Grossman v. State

457 P.2d 226, 1969 Alas. LEXIS 192
CourtAlaska Supreme Court
DecidedJuly 21, 1969
Docket1015
StatusPublished
Cited by89 cases

This text of 457 P.2d 226 (Grossman v. State) is published on Counsel Stack Legal Research, covering Alaska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Grossman v. State, 457 P.2d 226, 1969 Alas. LEXIS 192 (Ala. 1969).

Opinions

OPINION

CONNOR, Justice.

This appeal raises the question of whether the evidence before the court below required a finding of entrapment as a matter of law.

Appellant was indicted for selling morphine to an undercover agent of the Alaska State Police.1 She pleaded not guilty, was tried by a jury, and was convicted and sentenced upon a verdict of guilty. At the close of the prosecution’s case, her counsel moved for a judgment of acquittal2 on the ground that the evidence required a finding of entrapment as a matter of law. The motion was denied and the issue [227]*227of entrapment was submitted to the jury, which found against appellant. Appellant does not question the adequacy of the instructions, nor has she raised any question about the burden of proof concerning entrapment. These and certain other questions concerning the defense of entrapment are not, therefore, before us.

Although some authorities regard the defense of entrapment as a relatively simple concept,3 many outstanding jurists have had difficulty in stating a workable or rational set of rules for its application. The doctrine of entrapment has occupied an identifiable position in our law for over 50 years,4 having evolved from earlier decisions covering unconscionable deceit or activity by the police.5

It is plain enough that the underlying basis of entrapment is found in public policy, as discerned and announced by the courts. As Judge Learned Hand perceptively observed in United States v. Becker, 62 F.2d 1007, 1009 (2d Cir. 1933),

“The whole doctrine derives from a spontaneous moral revulsion against using the powers of government to beguile innocent, though ductile, persons into lapses which they might otherwise resist.”

A similar notion was expressed in Butts v. United States, 273 F. 35, 38 (8th Cir. 1921), where the court said,

“[I]t is unconscionable, contrary to public policy, and to the established law of the land to punish a man for the commission of an offense of the like of which he had never been guilty, either in thought or in deed, and evidently never would have been guilty of if the officers of the law had not inspired, incited, persuaded and lured him to attempt to commit it.”

It is in the attempt to state more precise standards that trouble has been encountered. In Sorrells v. United States, 287 U.S. 435, 53 S.Ct. 210, 77 L.Ed. 413 (1932), the majority opinion viewed entrapment as an implied statutory condition that one who has been entrapped shall not be convicted of violating the statute. It held that the defense of entrapment should be treated as a matter of law when the facts are substantially undisputed, but as a question of fact for the jury when the evidence is more conflicting. The court stated that the officers of government may afford opportunities to commit crime, may employ artifice and stratagems to catch persons engaged in criminal enterprise, but they cannot implant in the mind of an innocent person the disposition to commit the alleged offense and induce its commission in order that they may prosecute.6

The court emphasized that entrapment applies only when the criminal conduct is “the product of the creative activity” of the government agents.7 It held that the determination in each case should focus on whether the particular defendant was predisposed to commit the crime or was an otherwise innocent person who would not have erred except for the persuasion of the government’s agents. This permits a searching inquiry into the conduct and motivations of both the officers and the defendant, including the past conduct of the defendant in committing similar crimes, and the general activities and character of the defendant.

In a separate opinion by Mr. Justice Roberts, who was joined by Brandéis and Stone, JJ., it was urged that entrapment in all cases should be determined by the [228]*228trial court as a matter of law. He did not regard entrapment as a true defense but as an analogue of the principle in civil actions that the courts will refuse their aid in perpetrating or consummating an illegal scheme. He saw entrapment as based on public policy which protects the purity of government and its processes, and not as an implied statutory condition to be attributed to congressional intent.

Because the effect of the Sorrells decision was to focus inquiry upon the particular mental and character traits of the defendant, it has been labeled by some as a “subjective” test.

The outlines of the Sorrells approach were stated by Judge Learned Hand in United States v. Becker, 62 F.2d 1007 (2d Cir. 1933). There is little that could be added to his summary to express the state of the law under Sorrells today. In his analysis the inquiry turns on whether the government instigation of a crime is excusable. He observed,

“The only excuses that courts have suggested so far as we can find, are these: an existing course of similar criminal conduct; the accused’s already formed design to commit the crime or similar crimes; his willingness to do so, as evinced by ready complaisance. The decisions are plentiful, but the judges generally content themselves with deciding the case upon the evidence before them; we have been unable to extract from them any definite doctrine, and it seems unprofitable once more to merely catalogue the citations. However, it has been uniformly held that when the accused is continuously engaged in the proscribed conduct, it is permissible to provoke him to a particular violation which will be no more than an instance in a uniform series.” 62 F.2d, at 1008.

The majority opinion in Sorrells was reaffirmed in Sherman v. United States, 356 U.S. 369, 78 S.Ct. 819, 2 L.Ed.2d 848 (1958). But four members of the court, speaking through Mr. Justice Frankfurter, took issue with the majority and with the majority in the Sorrells case. They proposed an objective test of whether the police activity falls below standards of fair and honorable administration of justice. The standards of honorable administration of justice would depend upon the effect of the officer’s inducements upon an average person, and not upon the particular defendant in each case. The determination would not be made by the jury. The standards themselves would be evolved gradually in accumulative precedents. The effect would be to check police activity in a manner similar to the exclusionary rules that apply to search and seizure, custodial interrogation, and confessions.

The minority opinion in Sherman dealt with both the policy behind the law of entrapment and the way in which that policy can best be effectuated:

“The courts refuse to convict an entrapped defendant, not because his conduct falls outside the proscription of the statute, but because, even if his guilt be admitted, the methods employed on behalf of the Government to bring about conviction cannot be countenanced.

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Bluebook (online)
457 P.2d 226, 1969 Alas. LEXIS 192, Counsel Stack Legal Research, https://law.counselstack.com/opinion/grossman-v-state-alaska-1969.