Greenwich Collieries v. Director, Office of Workers' Compensation Programs, United States Department of Labor, and Andrew Ondecko

990 F.2d 730, 1993 U.S. App. LEXIS 5595, 1993 WL 79413
CourtCourt of Appeals for the Third Circuit
DecidedMarch 23, 1993
Docket92-3270
StatusPublished
Cited by46 cases

This text of 990 F.2d 730 (Greenwich Collieries v. Director, Office of Workers' Compensation Programs, United States Department of Labor, and Andrew Ondecko) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Greenwich Collieries v. Director, Office of Workers' Compensation Programs, United States Department of Labor, and Andrew Ondecko, 990 F.2d 730, 1993 U.S. App. LEXIS 5595, 1993 WL 79413 (3d Cir. 1993).

Opinion

OPINION OF THE COURT

ROSENN, Circuit Judge.

This petition for review of a decision of the Director, Office of Workers’ Compensation Programs, presents a novel question in this circuit relating to the claimant’s burden of proof in a black lung benefit case. Andrew Ondecko, the claimant, filed an application for benefits with the United States Department of Labor pursuant to the Black Lung Benefits Act, 30 U.S.C. §§ 901-45 (1982) (the Act). Ondecko claimed total disability due to pneumoconio-sis contracted through coal mine exposure, and further, that this condition precluded him from performing his regular or comparable work.

The employer, Greenwich Collieries, strongly contested the claim. The Administrative Law Judge (AU) found that the copious conflicting medical evidence created a “true doubt” as to the presence of pneumoconiosis, and she utilized the true doubt rule to resolve that doubt in favor of the claimant. The AU then found a causal relationship between Ondecko’s condition and his tenure in mine employment on the basis of the presumption triggered by the AU’s finding of pneumoconiosis and On-decko’s 31 years of service in coal mines. See 20 C.F.R. § 718.203 (1992). Finally, the AU concluded, despite the testimony of a pulmonary specialist that Ondecko was not disabled, that there was a true doubt as to whether Ondecko was totally disabled, and she again resolved this doubt in favor of the claimant.

Greenwich appealed the AU’s Decision to the Benefits Review Board (the Board), arguing, inter alia, that the Administrative Procedure Act (the APA), 5 U.S.C. sections 551-59, 701-06 (1988), requires that a claimant prove the existence of pneu-moconiosis and total disability by a preponderance of the evidence, thus precluding use of the true doubt rule in cases under the Act. The Board affirmed the AU’s decision, and Greenwich thereafter timely appealed to this court. 1 We vacate the Board’s decision and remand.

I. THE FACTS

Ondecko worked for approximately 31 years in coal mine employment. He was most recently employed by Greenwich Collieries as a pipe man in a coal mine where he worked underground fixing and replacing pipe for five to six years.

After considering Ondecko’s application for benefits, the Department issued a Preliminary Determination of Non-entitlement, finding that he did not suffer from a disease or disability. Pursuant to Ondecko’s *732 request, the AU held a hearing, and she subsequently issued a Decision and Order awarding benefits to the claimant.

In reaching her decision, the AU found that the copious conflicting medical evidence and testimony created a true doubt as to whether Ondecko suffered from pneu-moconiosis and whether that condition rendered him totally disabled. In other words, the evidence as to these ultimate facts was equally probative and therefore in equipoise. She thereupon awarded Ondecko benefits by resorting to the true doubt rule, i.e., she resolved the doubt over the presence or absence of pneumoconiosis and disability in favor of the claimant. Thus, it is unclear whether the AU ever considered whether the claimant had proved his entitlement to benefits by a preponderance of the evidence.

II. DISCUSSION

Our review of the propriety of the AU’s use of the true doubt rule, a question of legal interpretation, is plenary. See, e.g., Carozza v. United States Steel Corp., 727 F.2d 74, 77 (3d Cir.1984).

Disability benefits are payable to a miner if (a) he or she is totally disabled, (b) the disability was caused, at least in part, by pneumoconiosis, and (c) the disability arose out of coal mine employment. All three of these conditions of eligibility are presumed if the claimant was engaged in coal mine employment for at least 10 years and if the claimant meets one of the four medical requirements: (1) a chest X ray establishes the presence of pneumoconiosis ....

Mullins Coal Co. v. Director, OWCP, U.S. Dep’t of Labor, 484 U.S. 135, 141, 108 S.Ct. 427, 431, 98 L.Ed.2d 450 (1987) (footnote omitted); see also 20 C.F.R. § 718.303-05 (1992).

The AU utilized the true doubt rule to find that Ondecko does in fact suffer from pneumoconiosis and is totally disabled. The true doubt rule is a tool adopted by several courts to evaluate the evidence on the record as a whole:

“[T]he factfinder operates under the statutory policy that all doubtful fact questions are to be resolved in favor of the injured employee because the intent of the statute is to place the burden of possible error on those best able to bear it.” Noble Drilling Co. v. Drake, 795 F.2d 478, 481 (5th Cir.1986). In effect, the statute eases the ordinary preponderance of the evidence standard applicable in most civil suits. Id.

Avondale Shipyards, Inc. v. Kennel, 914 F.2d 88, 90-91 (5th Cir.1990); see also Fidelity & Casualty Co. v. Burris, 59 F.2d 1042, 1044 (D.C.Cir.1932) (“Where there is doubt, it should be resolved in favor of the injured employee or his dependent family.”); Parsons Corp. of Cal. v. Director, OWCP, U.S. Dep’t of Labor, 619 F.2d 38, 41 (9th Cir.1980);, Bath Iron Works Corp. v. White, 584 F.2d 569 (1st Cir.1978). 2

The premise underlying the true doubt rule, originally put forth in Burris, is that compensatory statutes such as the Act should provide indemnity in cases of faultless injury at the worksite and therefore should be interpreted liberally in favor of the claimant. Burris, 59 F.2d at 1044. “Accidents in industry are inevitable, and the enactment of compensation laws grew out of a general recognition of a duty by society to an injured employee to secure him protection.” Id.

Thus, the true doubt rule has become a shorthand and convenient method utilized by some courts and administrative agencies to allocate the ultimate burden of persuasion, i.e., the risk of non-persuasion, to the employer because it is the party best able to bear that risk.

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990 F.2d 730, 1993 U.S. App. LEXIS 5595, 1993 WL 79413, Counsel Stack Legal Research, https://law.counselstack.com/opinion/greenwich-collieries-v-director-office-of-workers-compensation-programs-ca3-1993.