Halderman v. Pennhurst State School & Hospital

834 F. Supp. 757, 1993 U.S. Dist. LEXIS 11723, 1993 WL 342806
CourtDistrict Court, E.D. Pennsylvania
DecidedAugust 17, 1993
DocketCiv. A. 74-1345
StatusPublished
Cited by1 cases

This text of 834 F. Supp. 757 (Halderman v. Pennhurst State School & Hospital) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Halderman v. Pennhurst State School & Hospital, 834 F. Supp. 757, 1993 U.S. Dist. LEXIS 11723, 1993 WL 342806 (E.D. Pa. 1993).

Opinion

MEMORANDUM

RAYMOND J. BRODERICK, District Judge.

In 1974, this action was filed on behalf of the retarded residents of Pennhurst State School and Hospital asserting violations of their constitutional and statutory rights. After eleven years of active litigation including approximately 500 court orders, 28 published opinions and three arguments before the Supreme Court, the parties entered into a Final Settlement Agreement (“FSA”) which was approved and entered as a consent decree and Order of this Court (“Court Decree”) on April 5, 1985. Nevertheless, in the eight years following the entrance of the Court Decree, the plaintiffs have been forced to file several motions for enforcement, necessitated by the actions of the defendants.

In response to one such motion, filed in 1989, the Commonwealth defendants contended that the Court Decree embodied only moral, and not legal, obligations and was unenforceable against them. This Court determined, and the Third Circuit affirmed, that defendants’ contentions were meritless. Halderman v. Pennhurst State School and Hospital, No. 74-1345, 1989 WL 100207, 1989 U.S. Dist. LEXIS 10147 (E.D.Pa. Aug. 28, 1989), aff'd, Halderman v. Pennhurst State School and Hospital, 901 F.2d 311 (3rd Cir.), cert. denied, 498 U.S. 850, 111 S.Ct. 140, 112 L.Ed.2d 107 (1990). In 1991, the Commonwealth defendants filed their own motion, this time contending that, due to alleged changes in constitutional and statutory law, the Court Decree should be modified, making it unenforceable against them. Again this Court determined, and the Third Circuit affirmed, that defendants’ contentions were meritless. Halderman v. Pennhurst State School and Hospital, 784 F.Supp. 215 (E.D.Pa.), aff'd, 977 F.2d 568 (3rd Cir.1992).

Now, within 8 months of the Third Circuit’s rejection of the meritless contentions of the Commonwealth defendants’ 1991 motion, they have filed another motion. In their present motion, the defendants assert that all plaintiffs except the United States should be dismissed from this action based on alleged eleventh amendment claims. This Court notes that dismissal of all plaintiffs except the United States would remove those parties directly affected by the actions of the Commonwealth defendants, leaving only the United States as a party capable of bringing enforcement actions.

Having determined that the Commonwealth defendants’ present contention has no more merit than those they raised in 1989 or in 1991, this Court will deny the Commonwealth defendants’ motion. In doing so, this Court again, as it did in its 1992 opinion, expresses its dismay that the Commonwealth defendants’ motion appears to have been an attempt at delaying full compliance with the Court Decree into which they knowingly and willingly entered in 1985.

The history of the proceedings in this case is lengthy and is set out in summary in this Court’s 1992 opinion, which was filed in response to the Commonwealth defendants’ 1991 motion. Halderman, 784 F.Supp. 215, (E.D.Pa.), aff'd, 977 F.2d 568 (3rd Cir.1992). The proceedings will not be repeated herein except as needed for an understanding of the present posture of this case. In May of 1974, suit was brought as a class action on behalf of former and present residents of Pennhurst State School and Hospital, a state institution for persons with retardation in Spring City, Pennsylvania, against various officials of the *760 Commonwealth of Pennsylvania including those of the Pennhurst State School and Hospital and the Department of Public Welfare. In 1975, the Pennsylvania Association for Retarded Citizens (now ARC/PA), among others, intervened as plaintiffs, adding as defendants the Mental Health/Mental Retardation Administrators of Bucks, Chester, Delaware, Montgomery and Philadelphia Counties. Aso in 1975, the United States of America intervened as a party plaintiff. In November, 1976, the class was certified. The definition of class was amended in 1985, pursuant to the Court Decree, to include only those who were residents of Pennhurst on or after May 30, 1974.

In 1977, after a 32-day trial limited to the issue of liability, this Court made findings of fact and concluded that certain constitutional and statutory rights of the Pennhurst class had been and were being violated. Halderman v. Pennhurst State School and Hospital, 446 F.Supp. 1295 (1977). A summary of this procedural history which followed may be found in this Court’s 1985 opinion, Halderman, 610 F.Supp. 1221, 1225-26 (E.D.Pa.1985). In brief, the defendants appealed to the Third Circuit Court of Appeals, and then to the Supreme Court. On remand from the Supreme Court, the Third Circuit affirmed on different grounds. On appeal, the Supreme Court heard two oral arguments and remanded once again. Throughout, the findings of fact made by this Court in 1977 were never challenged. Among those findings were that Pennhurst was overcrowded, understaffed and without the programs which experts considered necessary for minimally adequate habilitation. (Habilitation is the term of art used to refer to that education, training and care required by retarded individuals to reach their maximum development.) The evidence clearly showed that,, in many instances, life skills that had been possessed by the residents at the time of their admission had been destroyed.

The evidence further showed that the residents of Pennhurst were regularly subjected to a number of dehumanizing practices, including restraints and psychotropic drugs being used as control measures in lieu of adequate staffing. There were hundreds of resident injuries, both major and minor, reported each month, including some reports of beatings and rapes of the residents by staff. As a direct result of abuse, many residents suffered loss of teeth, broken bones, and physical deterioration. Pennhurst was isolated and segregated, with few of the retarded capable of aiding or protecting their fellow residents, or of complaining about their own treatment. Moreover, because routine housekeeping services were not available during evenings and on weekends, it was common to find urine and feces on ward floors over these periods. The average age of the residents was 36, and the average stay at Pennhurst was 21 years.

Following the final remand from the Supreme Court and while the ease was pending before the Third Circuit, the Commonwealth and the County defendants chose to end active litigation and to enter into the FSA with the plaintiffs under the guidance of Judge Rosenn of the Third Circuit Court of Appeals. As stated above, the definition of the plaintiff class was limited to those persons who were residents of Pennhurst on or after May 30, 1974.

This Court reviewed and approved the FSA, and entered it as a Court Decree and Order of this Court on April 5, 1985. Halderman v. Pennhurst State School and Hospital, 610 F.Supp. 1221 (E.D.Pa.1985).

As summarized in this Court’s 1992 opinion, Halderman, 784 F.Supp. at 217-18, the FSA has four components.

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Related

Halderman v. Pennhurst State School & Hospital
995 F. Supp. 534 (E.D. Pennsylvania, 1998)

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834 F. Supp. 757, 1993 U.S. Dist. LEXIS 11723, 1993 WL 342806, Counsel Stack Legal Research, https://law.counselstack.com/opinion/halderman-v-pennhurst-state-school-hospital-paed-1993.