H ENRY R. T AVARES v. Anthony J. Principi

18 Vet. App. 131, 2004 U.S. Vet. App. LEXIS 371, 2004 WL 1405645
CourtUnited States Court of Appeals for Veterans Claims
DecidedJune 24, 2004
Docket02-799
StatusPublished
Cited by5 cases

This text of 18 Vet. App. 131 (H ENRY R. T AVARES v. Anthony J. Principi) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
H ENRY R. T AVARES v. Anthony J. Principi, 18 Vet. App. 131, 2004 U.S. Vet. App. LEXIS 371, 2004 WL 1405645 (Cal. 2004).

Opinions

KRAMER, Chief Judge, filed the opinion of the Court. KASOLD, Judge, filed a dissenting opinion.

KRAMER, Chief Judge:

Before the Court is the issue of whether the appellant filed a timely Notice of Appeal (NOA) from a January 18, 2002, Board of Veterans’ Appeals (Board or BVA) decision. For the reasons that follow, the Court will dismiss for lack of jurisdiction this appeal.

I. Procedural History and the Parties’ Pleadings

On June 5, 2002, the appellant filed pro se an NOA as to the January 18, 2002, BVA decision in which the Board, inter alia, denied entitlement to service connection for residuals of exposure to hallucinogenic substances, including paranoia, depression, back problems, total intolerance to stress with depression and mania, hyper-excitability, catatonia, violent tendencies, brain wave changes, and lack of equilibrium. The Court notes that it received the NOA 138 days after the date that the Board mailed notice of its decision. The Clerk of the Court (Clerk), on June 12, 2002, ordered the appellant to explain why his appeal should not be dismissed for lack of jurisdiction. The appellant filed a response in which he asserts that he believed that Mr. Alfonzo Padilla of the San Diego, California, VA Regional Office (RO) had

“attended to” the appellant’s appeal “shortly after [notice of] the BVA decision” was received and that, at that same time, the appellant had “mailed an appeal letter into [the Court] ... as [he has] a tendency to be redundant.” Appellant’s June 2002 Response (Resp.) at 1. In this response, the appellant further asserts that (1) since January 2002, he had been in contact with Mr. Padilla on numerous occasions regarding this appeal; (2) after he received a copy of the BVA decision, he visited the San Diego RO and showed the decision to Mr. Padilla, who “vowed to work on [the appellant’s] appeal from a different angle”; and (3) Mr. Padilla expressed that he would “get [the appellant’s appeal] to [the Court] in a timely fashion.” Id. at 1-2. Further, the appellant asserts that in April 2002 he telephoned Mr. Padilla in order to check on the status of the appeal; in May 2002, he again telephoned Mr. Padilla in order to check on the status of his appeal; and during the May 2002 telephone conversation, Mr. Padilla informed him that “it would take between [eight] to [nine] months before [the appellant] heard back [from the Court].” Id.

Additionally, the appellant asserts that, on June 5, 2002, he met with Mr. Padilla, who explained to the appellant that he would need to sign some papers with regard to the processing of his appeal, and that Mr. Padilla related that he never had processed an appeal to the Court in the past. Id. at 3. On that same date, the appellant asserts, Mr. Padilla requested that the appellant complete a Declaration of Financial Hardship form and an NOA and Mr. Padilla stated that he would send with the NOA a letter on the appellant’s behalf. Id. Finally, the appellant relates that he received his docket number on June 8, 2002; that Mr. Padilla “had assured [the appellant] that [his] case had been docketed all along[;] and [that Mr. [133]*133Padilla had assured him] that [he] had nothing left to do but wait.” Id. at 2. The Clerk, noting that the appellant’s NOA had been received via facsimile from the San Diego RO, ordered a Secretarial response and stayed proceedings.

