Hamed Almaqrami v. Michael Pompeo
This text of 933 F.3d 774 (Hamed Almaqrami v. Michael Pompeo) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
Griffith, Circuit Judge:
Plaintiffs were offered the chance to apply for a select number of "diversity visas." The government never granted them visas, and the statutory deadline to do so has now passed. But this case is not moot because whether the district court retains the authority to award plaintiffs relief is a merits question. We reverse the district court's decision to the contrary.
I
A
In general, a citizen of a foreign country who wishes to come to the United States must first obtain a U.S. visa, which is placed in the traveler's passport. A visa does not guarantee entry into the United States; it only confers the right to travel to a port of entry and apply for admission to enter the country.
Each fiscal year, the State Department grants approximately 50,000 diversity immigrant visas to individuals from countries underrepresented in the immigration process, which allow recipients who are granted admission to enter the country as lawful permanent residents who may live and work here indefinitely.
See
B
In March 2017, President Trump invoked his authority under
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Griffith, Circuit Judge:
Plaintiffs were offered the chance to apply for a select number of "diversity visas." The government never granted them visas, and the statutory deadline to do so has now passed. But this case is not moot because whether the district court retains the authority to award plaintiffs relief is a merits question. We reverse the district court's decision to the contrary.
I
A
In general, a citizen of a foreign country who wishes to come to the United States must first obtain a U.S. visa, which is placed in the traveler's passport. A visa does not guarantee entry into the United States; it only confers the right to travel to a port of entry and apply for admission to enter the country.
Each fiscal year, the State Department grants approximately 50,000 diversity immigrant visas to individuals from countries underrepresented in the immigration process, which allow recipients who are granted admission to enter the country as lawful permanent residents who may live and work here indefinitely.
See
B
In March 2017, President Trump invoked his authority under
Two days after the Supreme Court's ruling, the State Department issued a "Guidance Memo" instructing consular officers reviewing diversity visa applications about how EO-2's entry ban affected visa eligibility: A consular officer should first determine whether the selectee "is eligible for the [visa], without regard to [EO-2]." J.A. 17. If so, and if he is from a country subject to EO-2, the officer must evaluate whether the selectee qualifies for an exemption or waiver, or can establish a bona fide relationship with the United States. If he cannot, his visa will be refused.
C
Plaintiffs won the 2017 diversity visa lottery but were denied visas pursuant to the Guidance Memo. Consular officers interviewed plaintiffs and, in accordance with the Memo, determined that they would have been eligible for diversity visas but for the issuance of EO-2. However, because plaintiffs were from Iran and Yemen-countries subject to the entry ban-and could not qualify for exemptions or waivers or satisfy IRAP I 's bona fide relationship requirement, the consular officers determined that plaintiffs were "not exempt from [EO-2's] suspension of entry" and denied them visas. See J.A. 17.
*778
Plaintiffs filed suit in the U.S. District Court for the District of Columbia in August 2017. The amended complaint alleges that the Guidance Memo directed consular officers to make visa determinations on the basis of nationality in violation of
The next month, the State Department informed the district court that it was on track to issue all 50,000 visas allocated for FY 2017 prior to October 1 and would no longer process additional requests for visa numbers made during FY 2017. The government argued that this development "counsel[ed] against" an order that it give plaintiffs visa numbers or process their applications. J.A. 33-34. Plaintiffs presented the district court with several options. From past practice, it appeared that the State Department would not reallocate visa numbers returned in September. Instead of "wast[ing]" those numbers, plaintiffs suggested that the court could order the government to reassign them to plaintiffs. J.A. 46. Recognizing that the district court might have reservations about issuing such a ruling while the Supreme Court was reviewing the orders enjoining EO-2's entry restriction as unlawful, plaintiffs explained that the district court could instead "maintain the status quo" by ordering the State Department to "reserve any unused visa numbers until"
IRAP I
was "resolved."
On September 24, 2017, EO-2 expired and was replaced by the third iteration of President Trump's travel ban, the "Proclamation." Proclamation No. 9,645,
Enhancing Vetting Capabilities and Processes for Detecting Attempted Entry Into the United States by Terrorists or Other Public-Safety Threats
,
Five days later, on September 29-one day before the end of FY 2017-the district court issued its first ruling. Plaintiffs had argued that the litigation over EO-2's
entry
restrictions was "irrelevant" to their case about
visas
, J.A. 46, but the district court concluded otherwise. Relying on language equating visas and entry in the courts of appeals decisions affirming the injunctions of EO-2 and the nature of the relief sought in those cases, the district court determined that the Supreme Court's order staying challenges to EO-2's
entry
ban also necessarily stayed challenges to EO-2's effect on
visas
.
P.K.
,
In October 2017, the Supreme Court explained that challenges to the expired entry restrictions of EO-2 were moot.
Trump v. Hawaii
, --- U.S. ----,
While this litigation was ongoing, other plaintiffs challenged the Proclamation's entry ban on grounds similar to those argued to enjoin EO-2. Once again, district courts enjoined that ban, and the courts of appeals affirmed. In June 2018, the Supreme Court held that those plaintiffs were not likely to show that the Proclamation was unlawful.
Hawaii
,
II
We have jurisdiction pursuant to
A federal court's jurisdiction is limited to "Cases or Controversies." U.S. Const. art. III, § 2, cl. 1. A lawsuit becomes moot-and is therefore no longer a "Case" or "Controversy"-"when the issues presented are no longer 'live' or the parties lack a legally cognizable interest in the outcome."
Chafin v. Chafin
,
Under this "demanding standard," plaintiffs' claims are not moot.
