Halderman v. Pennhurst State School & Hospital

566 F. Supp. 185, 1983 U.S. Dist. LEXIS 16302
District Court, E.D. Pennsylvania·Decided June 13, 1983·No. Civ. A. No. 74-1345·Published·Cited by 1 cases

Opinion

MEMORANDUM

RAYMOND J. BRODERICK, District Judge.

Pursuant to the injunctive relief ordered by this Court in 1977 designed to provide the retarded residents of Pennhurst their statutory and constitutional rights, an Individual Habilitation Plan (IHP) was drafted for L.P., a class member. The IHP called for L.P.’s movement from confinement at Pennhurst to a community living facility in Montgomery County. L.P.’s parents initially objected to the placement and demanded a hearing before the Hearing Master established by this Court’s Order of April 24, 1980 as required by the Third Circuit’s first en banc opinion in this case (see 612 F.2d 84, 112 (3d Cir.1979)). Prior to this hearing, the parents withdrew their objections to L.P.’s community habilitation, based in part upon representations made to the parents by the Commonwealth, Montgomery County, and the private care providers obtained by these governmental entities. However, the Hearing Master discovered that, these representations were not in fact accurate and held a hearing to determine whether the parents’ consent had been obtained in violation of due process (Hearing Master’s Report of January 4, 1983 at 2).

After a hearing, the Hearing Master determined that community residence would be more beneficial to L.P. than remaining at Pennhurst, but that, due to the refusal of [186]*186the Commonwealth defendants to provide adequate funding for the private care provider obtained by the County and Commonwealth, L.P. would be unable to receive habilitation and services in accordance with his IHP. The Hearing Master ordered the Commonwealth defendants to reimburse the private care provider at a specified per diem rate for the care and training of L.P. The Commonwealth defendants took exception to the Hearing Master’s Report and Order of January 4, 1983 contending that the per diem rate was too high. Montgomery County and the private care providers’ Shiloh, Inc. and Prospectus, Inc., also took exception to the Hearing Master’s Report, contending that the per diem was too low. This Court held a hearing on the exceptions on April 13, 1983. For the reasons hereinafter set forth, this Court will enter an Order modifying the Hearing Master’s Order. The Court will order that the defendants ensure that L.P. receive habilitation in the community as required by his IHP but will vacate that portion of the Hearing Master’s Order which sets a specified per diem rate of reimbursement to Shiloh and Prospectus.

Before discussing the specifics of L.P.’s situation, some background discussion is in order. In 1977, this Court, after 32 days of trial, set forth findings of fact and conclusions of law which determined that the constitutional and statutory rights of the retarded residents of Pennhurst were being violated by their continued confinement at Pennhurst (see Memorandum of December 23, 1977, 446 F.Supp. 1295)'. The Court instructed the parties to attempt to agree on the form of order necessary to provide to the plaintiff class injunctive relief to ensure that they received their rights as set forth in the Memorandum of December 23, 1977. However, no agreement was forthcoming. On March 17, 1978, this Court entered its original injunctive Order in this case which mandated, inter alia, the movement of Pennhurst residents to appropriate community living facilities where they would receive minimally adequate habilitation in the least restrictive environment. This Order was affirmed but modified by the Third Circuit. The Circuit Court directed that individual determinations be made for each class member as to the appropriate habilitation. As the Circuit Court reasoned, there might be some individuals who “because of advanced age, profound degree of retardation, special needs or for some other reason, will not be able to adjust to life outside of an institution.” (612 F.2d at 114). The Circuit Court therefore remanded the case to this Court for individual determinations “as to the appropriateness of an improved Pennhurst for each such patient.” (612 F.2d at 114). In so doing, the Third Circuit directed that “the court or the Master should engage a presumption in favor of placing individuals” in the community. (612 F.2d at 115). As suggested by the Third Circuit, this Court established the Hearing Master for the purpose of making individual determinations when necessary. (See Order of April 24, 1980).

After the Third Circuit’s 1979 en banc opinion in this case, certiorari was granted on June 10, 1980. On April 20, 1981, the United States Supreme Court reversed the Third Circuit’s determination that the Bill of Rights for the Handicapped contained in the Developmentally Disabled Assistance and Bill of Rights Act, 42 U.S.C. § 6010, created in favor of the mentally retarded a substantive right to appropriate habilitation and treatment in the least restrictive environment. The Supreme Court remanded this case to the Third Circuit for consideration of the federal constitutional and Statutory issues, as well as the state law questions raised by this Court in its December 23,1977 decision. (See 451 U.S. 1, 101 S.Ct. 1531, 1546-47, 67 L.Ed.2d 694).

On February 26, 1982, the Third Circuit, pursuant to the Supreme Court’s remand, issued its second en banc decision in this case. The Third Circuit again affirmed, holding that Pennsylvania’s Mental Health/Mental Retardation Act of 1966, 50 Pa.Stat.Ann. §§ 4101-4704 (Purdon 1969), granted Pennsylvania’s retarded citizens the right to adequate habilitation in the least retrictive environment. (See 673 F.2d 628 (3rd Cir.1982)). The Third Circuit again [187]*187affirmed the injunctive relief ordered by this Court on March 17, 1978 as amended in the Order of April 24, 1980. Although the Supreme Court again granted certiorari on June 21, 1982, there is no stay of this Court’s Orders mandating the community placement of those Pennhurst residents whose individual habilitation plans require community living facilities in order to provide them minimally adequate habilitation.

Thus, pursuant to the Court’s injunctive Orders, a planning and assessment team composed of mental retardation professionals, including L.P.’s case manager who is an employee of Montgomery County, and Pennhurst staff professionals, who are state employees, prepared an IHP for L.P. L.P.’s parents, Mr. and Mrs. A.P., were also involved at every stage of the planning and review process, as required by this Court’s Order of April 24,1980. The plan provided that L.P. should be transferred to a community living facility in Montgomery County and that he receive a specified level of services, staffing care, and habilitation while at the community home. L.P.’s IHP also called for him to receive habilitation, training, and education during the day from a “day program provider”. The community residence to which L.P. was transferred was to be administered by Shiloh, Inc., a private contract provider selected by the county and approved by the Commonwealth. Shiloh had subcontracted with Prospectus, Inc. to provide L.P.’s day-care programs.

The Commonwealth of Pennsylvania, through the Pennhurst Implementation Team’s Special Management Unit, which is a division of the state Department of Public Welfare’s Office of Mental Retardation (DPW/OMR), approved L.P.’s IHP and found it to be more beneficial to L.P.’s habilitation than continued confinement at Pennhurst. Montgomery County also approved of L.P.’s IHP.

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Halderman v. Pennhurst State School & Hospital, 566 F. Supp. 185, 1983 U.S. Dist. LEXIS 16302 (E.D. Pa. 1983).

566 F. Supp. 185 (Halderman v. Pennhurst State School & Hospital) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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