In July 2002, the appellant filed an addendum to his June 2002 response. In this addendum, the appellant states that “it is [his] position that the deadline for filing [his NOA] was tolled when [he] was repeatedly informed (including in writing ...) by a highly! ]placed VA employee that [VA] was filing a[n NOA] with the [Court] on [his] behalf.” July 8, 2002, Addendum at 1. He argues that he relied on VA to assist him in the filing of his appeal and that the Secretary should not benefit from his unclean hands. Id. Attached to this addendum is a copy of an electronic communication (e-mail) exchange, dated June 5 and 6, 2002, between the appellant and Mr. Padilla. The appellant’s June 5, 2002, email to Mr. Padilla reflects that the appellant was confirming with Mr. Padilla that “[t]hose two letters” were mailed via certified mail, return receipt requested, and the e-mail contains two U.S. Postal Service (USPS) envelope tracking numbers. July 8, 2002, Addendum, Exhibit (Ex.) 1. The Court presumes that in that e-mail the appellant was referring to the above-mentioned June 2002 NOA and Declaration of Financial Hardship form. (The Court notes that one of the USPS tracking numbers reflected in the appellant’s June 2002 e-mail corresponds to a USPS tracking number imprinted on an envelope containing a duplicate copy of the appellant’s June 5, 2002, NOA; that copy was received by the Court after it received the June 5, 2002, NOA that had been transmitted via facsimile.) In his June 6, 2002, e-mail response, Mr. Padilla stated:

The letter just has to be post[ ]marked before the 16th and that has already been done (your receipt is the post[ ]mark). Also, I have a report from the [facsimile] machine that shows that it was received by the [C]lerk at [the Court.] Whenever you’re in town[,] I’ll give you a copy[.]

Id.

On September 11, 2002, the Court received from the appellant further correspondence in which he, inter alia, reiterates his previous arguments; he attached to that correspondence (1) a copy of the June 5 and 6, 2002, e-mail exchange with Mr. Padilla, and (2) copies of telephone bills, dated from February to June 2002, reflecting numerous telephone calls to Mr. Padilla’s office telephone. September 11, 2002, Supplemental Correspondence (Corr.) at 1-3, Ex. 2, 4. Included in the correspondence is a statement of Mrs. Brenda Tavares, wife of the appellant, in which statement she essentially attests to the veracity of the appellant’s asserted version of events. Id. The United States Court of Appeals for the Federal Circuit (Federal Circuit), on September 16, 2002, issued its decision in Jaquay v. Principi, 304 F.3d 1276 (Fed.Cir.2002) (en banc).

On September 17, 2002, the Secretary filed his response with the Court. He argues that the appellant’s NOA is untimely; that there is no evidence that the appellant filed an NOA prior to the expiration of the judicial-appeal period; and that equitable tolling is not warranted because Mr. Padilla’s actions and statements did not induce the appellant into allowing the filing deadline to pass. Secretary’s Resp. at 2-4. In support of his arguments, the Secretary attached to his response a Declaration from Mr. Padilla. In his Declaration, Mr. Padilla stated that he is a Management Analyst and Community Affairs Officer at the San Diego RO. Declaration [134]*134at 1. Mr. Padilla’s Declaration reflects that, in late January 2002, he had met with the appellant regarding the January 2002 BVA decision and had explained to the appellant his appellate rights and the Court’s procedures. Id. Mr. Padilla’s Declaration further reflects that, although the appellant had asked Mr. Padilla to file his appeal “when [the appellant] completed the paperwork,” Mr. Padilla had declined and had explained that only the appellant could complete the Court’s procedures. Id. at 1-2. In his Declaration, Mr. Padilla acknowledged that, during their January 2002 meeting, he had informed the appellant that he would ensure that the appellant’s “[claims] file was ready for a request from the [Court].” Id. at 2.

According to Mr.

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Cite This Page — Counsel Stack

Bluebook (online)
18 Vet. App. 131, 2004 U.S. Vet. App. LEXIS 371, 2004 WL 1405645, Counsel Stack Legal Research, https://law.counselstack.com/opinion/h-enry-r-t-avares-v-anthony-j-principi-cavc-2004.