Sims v. . Sims

75 N.Y. 466, 1878 N.Y. LEXIS 888
CourtNew York Court of Appeals
DecidedDecember 17, 1878
StatusPublished
Cited by62 cases

This text of 75 N.Y. 466 (Sims v. . Sims) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sims v. . Sims, 75 N.Y. 466, 1878 N.Y. LEXIS 888 (N.Y. 1878).

Opinion

Rapallo, J.

The only exception necessary to be considered, is that taken to the exclusion of the question to the *468 defendant while on the stand, whether he was guilty of the offence of which he had been convicted in the State of Ohio thirty-five years previously.

The defendant had given material testimony in his own behalf and we cannot say that the evidence which was excluded might not, if admitted, have influenced the jury in passing upon the question of his credibility. Consequently if such exclusion was erroneous the defendant is entitled to a new trial.

The plaintiff, after having given oral evidence, by the cross-examination of the defendant, of his conviction m Ohio in 1839 of the offence of having counterfeit money in his possession, put in evidence the record of conviction. The counsel for the defendant then asked him whether he was guilty of the' offence of which ho had been convicted, of having counterfeit money in his possession with intent to. pass the same. On objection this question was excluded and exception taken.

The first point of inquiry is whether this conviction in Ohio rendered the defendant incompetent to be a witness in the -courts of this State. Although the court below did not place its decision upon the ground that such was the legal ■effect of the conviction, yet it is apparent that if such was its ■effect, the question of his guilt or innocence could not properly have been inquired into, as the jury would have been bound to disregard his testimony entirely and it would have been the duty of the court to strike it out of the case if so requested.

The Eeviscd Statutes provide (2 R. S., 701, § 23) that no person sentenced upon a conviction for felony shall be competent to testify in any cause, etc., unless pardoned by the governor or Legislature, except in the cases specially provided by law ; but that no sentence upon a conviction for any offence- other than a felony, shall disqualify or render any person incompetent to be sworn or to testily, etc.

The same statute in a subsequent section (p. 702, § 30) defines the term felony when used in that act or in any other *469 statute, to mean an offence for which the convict is liable, by law to be punished by death or by imprisonment in a State prison.

I think it quite clear that the disqualification created by this statute is consequent only upon a conviction in this State. It is found in that part of the Revised Statutes which relates to crimes and their punishment, and is in the nature of an additional penalty consequent upon the sentence. Although the disqualification incidentally affects parties in civil litigations wherein the testimony of the convict may be material, and serves as a protection to those against whom his testimony may be sought to be used, yet the provisions which inflict it must, be regarded as a part of the criminal law of this State. Furthermore the provisions requiring- that the offence be a felony, and defining the term felony as used m that act, indicate that the conviction referred to, is a conviction had within this State. Though petty larceny was a felony at common law. it has been held that a conviction of that offence does not constitute a disqualification m this State but the offence must bo a felony as defined in the statute above cited. (Carpenter v. Nixon, 5 Hill, 260; Shay v. The People, 22 N. Y., 317.) Crimes might be felonies m other States which did not fall within our statutory definition.

It was not shown that according to the laws of the State of Ohio a person convicted of the offence of which this party was convicted was incompetent to be a witness. But if this fact had been shown, or could be presumed, it could make no difference. There is some conflict of authority on this point. In Chase v. Blodgett (10 N. Hamp., 24), and State v. Chandler (3 Hawks, 393), it was held that one convicted in another State, of an offence, conviction of which rendered him incompetent in the State where convicted, and would have had the same effect in the State where he was offered as a witness had he been convicted there, was also disqualified in the latter State, but in Commonwealth v. Green (17 Mass., 515), the contrary was held. The case last referred *470 to rests upon the ground that the disqualification is in the nature of an additional penalty, following and resulting from the conviction, and cannot extend beyond the territorial limits of the State where the judgment was pronounced. That the Constitutional provision requiring that full faith and credit be given to the records, etc., of other States does not require that the same effect be given to them as in the State where rendered, as it was left to Congress to prescribe their effect, and also that this constitutional provision does not apply, and is not in its nature applicable, to criminal proceedings. Greenleaf says (Greenl. on Evidence, 376) that the weight of modern opinion seems to be that personal disqualifications arising, not from the law's of nature, but from positive law, especially such as are of a penal nature, are strictly territorial, and cannot be enforced m any country other than that in which they originated, and Story (Conflict of Law's, §§ 92, 104) sustains the same view. I think this doctrine applicable to the question now m hand and that there is nothing in the Constitution of the United States which prevents such application, or requires that the personal disabilities, such as incompetence to testify, or to vote, which may be imposed upon a person convicted of crime in one State, should follow him and be enforced in all the others. If such were the operation of the constitutional provision the qualifications of witnesses called in our courts and of voters at our elections might be made to depend upon the law's of other States instead of our own. In the New Hampshire and North Carolina cases referred to (10 N. H., 22, and 3 Hawks, 393), this argument is met by the contention that it is the crime and not the judgment which incapacitates the witness, and that the incapacity is not prescribed as a punishment for the crime, but because by the commission of it the criminal has shown himself a person unfit to be trusted to give testimony affecting the rights of others. That the judgment is required only for the purpose of establishing the fact of the crime by conclusive evidence, and that the constitutional provision requires that the same credit be given in every State to the *471 judgment of a sister State to which it is entitled in the State where rendered.

Assuming that this constitutional provision applies to convictions for crimes (which is denied in the Massachusetts case) the answer to the position stated is twofold. First, that whatever reason may lie at the foundation of the law, the law is that the sentence, and not merely the commission of the crime, disqualifies the witness. The crime may be admitted or proved ever so conclusively, even by record, without having that effect. A judgment rendered in a civil action to which plaintiff, defendant and witness rvere all parties, finding the witness guilty of forgery, grand larceny, or any other felony, would not disqualify.

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Bluebook (online)
75 N.Y. 466, 1878 N.Y. LEXIS 888, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sims-v-sims-ny-1878.