Grievance Administrator v. Fink

612 N.W.2d 397, 462 Mich. 198
CourtMichigan Supreme Court
DecidedJune 27, 2000
Docket113566, Calendar No. 12
StatusPublished

This text of 612 N.W.2d 397 (Grievance Administrator v. Fink) is published on Counsel Stack Legal Research, covering Michigan Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Grievance Administrator v. Fink, 612 N.W.2d 397, 462 Mich. 198 (Mich. 2000).

Opinion

Taylor, J.

At issue is the appropriate discipline for an attorney’s assault of a witness at a deposition. In light of our recent decision in Grievance Administra *199 tor v Lopatin, 462 Mich 235; 612 NW2d 120 (2000), adopting on an interim basis the American Bar Association’s (aba) standards for imposing lawyer sanctions, we remand this matter to the Attorney Discipline Board (adb) for a determination of the appropriate sanction.

Respondent Arnold Fink was an attorney with the Lopatin, Miller law firm. He gave partner Sheldon Miller a stock tip. Respondent did not inform Miller that he made a commission on Miller’s purchase of the stock. The investment performed poorly.

Miller filed an action against respondent for breach of fiduciary duty in connection with the stock purchase. After a contentious September 12, 1991, motion hearing, Miller told respondent that he was fired. Respondent nonetheless returned to work to prepare for an out-of-state deposition scheduled for the next day. When Miller returned to the office, he allegedly choked respondent and threatened to kill him. Miller rescinded the termination and respondent continued working with the firm until January, 1992.

Miller was charged in Detroit Recorder’s Court in connection with this assault and entered a guilty plea, but it was taken under advisement. The criminal charges were ultimately dismissed. The Grievance Administrator filed a formal complaint against Miller for the assault, but the hearing panel dismissed it, finding it to be “without credible factual basis.” No petition for review was filed with the adb.

The present charges arise out of a deposition of Miller, held on August 8, 1995. Respondent, representing himself, was questioning Miller. There was a good deal of friction between respondent and Miller. The deposition fell apart with the following exchange:

*200 Q. [By respondent, representing himself] So if Arnold Fink told you that Share Data would be bought at two dollars a share, and now you go ahead and enter into an entirely different purchase, how is it that you’re blaming Mr. Fink?
A. [by Miller] Read my complaint, Mr. Fink.
Q. Sir, how is it you’re blaming Mr. Fink. Answer the question.
A. Because the lying stinking son-of-a-b_took a kick-
back of three hundred and seventy-five thousand dollars, that’s how.
Q. Sit the f_down. Don’t you raise your voice at me.
A. You asked a question; you got the answer.
Q. Sit down.
A. Tell me to.
Q. Sit down.
Mr. Schwartz [Miller’s attorney]: Gentlemen, gentlemen—come on.
Q. I’ll tear your f_ing head off. Sit down.
A. Oh, come on, come on, threaten me.
Mr. Schwartz: Stop.
A. Oh, come on, threaten me.
Q. You’re—all right, that’s it.
Mr. Schwartz: Call the police.
Q. You c_-sucker.
Mr. Schwartz: Call the police. Get out of here. Stop it. Both of you stop it.
[Off the record.]
Mr. Schwartz: This deposition is over. That’s it. I want a record. The deposition is over. Mr. Fink came around the table to where Mr. Miller was. Mr. Fink attacked Mr. Miller. Mr. Fink choked Mr. Miller and shoved him to the ground, knocking over the chair that Mr. Miller was on . . .
Mr. Fink: Yeah right.
Mr. Schwartz: . . . and he started to try to strangle Mr. Miller. I tried to separate . . .
Mr. Fink: In your dreams.
Mr. Schwartz: . . . them and he refused to get off.
*201 Mr. Fink: In your dreams.

Respondent later testified about this incident. He explained that Miller, who enjoyed a clear size advantage, 1 cursed at him and stood and leaned over the table during the deposition. Respondent acknowledged that he “just lost it” and “came around the table and shoved [Miller].” He disagreed with Schwartz’s description of the events as set forth in the transcript. Respondent testified that he shoved Miller and that Miller went over the chair, but that he did not hit, strangle, or choke Miller.

Respondent was charged with misdemeanor assault and battery for this conduct. On April 10, 1996, he pleaded guilty to this charge. 2 He was fined, placed on probation, and was required to perform community service.

In August 1996, the Grievance Administrator filed the judgment of conviction. The hearing panel initially issued an order of dismissal on December 12, 1996. On July 30, 1997, the adb issued an order of remand for a hearing in accordance with Grievance Administrator v Deutch, 455 Mich 149; 565 NW2d 369 (1997), which held that proceedings initiated by a valid judgment of conviction could not be dismissed. On January 15, 1998, the hearing panel issued an order imposing no discipline. It noted respondent’s testimony admitting the altercation and explaining that “there had been a long history of acrimony preceding the deposition and that Mr. Miller had threatened him *202 in the past.” It noted that respondent denied that he had choked Miller or shoved him to the ground (as Miller’s attorney stated in the deposition transcript). It also noted that respondent had two prior disciplines, but that neither involved assaultive behavior. It then concluded that no discipline was warranted for the following reasons: the exchange of insults and scuffle at the deposition were remote to the administration of justice, respondent’s misconduct appeared to have been provoked by Miller, the conduct of respondent and Miller had been “substantially equivalent,” and the misconduct was “in the nature of a personal lapse of control by two lawyers . . . who should have known better . . .

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Related

Grievance Administrator v. Deutch
565 N.W.2d 369 (Michigan Supreme Court, 1997)
Grievance Administrator v. Lopatin
612 N.W.2d 120 (Michigan Supreme Court, 2000)

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Bluebook (online)
612 N.W.2d 397, 462 Mich. 198, Counsel Stack Legal Research, https://law.counselstack.com/opinion/grievance-administrator-v-fink-mich-2000.