Green v. Altenkirch

176 A.D. 320, 162 N.Y.S. 447, 1916 N.Y. App. Div. LEXIS 8998
CourtAppellate Division of the Supreme Court of the State of New York
DecidedDecember 30, 1916
StatusPublished
Cited by5 cases

This text of 176 A.D. 320 (Green v. Altenkirch) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Green v. Altenkirch, 176 A.D. 320, 162 N.Y.S. 447, 1916 N.Y. App. Div. LEXIS 8998 (N.Y. Ct. App. 1916).

Opinion

JEKKS, P. J.:

The State Commissioner of Excise sues principal and surety for a violation of their bond, in that the former permitted the certificated premises to become, be and remain disorderly. The question of the principal’s conduct was litigated and the jury found for the defendants. I think that we should not heed the plea that the verdict is contrary to the proof.

The plaintiff contends that the court committed certain reversible errors in rulings, of which only two deserve consideration.

1. The wife of the principal, who resided with him in the said premises, had alone been tried and convicted in a Court of Special Sessions for a violation of section 1146 of the Penal Law in keeping the premises as a disorderly - house. The plaintiff offered in evidence a certificate and record of her conviction, with the contention: “It is a record of conviction; it .is practically a litigation of the matters between the plaintiff here and the defendants; it is a judgment of the court, and practically when admitted we are entitled to a direction of a verdict. ” The final ruling of the court excluded the record as to both defendants, and the jury was instructed to disregard. it. I think that the ruling was right. In 'Sims v. Sims (75 N. Y. 466), Sapallo, J., for the court, discussed but did not determine the general question involved in this ruling. That learned judge found that the decisions were not harmonious as to whether, in a civil action, the record of conviction for a crime was admissible as prima facie evidence as to the facts, or not competent at all, but said: “ There is a great weight of authority against its being admissible at all, except as evidence of the fact of conviction, where that fact is material.” He pointed oat that this is the general rule approved by Greenleaf (1 Greenl. Ev. § 537) and declared in many cases.

In Wilson v. Manhattan Railway Co. (2 Mise. Rep. 127) Wilson sued for false imprisonment. Pryor, J., writing for the court (the General Term of the Common Pleas), said: “The police court convicted the plaintiff; and appellant contends that the trial judge erred in refusing to charge that such conviction was evidence of plaintiff’s guilt. The proposition is untenable. A judgment in a criminal prosecution is admissible in civil case only to establish the fact of the rendition of the [323]*323judgment, but is not evidence of the facts upon which the judgment proceeded, that is, of the guilt of the accused. And this because neither the parties, nor the rules of decision, nor the course of proceedings, are identical in the two actions. 1 Greenl. on Ev. §■ 537; Wharton’s Law of Ev. § '776. In malicious prosecution an acquittal of the plaintiff, though an indispensable condition of the action, is not evidence of his innocence between the parties. ” The judgment was affirmed on the opinion below (144 hi. Y. 632).

In Stone v. United States (167 U. S. 178, 184) — an action to recover the value of certain timber—it appeared that the defendant had been indicted criminally for the cutting of the timber and had been acquitted. The court say: “In our opinion the record of the criminal proceedings in the court in Idaho was not evidence to establish or disprove any of the material facts involved in the civil action.” And the court then proceeds to limit Coffey v. United States (116 U. S. 436). (See, too, People v. Rohrs, 49 Hun, 150; People v. Snyder, 90 App. Div. 422, 423; City of Woodburn v. Aplin, 64 Ore. 610, 621; 1 Greenl. Ev. [15th ed.] § 537; Whart. Ev. [3ded.] §§ 776, 777; Black Judg. [2ded.] 794; 1 Herman Oom. on Estop. & Res Adjud. 483; Starkie Ev. [10th ed.] 331; Jones’ Oom. Ev. [Horwitz ed.] § 589.) In Castrique v. Imrie (L. R. 4 H. L. 415), Blackburn, J. (at p. 434), says: “A judgment in an English Court is not conclusive as to anything but the point decided, and, therefore, a judgment of conviction on an indictment for forging a bill of exchange, though conclusive as to the prisoner being a convicted felon, is not only not conclusive, but is not even admissible evidence of the forgery in an action on the bill, though the conviction must have proceeded on the ground that the bill was forged.” Greenleaf on Evidence {supra) says: “ Upon the foregoing principles, it is obvious that, as a general rule, a verdict and judgment in a criminal case, though admissible to establish the fact of the mere rendition of the judgment, cannot be given in evidence in a civil action, to establish the facts on which it was rendered A Farley v. Patterson (166 App. Div. 358), in so far as it holds that the judgment of conviction established the plaintiff’s case, is against the weight of the authorities. It is true that such [324]*324judgment established the fact of the conviction, but not the fact of the guilt. (See the remarks of Rapallo, J., in Sims’ Case, supra, 411, 412, as to the discrimination and the possible confusion.) The learned court in Farley’s Case {supra) states that the judgment of acquittal would not be evidence against the People in a civil action. Now, in People v. Snyder (supra), the court, in consideration of People v. Rohrs (supra), quoted with approval this language of the court: “The question litigated in the criminal proceeding was whether or not Rohrs had violated the statute. It was judicially determined that he had not so done. It would seem, therefore, that the very question to be tried in this action had already been litigated between the parties,' and determined in the defendant Rohrs’ favor. The difficulty, however, in holding that the result in the criminal proceeding estopped the People from trying the question of Rohrs’ violation of the statute in this action, arises from the fact that if Rohrs had been found guilty in the criminal action, the record in that action would not have been evidence against Rohrs in this action, and, therefore, because of the want of mutuality, no estoppel can arise.” And in Rohrs’ case the court continued: “ Greenleaf (vol. 1, § 524) lays down this rule with great distinctness.”

The learned counsel for the appellant insists that the parties are the same in both cases, as the People of the State (the real plaintiff) and the defendant’s “ alter ego, his wife,” litigated the question. But in People v. Snyder (supra) the court say: “The contention here, however, is founded largely upon the facts that the two remedies are prosecuted in the name of the People, and the suit for the penalty is quasi criminal in character. They are, however, entirely independent, and one is a criminal and the other a civil action. * * * The authorities in this State as far as our research has extended are uniform in holding that the two actions are not at all dependent upon each other.” I am not aware that a judgment of conviction of a wife is a judgment of conviction of the husband, in that she is his “ alter ego.” Indeed, in the criminal law, there is not even presumption of the husband’s coercion in cases of “ the keeping of brothels and other disorderly houses.” (Bish. New Grim. Law, § 361.)

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Bluebook (online)
176 A.D. 320, 162 N.Y.S. 447, 1916 N.Y. App. Div. LEXIS 8998, Counsel Stack Legal Research, https://law.counselstack.com/opinion/green-v-altenkirch-nyappdiv-1916.