1991, ch. 110, par. 8 — 201).

The petitioners and the respondents are the children of the decedent. The respondent Janice Justus is the executrix of the decedent’s will. She is also a legatee under the terms of the will and was the surviving joint tenant on certain certificates of deposit. The respondent Jerold Justus is a legatee under the terms of the will and allegedly received a benefit from and participated in the conversion of the certificates of deposit. The petitioners and two other children of the decedent were excluded from the decedent’s will. The two other children, William H. Justus and Eleanor Jean Sopp, were named as respondents by the petitioners. However, they are not parties to this appeal.

The petitioners alleged in count I of their petition that the decedent lacked the mental capacity to make a will. In counts II and III, the petitioners sought to set aside certain certificates of deposit held in joint tenancy. In all three counts, the petitioners alleged undue influence by the respondents.

The respondents filed a motion in limine which sought to exclude the testimony of the petitioners’ expert witness, Dr. Frank Froman. The motion stated that Dr. Froman’s opinions regarding.the mental state of the decedent were based solely upon interviews he had with the two petitioners, as well as forms and questionnaires they completed. The respondents pointed out that any statements made by the petitioners concerning their conversations with the decedent and the events which took place in the decedent’s life would be inadmissible under the Act (Ill. Rev. Stat. 1991, ch. 110, par. 8 — 201). The respondents therefore argued that an expert whose opinion was based solely upon information inadmissible under the Act should be barred from presenting expert testimony at trial. We agree with the respondents’ analysis.

An order was subsequently entered which stated that the testimony of Dr. Froman would be excluded as evidence at trial “to the extent that it is exclusively based upon matters related to him by [the petitioners].” This order, however, stated that it was applicable only to count I of the petition. After additional argument was presented by the parties, an order was later entered which stated that Dr. Fro-man’s testimony would also be excluded from a trial on counts II and III of the petition. This interlocutory appeal follows.

There is no real dispute that Dr. Froman’s opinion is based upon information which would not be admissible under the Act. The Act provides, in pertinent part, as follows:

“In the trial of any action in which any party sues or defends as the representative of a deceased person or person under a legal disability, no adverse party or person directly interested in the action shall be allowed to testify on his or her own behalf to any conversation with the deceased or person under legal disability or to any event which took place in the presence of the deceased or person under legal disability ***.” (Ill. Rev. Stat. 1991, ch. 110, par. 8 — 201.)

The purpose of the Act is to ensure a fair trial when one of the parties, the decedent, is unable to testify on his or her own behalf. (In re Estate of Gott (1991), 213 Ill. App. 3d 297, 300, 571 N.E.2d 1167, 1169.) The Act is not designed to disadvantage the living, but rather is designed to protect estates against fraudulent claims by putting the parties on equal footing. (Gott, 213 Ill. App. 3d at 300, 571 N.E.2d at 1169.) It “is recognized that the application of the Act is often harsh, applying to legitimate claims in order to ensure that other, fraudulent claims are not successfully prosecuted.” Gott, 213 Ill. App. 3d at 301, 571 N.E.2d at 1169-70.

Under the Act, an interested party cannot testify concerning a decedent’s competence or whether the decedent was under undue influence. (In re Estate of Jones (1987), 159 Ill. App. 3d 377, 384-85, 512 N.E.2d 1050, 1055.) Therefore, it is undisputed that the petitioners here would be prevented by the Act from testifying regarding: (1) conversations with the decedent; (2) events taking place in the presence of the decedent; (3) the decedent’s competence; or (4) whether the decedent was under any undue influence. Dr. Froman’s opinion is based upon information provided by the two petitioners which would not be allowed as testimony at trial. It has consistently been held that the Act will not allow parties to do by indirect means what they are prohibited from doing directly. (Gott, 213 Ill. App. 3d at 301, 571 N.E.2d at 1170; In re Estate of Konow (1987), 154 Ill. App. 3d 744, 750, 506 N.E.2d 450, 453; Manning v. Mock (1983), 119 Ill. App. 3d 788, 800-01, 457 N.E.2d 447, 454.) Therefore, based upon our interpretation of the legislative intent of the Act, we find the trial court properly disallowed Dr. Froman’s testimony. His testimony was clearly an attempt by the petitioners to introduce evidence indirectly which would otherwise be barred by the Act.

The petitioners argue, however, that Dr. Froman’s testimony is admissible because he is an expert witness and will be presenting expert testimony. They contend that his testimony should be allowed based upon the supreme court’s decision in Wilson v. Clark (1981), 84 Ill. 2d 186, 417 N.E.2d 1322. In Wilson, the court adopted the trial procedures embodied in Federal Rules of Evidence 703 and 705. (Wilson, 84 Ill.

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Bluebook (online)
612 N.E.2d 89, 243 Ill. App. 3d 737, 183 Ill. Dec. 832, 1993 Ill. App. LEXIS 495, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hanks-v-justus-illappct-1993.