Hamm v. Hamm

2013 Ark. App. 501, 429 S.W.3d 384, 2013 WL 5272805, 2013 Ark. App. LEXIS 535
CourtCourt of Appeals of Arkansas
DecidedSeptember 18, 2013
DocketCV-13-49
StatusPublished
Cited by12 cases

This text of 2013 Ark. App. 501 (Hamm v. Hamm) is published on Counsel Stack Legal Research, covering Court of Appeals of Arkansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hamm v. Hamm, 2013 Ark. App. 501, 429 S.W.3d 384, 2013 WL 5272805, 2013 Ark. App. LEXIS 535 (Ark. Ct. App. 2013).

Opinion

BRANDON J. HARRISON, Judge.

|, After Tommy Hamm died in 2006, his will was probated. It named, among others, his brother Jerry Hamm, and one of his sisters, Lynda Hamm, as beneficiaries. Lynda, as executrix of the estate and a potential residuary beneficiary, filed a petition to disinherit her brother Jerry Hamm. The White County Circuit Court denied the petition in a written order. The court entered two additional orders that distributed real property to Jerry. Lynda appeals these three orders.

I. The Challenged Orders

Tommy Hamm died in April 2006; the court probated his will in October of the same year. Among other things, his will devised Tommy’s house to his sister Lynda; five acres, a metal shop building, and grain bins were left to Tommy’s brother Jerry.

| ¿The real legal tussle began when, in early March 2012, Lynda filed a petition to disinherit Jerry. By March 2012, Lynda had served as the estate’s personal representative for approximately six years. The petition alleged that Jerry had violated the will’s terms by failing to file a waiver of inventory and accounting, proffering another will for probate, and filing a claim against Tommy’s estate. Lynda’s petition asked that Tommy’s interests pass to her as the estate’s residuary beneficiary.

Three days after Lynda filed her petition to disinherit him, Jerry filed his waiver of inventory and accounting and a petition seeking a partial distribution of his deceased brother’s real and personal property. The petition asserted that six years had passed since Tommy’s death and that the property was not necessary to administer the estate.

On 15 August 2012, one day before a hearing was set to occur, Lynda moved to continue. Having apparently been admitted to a Memphis, Tennessee hospital on August 14, she told the court that she could not attend the hearing but wanted to do so. Jerry responded that Lynda’s testimony was unnecessary and that the legal issues concerning whether he should be disinherited had been briefed. Perhaps the most important reason for Jerry’s resistance was that Lynda had not made a distribution in the almost six years the estate had been opened. On the day of the hearing, the circuit court denied from the bench Lynda’s continuance request and her petition to disinherit Jerry.

About one month later, the court entered three separate written orders on a number of substantive issues. In its September 20 order denying Lynda’s petition to disinherit, the circuit court found that Jerry had timely filed a waiver of inventory and accounting and that no prejudice had resulted in any event. Despite its expressed preservation about whether filing a claim against the estate could trigger the will’s in terrorem clause, the court found that Jerry had withdrawn an earlier claim he made against the estate. The court also found that Tommy had left at least two instruments purporting to be his will — and that Jerry had proffered a will that Tommy had executed in 2000 without actually knowing about Tommy’s subsequent 2005 will, the latter being the one that was probated. The court ruled that Jerry’s proffer of a 2000 will was not a contest of the 2005 will. Consequently, the proffer did not trigger the probated will’s in terrorem clause.

In its order titled “Initial Order Directing Partial Distribution ... to Jerry Hamm,” the court found that Lynda had failed to make any significant distributions for approximately six years. The court then made a partial distribution to Jerry of the metal shop building and five acres. The order contained a metes-and-bounds description of the distributed property.

The court entered a third order (“Final Order Directing Partial Distribution To Jerry Hamm”) that repeated the court’s prior rulings on the petition to disinherit Jerry and Lynda’s failure to make distributions for six years.

Lynda appealed these three orders and argues five points to this court:

• The court erred by not ruling that a requirement in a will that heirs must file waivers of inventory and accounting to inherit was valid.
• The court erred in not finding that Jerry’s allegedly tardy waiver violated the will’s terms.
• The court mistakenly found that Jerry had not secreted assets.
• |4The court erred in allowing an invalid survey (in Lynda’s opinion) to determine the shape of the five acres left to Jerry.
• The court should not have deprived Lynda the opportunity to personally appear at the August 2012 hearing given her hospitalization.

II. Analysis

Probate orders, with two exceptions that don’t apply here, are appealable before an estate has been closed. Ark. Code Ann. § 28-1-116 (Repl.2012); Sanford v. Murdoch, 374 Ark. 12, 285 S.W.3d 620 (2008). We review probate proceedings de novo on the record but will not reverse a circuit court’s factual determinations unless they are clearly erroneous. Seymour v. Biehslich, 371 Ark. 359, 266 S.W.3d 722 (2007). We do not, however, defer on pure issues of law. Standridge v. Standridge, 304 Ark. 364, 803 S.W.2d 496 (1991).

We begin with Lynda’s points on appeal that relate to the circuit court’s decision to reject her attempt to disinherit Jerry Hamm.

A. Waivers and The Will’s In Terrorem Provisions

An in terrorem clause in a will is one that voids a gift to a devisee or legatee, if the legatee or devisee disputes provisions of the will or the gift. See Restatement (Third) of Property § 8.5 cmt. a (2003); Lytle v. Zebold, 235 Ark. 17, 357 S.W.2d 20 (1962). Our supreme court has recognized the validity of these clauses. E.g., Seymour v. Biehslich, 371 Ark. 359, 266 S.W.3d 722 (2007).

Tommy’s will has the following provisions that the parties have consistently called the in terrorem provisions:

Uf any one of the beneficiaries in this Will, or any person acting for a person named herein, shall commence any proceedings or make any attempt to cancel change or contest any provision in this Will in any manner, or refuse to execute a waiver of inventory and accounting, I hereby revoke any gift, legacy, bequest or devise to such beneficiary, and direct that such beneficiary’s share of any gift, legacy, bequest or devise be distributed as if such beneficiary had predeceased me leaving no lawful descendants.
I direct if any court shall invalidate the above referenced disinheritance provision, said Judge should be removed from any determination regarding the interpretation of this Will and its validity and from the probate of my Estate.

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Bluebook (online)
2013 Ark. App. 501, 429 S.W.3d 384, 2013 WL 5272805, 2013 Ark. App. LEXIS 535, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hamm-v-hamm-arkctapp-2013.