Granite Music Corporation v. United Artists Corporation

532 F.2d 718, 189 U.S.P.Q. (BNA) 406
CourtCourt of Appeals for the Ninth Circuit
DecidedMarch 10, 1976
Docket74-1541
StatusPublished
Cited by37 cases

This text of 532 F.2d 718 (Granite Music Corporation v. United Artists Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Granite Music Corporation v. United Artists Corporation, 532 F.2d 718, 189 U.S.P.Q. (BNA) 406 (9th Cir. 1976).

Opinion

OPINION

Before CHAMBERS, CARTER and TRASK, Circuit Judges.

JAMES M. CARTER, Circuit Judge.

This appeal involves a copyright infringement action. The trial court found that plaintiff, owner of a copyright song entitled “Tiny Bubbles” (hereafter “Bubbles”), failed to show an infringement by the defendants in their composition entitled “Hiding the Wine” (hereafter “Hiding”) in the motion picture entitled The Secret of Santa Vittoria.

The issues on appeal are: (1) the admission of musical similarities, (2) instructions to the jury with respect to the defendants’ burden of proof, (3) comments made by the court to the jury, and (4) whether the defendants had to prove that a composition relied upon was not an infringement. We affirm.

Leon Pober composed “Bubbles” in May 1966 and assigned his rights of title and interest to the composition, including the copyright thereon and the right to copyright same, to plaintiff’s predecessor in interest, Criterion Music Company. More than 30 records of the song were released.

In April 1969, defendant Ernest Gold was employed to compose the score for the motion picture entitled The Secret of Santa Vittoria. Gold had previously composed about 75 scores, including the score to Exodus. To prepare for writing the score to the movie, which is the subject of this dispute, Gold steeped himself in Italian folk music. The movie involved the efforts of Italian villagers to hide the village’s wine inventory from the German army.

At the time Gold first saw the picture, the sound track contained a piece of music which had been composed by one Rascel. Gold found this eight-bar phrase too short, so he added some material to “flesh it out”. In composing “Hiding” he wrote an alternate strain, which strain is the subject of this litigation.

In his original answer to the complaint Gold asserted, as affirmative defenses, that the copyright in “Bubbles” was invalid because it was not an original composition, and the defense of fair use. At trial, however, these defenses were withdrawn. Therefore, there was no issue with respect to the originality of the music of plaintiff’s composition “Bubbles” or fair use.

At the trial, the plaintiff produced evidence of Gold’s access to “Bubbles” and evidence of the similarity of the two compositions. A witness for the plaintiff testified that, in his opinion, 16 of 19 consecutive notes in the melodies of the two pieces were the same.

Gold denied having heard “Bubbles” or basing his score on the song. He testified that when he was composing his piece he did not have a mental reference to any other musical composition. He did acknowledge that the first four notes in both works were the same, but contended that there were differences between the two songs — “Bubbles” had a smooth, even rhythm, whereas “Hiding” was a “dotted rhythm”, which is martial or angular in style.

Over the plaintiff’s objections, Gold produced evidence that the same sequence of four notes found in “Bubbles” and “Hiding” were present in other compositions (“West-minister Chimes”, “In The Blue Ridge Mountains of Virginia” and “Pauahi 0 Ka- *720 lani”), which pre-dated “Bubbles.” The defense contended that the demonstration was not intended to show that “Bubbles” was an unoriginal composition but rather that “Hiding” was an independent, coincidental production and therefore not copied from “Bubbles”. The court admitted the evidence, cautioning the jury that “The testimony would be received on the issue of the possibility of a composer independently and accidently [sic] happening upon the same phrase.”

Gold testified that there was a logical musical explanation for the presence of the same sequence of four notes in the many different compositions: “It is such a musical commonplace that musical literature is full of this phrase. It’s almost impossible to escape it.”

(1) Admission of Musical Similarities

The plaintiff claims that it was error to admit testimony on other songs containing the same four-note sequence, because such evidence is only, relevant if the validity of the plaintiff’s copyright was in issue or if Gold claimed to use the prior works in composing “Hiding”.

The defendants concede that neither of the two issues were present in this case, but claim the evidence of other songs was admissible nonetheless because it shows that the four-note sequence is a common event in music, and that it adds weight to Gold’s claim that he independently created “Hiding”.

We recognize that a statutory copyright does not give a monopoly over an idea or a musical phrase, but merely protects against the unlawful reproduction of an original work. A. Weil, Copyright Law 383 (1917). A composer’s copyright is an absolute right to prevent others from copying his work. Fred Fisher, Inc. v. Dillingham, 298 F. 145, 148 (S.D.N.Y.1924).

This protection is subject to definite limitations. As stated by Learned Hand in Fisher, at 147, “[T]he law imposes no prohibition upon those who, without copying, independently arrive at the precise combination of words or notes which have been copyrighted.” Stated another way, “If A produces identically the same work as B, by independent thought, in good faith, without hearing, or seeing, B’s work, both A and B would be entitled to individual copyrights in their individual works.” Weil at 384.

Thus a copyright differs from a patent. Patents are monopolies of the contents of a work as well as the right to reproduce the work itself — one may therefore infringe a patent by innocent and independent reproduction. To the contrary, an “independent reproduction of a copyrighted musical work is not infringement; nothing short of plagiarism will serve.” Arnstein v. Marks Corp., 82 F.2d 275 (2 Cir. 1936).

Therefore, a copyright infringement action depends upon whether the defendant copied from the plaintiff, or whether he independently created his composition. Any evidence pertaining to the manner in which the defendant created his composition is logically relevant: his training, the subject matter of the art, his access to other works or to the plaintiff’s composition.

Evidence of similar musical phrases appearing in prior works is also logically relevant to rebut the inference of copying. Such evidence demonstrates that the musical language was of such ordinary and common occurrence that the probability of independent, coincidental production was great.

While this court has not found any cases which have expressly discussed the relevancy or admissibility of prior works in these circumstances, the law is replete with cases which assumed, sub silentio, that prior works were relevant. One example is the case of Stevenson v. Harris, 238 F. 432 (S.D.N.Y.1917), which involved a plaintiff’s novel and a defendant’s play. The two works had many common elements. Both stories take place in Europe at the beginning of World War I and involve a female spy, a stolen passport, an American man and woman, an inn, the use of shadows on a screen, and an unexpected marriage.

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Bluebook (online)
532 F.2d 718, 189 U.S.P.Q. (BNA) 406, Counsel Stack Legal Research, https://law.counselstack.com/opinion/granite-music-corporation-v-united-artists-corporation-ca9-1976.