Hafeman v. Google LLC

Court of Appeals for the Federal Circuit·Decided June 5, 2026·No. 24-1600·Published

Opinion

United States Court of Appeals for the Federal Circuit

CAROLYN W. HAFEMAN,

Appellant

v.

GOOGLE LLC, MICROSOFT CORPORATION, Appellees

JOHN A. SQUIRES, UNDER SECRETARY OF COMMERCE FOR INTELLECTUAL PROPERTY AND DIRECTOR OF THE UNITED STATES PATENT AND TRADEMARK OFFICE, Intervenor

2024-1600, 2024-1601, 2024-1602, 2024-1603, 2024-1604, 2024-1605

Appeals from the United States Patent and Trademark Office, Patent Trial and Appeal Board in Nos. IPR2022- 01188, IPR2022-01189, IPR2022-01190, IPR2022-01191, IPR2022-01192, IPR2022-01193.

Decided: June 5, 2026

LAWRENCE MILTON HADLEY, Glaser Weil Fink Howard Jordan & Shapiro LLP, Los Angeles, CA, argued for appellant . Also represented by JASON LINGER, STEPHEN UNDERWOOD.

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ANDREW BALUCH, Smith Baluch LLP, Washington, DC, argued for appellees. Appellee Google LLC also represented by ELIZABETH LAUGHTON, MATTHEW A. SMITH.

CARRIE ANNE BEYER, Faegre Drinker Biddle & Reath LLP, Chicago, IL, for appellee Microsoft Corporation. Also represented by BRIANNA LYNN SILVERSTEIN, Washington, DC; KIRSTIN STOLL-DEBELL, Denver, CO.

SHEHLA WYNNE, Office of the Solicitor, United States Patent and Trademark Office, Alexandria, VA, argued for intervenor. Also represented by NICHOLAS THEODORE MATICH, IV, ROBERT J. MCMANUS, MAUREEN DONOVAN QUELER.

Before DYK, HUGHES, and STOLL, Circuit Judges.

HUGHES, Circuit Judge.

Carolyn Hafeman appeals from final written decisions of the Patent Trial and Appeal Board in inter partes reviews of U.S. Patent Nos. 10,325,122; 10,789,393; and 9,892,287. The Board concluded that all challenged claims were unpatentable. For the reasons below, we dismiss-inpart and affirm-in-part.

I

A

Ms. Hafeman owns U.S. Patent Nos. 10,325,122;

10,789,393; and 9,892,287 (collectively, the Challenged Patents ), which are part of the same family and share a common specification. The ’122 patent, which is representative for purposes of this appeal, generally relates “to the return of lost or stolen computers using a recovery screen that appears during or after boot-up of the computer.” ’122 Patent, 1:25–27. Specifically, it describes methods for “displaying

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information to assist with returning a computer to its owner,” comprised of “activating a computer” and then automatically displaying a return screen containing information stored in the computer’s memory regarding the computer’s owner and how the computer may be returned to the owner. Id. 4:1–10; see also id. 3:30–38, 5:28–31. Figure 3 is a flow chart capturing an embodiment of the claimed method:

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Id. fig. 3. This embodiment requires first powering on the computer, after which the recovery/return information is automatically displayed either prior to, or alongside, the login screen. Id. Claim 1 is representative on appeal and recites:

1. A method for displaying information to assist with returning a computer comprising the steps of:

activating a processor to display on a display screen on the computer which displays information concerning return information for returning the computer to an owner from data stored in a memory of the computer, the screen displaying return information before or with a lock screen, to facilitate return of the computer and which is maintained on or before or with the lock screen so the return information is visible to anyone viewing the display screen, the lock screen locks the display screen and protects the computer;

initiating or changing return information which appears on the display through remote communication without assistance by a user with the computer, wherein the changing of the return information is done through an interactive program stored in the memory of the computer which is remotely accessed only by the owner of the computer or the party authorized by the owner to enable the initiating or changing of the display screen;

displaying the screen before or with a security prompt which prevents the user from accessing operatively the computer; and activating the processor to allow a message to the user.

HAFEMAN v. GOOGLE LLC 5

Id. claim 1 (emphasis added). Critical to this appeal is the claimed step of “initiating or changing return information which appears on the display through remote communication without assistance by a user with the computer” (the “without assistance” limitation). Id. (emphasis added).

B

In July 2021, Ms. Hafeman filed suit against LG Electronics Inc. in the United States District Court for the Western District of Texas, alleging infringement of the three Challenged Patents (the LG Litigation). The accused infringing products were LG-made phones, tablets, and laptops that were sold with pre-loaded Google or Microsoft “Find My Device” features.

In July 2022, Google and Microsoft filed six IPR petitions against the Challenged Patents, naming LG as a real party in interest. Google and Microsoft filed two IPR petitions against each of the three Challenged Patents: One petition attacked the priority dates of each of the Challenged Patents and asserted prior art based on the assumption of a post-America Invents Act (AIA) priority date. The other petition assumed the accuracy of the earlier claimed priority dates and argued the claims of each of the Challenged Patents were still unpatentable based on pre-AIA prior art. Ms. Hafeman opposed institution, arguing that pursuant to the then-Director’s guidance, 1 institution should be denied given the existence of a parallel district court proceeding , the LG Litigation, involving the same patents and

1 USPTO Director Vidal, Interim Procedure for Discretionary Denials in AIA Post-Grant Proceedings with Parallel District Court Litigation (issued June 21, 2022) (rescinded Feb. 28, 2025) (Director Guidance), https:// www.uspto.gov/sites/default/files/documents/interim_proc _discretionary_denials_aia_parallel_district_court_litigation _memo_20220621_.pdf [https://perma.cc/7CJ5-JRSG].

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presenting overlapping issues. See J.A. 8018–31. She emphasized that there had already been significant investments in the district court litigation, trial was imminent, and that there was no agreement between the parties to minimize duplication of efforts between the district court and Board proceedings, all of which supported denying institution .

After Ms. Hafeman filed her opposition to Google and Microsoft’s IPR petitions, LG served her with a so-called “Sotera stipulation” in the LG Litigation. See J.A. 4375 (citing Sotera Wireless, Inc. v. Masimo Corp., IPR2020-01019, Paper 12 at 18–19 (P.T.A.B. Dec. 1, 2020)). In it, LG represented that, if any of the IPRs were to be instituted, LG would not pursue in the parallel district court proceeding “any ground that [Google or Microsoft] raised or reasonably could have raised” in the IPRs. Id. (alteration in original) (quoting 35 U.S.C. § 315(e)). Google and Microsoft then argued that LG’s stipulation eliminated efficiency concerns because LG was named as a real party in interest in the IPR proceedings and because there was no risk that additional parties would be added to the district court litigation who would not be bound by the stipulation because the deadline for adding parties had passed. Thus, in light of the Director’s guidance representing that the Board would not “discretionarily deny institution in view of parallel district court litigation where a petitioner presents [such] a stipulation ,” Google and Microsoft argued that institution was appropriate. Director Guidance at 3; see J.A. 8066–67.

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