See
Tempnology
,
The parties dispute whether the district court may lawfully take steps to grant plaintiffs relief, notwithstanding the fact that FY 2017 is over. This question goes to the merits, and because plaintiffs' argument that the district court may do so is not "so implausible that it is insufficient to preserve jurisdiction," the case is not moot.
Chafin
, 568 U.S. at 174,
Courts are often asked to intervene in disputes over diversity visas, and the end of the selection FY does often render those cases moot. In a straightforward case, a plaintiff who believed the government had erroneously denied her visa or was not processing her application quickly enough would file suit well in advance of the end of the selection FY. If the court agreed, it would order the government to correct the error, the government would timely comply, and the plaintiff would receive her visa before the selection FY ended. More often, the plaintiff files suit
after
the selection FY has ended. Because diversity visas expire when the selection FY ends,
Sometimes a plaintiff files suit before the selection FY ends but the court fails to act on that request until after September 30, at which point the State Department lacks authority to issue a diversity visa sought in the prior fiscal year. Courts have likewise dismissed these cases as moot.
See
Mwasaru v. Napolitano
,
Other cases involve a different twist. The plaintiff files suit and the court grants some relief-but not the visa-before October 1. In such a case, after the selection FY has ended, the court might lawfully take steps to compel the government to process the plaintiff's application and issue her a diversity visa anyway.
That is what happened here. On September 29, the district court ordered the government to reserve unused FY 2017 visa numbers so that, if it turned out that plaintiffs had erroneously been denied their diversity visas, the court could order the government "to process visas [for plaintiffs] past the statutory deadline."
P.K.
,
The question is whether, now that the selection FY has ended, the district court can order the State Department to do anything with the unused visa numbers held in reserve pursuant to the September 29 Order. Following
Chafin
, we hold that this is a merits question in the context of this case. There, a father sought a court order directing the mother of his daughter to return the child to the United States after taking her to live overseas.
Chafin
, 568 U.S. at 173,
It is likewise not "implausible" that the district court here could rely on equity to take steps to compel the issuance of diversity visas, notwithstanding the end of FY 2017. Indeed, the government acknowledges that courts have that power, but in its view, that power is limited to cases like Przhebelskaya and Paunescu in which the court orders the government to process a visa application. By contrast, the district court here ordered the government to hold available visa numbers to potentially process plaintiffs' applications. Because there is no "prior court order that was not complied with," Gov't Br. 37, the court cannot even " arguabl[y] " invoke equity to provide plaintiffs relief, id. at 31, or so the argument goes, see id. at 28-37.
This argument assigns more determinacy to the meaning of the September 29 Order than it can bear, in our view, for purposes of our mootness analysis. That Order instructed the government to "hold [unused] visa numbers to process [p]laintiffs' visa applications in the event the Supreme Court finds [EO-2] to be unlawful." J.A. 112. We hold that the September 29 Order need not be read to limit the authority of the district court to grant additional relief to a scenario in which the Supreme Court finds EO-2 unlawful. 2 Rather, it is at least possible to read that Order as doing one or both of two other things.
First, the Order might simply have preserved the "status quo ... while the legality of [EO-2]" was pending before the Supreme Court, meaning it preserved the district court's ability, as of September 29, to rectify the erroneous denial of plaintiffs' visas based on a legally questionable Guidance Memo or erroneous interpretation of the INA.
See
P.K.
,
On that reading, the September 29 Order left open whether a later judgment would issue and, if so, what it would look like in the event the Supreme Court took any of myriad other tacks-for example, holding that the President could rely on § 1182(f) to restrict entry but not visas, that the
IRAP I
plaintiffs lacked standing, that their claims were nonjusticiable, or that the case must be dismissed as moot, which the district court knew was a possibility on September 29.
See
P.K.
,
That means plaintiffs' claim that further relief is legally available is not "so implausible" as to be "insufficient to preserve jurisdiction."
Chafin
, 568 U.S. at 174,
Three other issues warrant brief discussion. First, the district court concluded
*783
that because the expiration of EO-2 rendered challenges to that order moot, the same was true for plaintiffs' challenges to the Guidance Memo that implemented EO-2, and therefore "this case" was moot.
Almaqrami
,
Furthermore, whether the Memo has expired has no effect on the potential viability of plaintiffs' theories of relief, which we must assume are valid unless they are "wholly insubstantial and frivolous."
Steel Co.
,
Finally, because there is some chance that this relief would be effective at securing plaintiffs' immigration to the United States, their "suit remains live."
Tempnology
,
III
On the present record, this case is not moot. We reverse the order dismissing this case for lack of subject matter jurisdiction and remand it to the district court for further proceedings. 3
So ordered.
A diversity visa applicant who is already living in the United States in another legal status would instead apply to U.S. Citizenship and Immigration Services (USCIS) for adjustment of status. If successful, he receives a lawful permanent resident identification card. There is no need to satisfy the entry requirements. We use the term "diversity visas" to describe both processes.
In the district court's view, that is all it did, and because the Supreme Court never found EO-2 unlawful, the district court concluded that it could not grant plaintiffs further relief.
Almaqrami
,
The government also moved to dismiss plaintiffs' amended complaint as nonjusticiable based on the doctrine of consular nonreviewability and for failure to state a claim under Federal Rule of Civil Procedure 12(b)(6). Mem. of Supporting Points and Authorities at 26-31, 34-39, No. 17-cv-01533 (D.D.C. Oct. 20, 2017), Dkt. No. 53-1. The district court had already rejected the government's consular nonreviewability argument.
P.K.
,
When we reverse the dismissal of a case as moot, our usual practice is to remand for the district court to consider arguments about the merits in the first instance, assuming no other threshold issues exist.
E.g.
,
Judicial Watch, Inc. v. Kerry
,
Related
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