Greene County Hospital Authority v. Waldroup

451 S.E.2d 62, 215 Ga. App. 344, 94 Fulton County D. Rep. 3621, 1994 Ga. App. LEXIS 1234
CourtCourt of Appeals of Georgia
DecidedOctober 26, 1994
DocketA94A1321
StatusPublished
Cited by4 cases

This text of 451 S.E.2d 62 (Greene County Hospital Authority v. Waldroup) is published on Counsel Stack Legal Research, covering Court of Appeals of Georgia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Greene County Hospital Authority v. Waldroup, 451 S.E.2d 62, 215 Ga. App. 344, 94 Fulton County D. Rep. 3621, 1994 Ga. App. LEXIS 1234 (Ga. Ct. App. 1994).

Opinion

Smith, Judge.

This is the second appearance of this case on appeal. Kathy Waldroup, individually and as guardian of Jerry Waldroup, brought an action against Greene County Hospital Authority, Minnie G. Boswell Memorial Hospital, Dr. James E. Southerland, and Nurse Stem-bridge, seeking damages for medical bills, pain and suffering, and loss of consortium arising from alleged medical malpractice, as well as pu[345]*345nitive damages. The trial court dismissed the complaint for failure to file appropriate affidavits as required by OCGA § 9-11-9.1. This court affirmed the dismissal with respect to the hospital and the nurse, but allowed Waldroup to proceed against the doctor. Waldroup v. Greene County Hosp. Auth., 204 Ga. App. 256 (419 SE2d 36) (1992).

During the pendency of the earlier appeal Jerry Waldroup died. Thereafter, Kathy Waldroup sought and received permission to amend her complaint to reinstate the hospital and nurse as parties defendant. She then filed a “First Amended Complaint” “individually and as administratrix of the estate of Jerry Waldroup” naming the same defendants, including those earlier dismissed by the trial court. This amended complaint again sought damages for medical bills, pain and suffering, loss of consortium, and punitive damages, and it added a claim for the full value of Jerry Waldroup’s life.

The hospital and the nurse answered the amended complaint, raising as a defense the previous dismissal of the complaint against them. Their motion for summary judgment on the basis of collateral estoppel or estoppel by judgment was denied, and their application for interlocutory appeal was granted.

The issue presented here is straightforward, although one of first impression: If a plaintiff brings suit individually and as representative of an injured person, and the complaint is dismissed against some of the parties for failure to file an OCGA § 9-11-9.1 affidavit, may that plaintiff thereafter amend her complaint to add a claim for wrongful death arising out of the same incident and reassert her earlier claims against the dismissed parties as administrator of the estate? We hold that she may not.

In the majority of states “a judgment for or against the decedent in an action for his injuries commenced during his lifetime, or the compromise and release of such an action, will operate as a bar to any subsequent suit founded upon his death. The wrongful death action for the benefit of survivors is, like other actions based on injuries to others, derivative in nature, arising out of and dependent upon the wrong done to the injured person and thus barred when his claim would be barred.” W. P. Keeton et al., Prosser & Keeton on the Law of Torts, § 127, p. 955 (5th ed. 1984).

The existing Georgia law governing res judicata and collateral estoppel supports adoption of this majority rule. Collateral estoppel and res judicata are related but distinct concepts. “Under the doctrine of res judicata, a judgment on the merits in a prior suit bars a second suit involving the same parties or their privies based on the same cause of action. Under the doctrine of collateral estoppel, on the other hand, the second action is upon a different cause of action and the judgment in the prior suit precludes relitigation of issues actually litigated and necessary to the outcome of the first action.” (Citations [346]*346and punctuation omitted.) Sorrells Constr. Co. v. Chandler Armentrout & Roebuck, P. C., 214 Ga. App. 193, 194 (447 SE2d 101) (1994).

1. With respect to the cause of action for wrongful death asserted by Waldroup in the amended complaint, the doctrine of collateral estoppel applies. Under this theory, the earlier decision bars further action if the same issues were litigated in the previous action by the parties or those in privity-with the parties, though upon a different cause of action. Smith v. Wood, 115 Ga. App. 265, 266-267 (154 SE2d 646) (1967). The issues in the prior action must have been actually litigated and decided, and they must have been necessary to the prior decision. Boozer v. Higdon, 252 Ga. 276, 278 (1) (313 SE2d 100) (1984).

Here, the amended complaint addresses the same issues, although stating a different cause of action. All Waldroup’s claims arise out of the acts performed by the doctor, nurse and hospital on May 5, 1988, and allegedly constituting malpractice on Mr. Waldroup. The amended complaint repeats the factual allegations of the original complaint almost verbatim. Because of the derivative nature of the wrongful death action, the identity of subject matter is clear.

The central issue litigated on the earlier appeal was whether Waldroup’s affidavits were adequate to state a claim under OCGA § 9-11-9.1. The parties fully litigated this issue in the first phase of this action, and the trial court determined that Waldroup failed to fulfill the requirements of OCGA § 9-11-9.1 and dismissed the complaint for failure to state a claim for medical malpractice. This court affirmed the trial court’s dismissal of the complaint for failure to state a claim against the hospital and the nurse, thus concluding the action against them on the basis of that ruling. “[F]or the judgment in the former decision ... to be conclusive, it must have been based not merely on purely technical grounds, but in part on the merits where under the pleadings they were or could have been involved.” Oxendine v. Elliott, 170 Ga. App. 422, 430 (317 SE2d 555) (1984).

A dismissal for failure to file an affidavit under OCGA § 9-11-9.1 is a final adjudication on the merits. That Code section itself provides: “if a plaintiff fails to file an affidavit as required by this Code section . . . such complaint is subject to dismissal for failure to state a claim.” OCGA § 9-11-9.1 (e). It cannot be renewed or amended without a judicial determination that the affidavit was available but not filed due to mistake. OCGA § 9-11-9.1 (e), (f). The Georgia Supreme Court has held that “[a] complaint is subject to dismissal for failure to state a claim when the plaintiff fails to file an expert affidavit as required. [Cit.] A dismissal for failure to state a claim is a dismissal on the merits. [Cit.]” Lutz v. Foran, 262 Ga. 819, 824 (4) (427 SE2d 248) (1993).

Waldroup contends that issues of negligence must be reached and [347]*347passed upon by the court for collateral estoppel to apply. Although the allegations of Waldroup’s first complaint were not tried before a jury, this is not necessary for an issue to be “litigated and decided” for purposes of collateral estoppel. The trial court determined that Waldroup had failed to state a claim for medical malpractice, and that decision was affirmed by this court.

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Related

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Bluebook (online)
451 S.E.2d 62, 215 Ga. App. 344, 94 Fulton County D. Rep. 3621, 1994 Ga. App. LEXIS 1234, Counsel Stack Legal Research, https://law.counselstack.com/opinion/greene-county-hospital-authority-v-waldroup-gactapp-1994.