Green v. Safir

174 Misc. 2d 400, 664 N.Y.S.2d 232, 1997 N.Y. Misc. LEXIS 497
CourtNew York Supreme Court
DecidedOctober 14, 1997
StatusPublished
Cited by13 cases

This text of 174 Misc. 2d 400 (Green v. Safir) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Green v. Safir, 174 Misc. 2d 400, 664 N.Y.S.2d 232, 1997 N.Y. Misc. LEXIS 497 (N.Y. Super. Ct. 1997).

Opinion

OPINION OF THE COURT

Edward H. Lehner, J.

The central issue posed herein is whether petitioner, in his capacity as Public Advocate for the City of New York, is [402]*402entitled to review files of the Police Department in disciplinary cases where the Civilian Complaint Review Board (CCRB) "substantiated” complaints against police officers.

In the petition it is asserted that between one third and one half of all cases in which the CCRB substantiated a claim of police misconduct, the officer involved received no disciplinary action. The CCRB is an independent city agency established pursuant to section 440 of the New York City Charter (the Charter) to investigate public complaints of police misconduct. Petitioner alleges that in the past three and a half years he has received numerous complaints from residents of all five boroughs regarding misconduct and abuse by police officers, including complaints with respect to the failure of the City Police Department (NYPD) to impose discipline against officers whose actions resulted in charges being substantiated by the CCRB.

Petitioner maintains that under the Charter he has an obligation to determine "the effectiveness of City agency responses” and "ascertain whether the NYPD’s failure to prosecute and/or impose discipline against misbehaving officers is indicative of systemic problems in the response to complaints” (paras 19, 21). In his memorandum of law, petitioner poses the issue he wishes to investigate in the following manner (at 24): "Has our police force — which we hail as effective and aggressive — become unable or unwilling to discipline its own members when they misbehave? Or has the much-debated all-civilian CCRB grown too credulous of citizen complaints?”

Section 24 (f) (2) of the Charter states that the Public Advocate shall "review complaints of a recurring and multiborough or city-wide nature relating to services and programs, and make proposals to improve the city’s response to such complaints”. Based on this provision, petitioner seeks access to case files on actions taken by the NYPD between January 1, 1995 and December 31, 1996 "on 'substantiated’ CCRB complaints referred to the Police Commissioner pursuant to Section 440 (c) of the Charter [and] on cases of potential NYPD discipline initiated by the NYPD’s Internal Affairs Division and or Advocate’s Office on the basis of complaints by members of the public”. Petitioner acknowledges that any access to the files will be "subject to redaction of the names of the subject police officers”.

Although petitioner submits an application he made for the requested files under the Freedom of Information Law (Public Officers Law art 6), at oral argument it was stated that relief herein is not being sought under such law.

[403]*403Respondents oppose the petition arguing that (i) the court lacks jurisdiction "because petitioner has failed to exhaust his administrative remedy under New York City Charter §24 (j)”; (ii) "the records petitioner seeks do not relate to any of petitioner’s Charter-mandated functions”; (iii) "petitioner lacks the capacity to bring this proceeding”, and (iv) "the records petitioner seeks are confidential under Civil Rights Law §50-a (1)” (respondents’ mem of law, dated June 12, 1997, at 2).

Discussion

The Office of Public Advocate was created pursuant to the Charter revision of 1989. Although initially established as a continuation of the Office of the President of the City Council, in 1993 the title of the Office was changed to Public Advocate (Local Laws, 1993, No. 19 of City of New York). While many communities may have officers who perform functions similar to those vested in the Public Advocate, the position as an independently elected office can be said to be unique to New York City.

From the proceedings of the Charter Revision Commission (the Commission), it is evident that the intent of the Commission was to make the Public Advocate a "watchdog” over City government and a counterweight to the powers of the Mayor. While it appears that the Commission considered the issue of granting the Public Advocate subpoena power, no such authority was granted even though this power is possessed by the Commissioner of the Department of Investigation (Charter § 805) and the Commissioner of the Department of Consumer Affairs (Charter § 2203). The vision of the office was an independent public official to monitor the operations of City agencies with the view to publicizing any inadequacies, inefficiencies, mismanagement and misfeasance found, with the end goal of pointing the way to right the wrongs of government.

Misconduct by those invested with police power is now, and always has been, an area of concern to government. Here the petitioner is seeking to review files of the NYPD to determine whether any patterns exist to the decisions of its Commissioner with respect to police discipline. He is not seeking to resolve individual complaints as he clearly lacks authority to do so as such matters are clearly those which "another city agency is required by law to adjudicate” (Charter § 24 [f] [4] [i]). That one third to one half of CCRB "substantiated” complaints resulted in no discipline is a legitimate area for study by petitioner to determine why such a result ensued [404]*404with the possibility of recommendations for changes in the operation of the CCRB and/or the NYPD. Accordingly, I find that an examination of the files sought is within the purview of the powers and duties of petitioner.

With this finding in mind, the next issue presented is whether access to the files is barred by subdivision (1) of Civil Rights Law § 50-a. That provision states that police personnel records "shall be considered confidential and not subject to inspection or review without the express written consent of such police officer * * * except as may be mandated by lawful court order”. However, subdivision (4) of that section provides that the above-quoted provision shall not apply to "any agency of government which requires the records * * * in the furtherance of their official functions”.

Since I have concluded that review of the files for the reasons aforesaid is in "furtherance” of petitioner’s "official function”, the provisions of this section are not a bar to the relief requested. Petitioner has agreed that if the files are made available, respondents may redact the names of police officers involved, and I would add that not only should the names be redacted but, to insure the confidentiality intended by the statute, any other information that would tend to identify the officer involved should also be redacted. In this connection, see Heard v Cuomo (142 AD2d 537 [1st Dept 1988]), where, notwithstanding the mandate for the confidentiality of records of patients of mental health facilities set forth in Mental Hygiene Law § 33.13 (c), the Court required the disclosure of a number of "carefully redacted” patient discharge plans, finding that "there is a legitimate public interest in information regarding the procedures for the release and aftercare of mental patients” (at 539). There is similarly a valid public interest in disciplinary procedures of the NYPD.

On the defense of the "exhaustion of administrative remedies”, respondents point to Charter § 24 (j), which provides in part: "The public advocate shall have timely access to those records and documents of city agencies which the public advocate deems necessary to complete the investigations, inquiries and reviews required by this section.

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Bluebook (online)
174 Misc. 2d 400, 664 N.Y.S.2d 232, 1997 N.Y. Misc. LEXIS 497, Counsel Stack Legal Research, https://law.counselstack.com/opinion/green-v-safir-nysupct-1997.