Guzman v. Labor Commission

2015 UT App 310, 365 P.3d 725, 803 Utah Adv. Rep. 24, 2015 Utah LEXIS 299, 2015 Utah App. LEXIS 327, 2015 WL 9589106
CourtCourt of Appeals of Utah
DecidedDecember 31, 2015
Docket20140662-CA
StatusPublished
Cited by1 cases

This text of 2015 UT App 310 (Guzman v. Labor Commission) is published on Counsel Stack Legal Research, covering Court of Appeals of Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Guzman v. Labor Commission, 2015 UT App 310, 365 P.3d 725, 803 Utah Adv. Rep. 24, 2015 Utah LEXIS 299, 2015 Utah App. LEXIS 327, 2015 WL 9589106 (Utah Ct. App. 2015).

Opinion

Memorandum Decision

TOOMEY, Judge:

T1 Socorro Guzman seeks judicial review of the Utah Labor Commission's Appeals Board's (the Board) denial of permanent total disability benefits, Because the Board erred in determining that Guzman's impairments do not limit his ability to do basic work activities, we set aside its order and remand for further proceedings consistent with this decision.

BACKGROUND

{ 2 In 2008, while working for Circle Four Farms, Guzman was "forcefully butted" by a three- to four-hundred-pound boar. He was thrown and landed on the cement floor of the pen, injuring his lower back and right hip. Although Guzman continued to work after the accident, his low-back pain worsened and he ultimately stopped working in July 2009. He has not been gainfully employed since.

3 In 2011, Guzman applied for permanent total disability benefits under Utah's Workers' Compensation Act. To establish entitle ment to these benefits, an employee must demonstrate, by a preponderance of the evidence, that "(i) the employee sustained a significant impairment or combination of impairments as a result of the industrial accident ...; (i) the employee has a permanent, total disability; and (Mi) the industrial accident ... is the direct cause of the employee's permanent total disability." Utah Code Ann. § 34A-2-413(1)(b) (LexisNexis 2011). Further, to establish the existence of a permanent total disability under subsection 34A-2-413(1)(b)(ii), the employee must also prove, among other things, that

(ii) the employee has an impairment or combination of impairments that limit the employee's ability to do basic work activities ... [and]
(iv) the employee cannot perform other work reasonably available. ...

Id. § 34A-2-413(1)(c).

T 4 Guzman sought evaluation of and treatment for his low-back pain. In support of his application for benefits, he included medical records, physical therapy notes, and a vocational assessment from Dr. Ding Galli, a certified rehabilitation counselor. As the Board indicated, one doctor determined that, because of his impairments, Guzman would be " 'unable to go back to work.'" Another doe-tor later determined that he could return to work but not without modification to his job duties. Furthermore, Dr. Galli opined that Guzman is no longer capable of working in his past jobs, has no transferable skills, and is not likely to be able to perform other work reasonably available because of his age, limited education, and limited ability to communicate in English,

1 5 In adjudicating Guzman's claim, an Administrative Law Judge (ALJ) referred the medical aspects of the case to an independent medical panel. In response, the panel briefly 3 answered the ALJ's three specific questions. In particular, it determined that "the principle condition caused by the industrial accident ... is a herniated dise." It noted that there was medical evidence that other *728 impairments had a bearing on Guzman's overall functional capacity, including "chronic cervical pain, bilateral shoulder pain, and generalized deconditioning." The panel then set forth some restrictions related to his condition. - Specifically, it determined that Guzman could not lift more than forty pounds on an occasional basis; could not lift more than twenty to thirty pounds frequent ly; and could not repetitively bend, stoop, or squat. ~ It also determined he was limited in his ability to perform overhead work or forceful work with his arms above the level of his shoulders or away from his body. Finally, in response to the ALJ's question about whether Guzman was able to work eight-hour days for forty hours per week, the panel answered, "Guzman is capable of working the aforesaid hours each day/week in a llght to medium work capacity."

1 6 Although 'the ALJ approved Guzman's claim for permanent total disability benefits, the Board reversed that decision. In analyzing whether Guzman met his burden to demonstrate permanent total disability, the Board concluded that, although his impairments prevent him from performing the essential functions of the work activities for which he has 'been qualified, see Utah Code Ann. § 34A-2-413(1)(c)(iii), his impairments do not limit his ability to do basic work activities, id. § 34A-2-413(1)(c)(ii). Based in part on that conclusion, the Board went beyond the findings in the medical panel's report and also determined that Guzman's impairments do not prevent him from performing. other work reasonably available. 4 Id. § 34A-2-413(1)(c)(iv).

ANALYSIS

17 On judicial review of the Board's decision, Guzman argues the Board applied incorrect legal standards when it concluded he had not met his burden to establish the existence of a permanent total disability. He also argues the Board's determinations are not supported by the evidence in the record, We review the Board's application and mterpretatlon of the law for correctness, Prows v. Labor Comm'n, 2014 UT App 196, 6, 333 P.3d 1261, but we will not disturb its factual findings unless the petitioner demonstrates that a finding is not supported by substantial evidence based on the record as a whole, see Murray v. Labor Comm'n, 2013 UT 38, ¶ 19, 308 P.3d 461. See also Utah Code Ann. § 63G-4-403(4)(g) (LexisNexis 2014) (requiring an appellate court to grant relief in an appeal of agency action if an agency's finding of fact "is not supported by substantial evidence"). "An administrative law decision meets the substantial evidence test when a reasonable mind might accept as adequate the evidence supporting the decision." - Martinez v. Media-Paymaster Plus/Church of Jesus Christ of Latter-Day Saints, 2007 UT 42, ¶ 35, 164 P.3d 384 (citation and internal quotation marks omitted).

T8 As a threshold matter, the respondents contend that because Guzman did not provide a transcnpt of the evidentiary hearing held before the ALJ, the record is inadequate and this court therefore "cannot properly review the evidence below." We disagree. - Although we recognize that failure to include the transcript of the hearing puts Guzman at a tactical disadvantage because he cannot adequately challenge all of the factual findings, there is enough evidence in the record to decide the major issues in this case. Cf. State v. Nielsen, 2014 UT 10, ¶¶ 42-44, 326 P.3d 645 (reiterating that the appellate court's focus should be on the merits of a case, even considering some arguable deficiency in the appellant's duty of marshaling). Indeed, to the extent that Guzman challenges the Board's factual findings, he has provided the pertinent medical records, the ALJ's and the Board's orders, the medical panel's report, and his vocational assessment. - Accordingly, considering the record as a whole, we review Guzman's arguments.

T9 Guzman first contends the Board erred in concluding his impairments do not limit his ability to perform basic work activities, Specifically, he argues that "while [his impairments] do not prove a complete inabili *729

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Watson v. Labor Commission
2020 UT App 170 (Court of Appeals of Utah, 2020)

Cite This Page — Counsel Stack

Bluebook (online)
2015 UT App 310, 365 P.3d 725, 803 Utah Adv. Rep. 24, 2015 Utah LEXIS 299, 2015 Utah App. LEXIS 327, 2015 WL 9589106, Counsel Stack Legal Research, https://law.counselstack.com/opinion/guzman-v-labor-commission-utahctapp-2015.