Gordon Justice, Jr. v. Delbert Hosemann, et

771 F.3d 285, 2014 U.S. App. LEXIS 21735, 2014 WL 6151151
CourtCourt of Appeals for the Fifth Circuit
DecidedNovember 14, 2014
Docket13-60754
StatusPublished
Cited by38 cases

This text of 771 F.3d 285 (Gordon Justice, Jr. v. Delbert Hosemann, et) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gordon Justice, Jr. v. Delbert Hosemann, et, 771 F.3d 285, 2014 U.S. App. LEXIS 21735, 2014 WL 6151151 (5th Cir. 2014).

Opinion

GREGG COSTA, Circuit Judge:

Reflecting Justice Brandeis’s observation that “[s]unlight is said to be the best of disinfectants,” 1 most states require disclosure of financial contributions to political campaigns. Mississippi is one such state. This case involves a challenge to Mississippi’s disclosure requirements for ballot initiatives proposing amendments to the state constitution. Plaintiffs are Mississippi citizens who contend that the disclosure requirements impermissibly burden their First Amendment rights. On competing summary judgment motions, the district court agreed with their “as-applied” challenge. It enjoined Mississippi from enforcing the requirements against, small groups and individuals expending “just in excess of’ Mississippi’s $200 disclosure threshold. 2

Before turning to the substance of Plaintiffs’ First Amendment challenge, we must first address the following question: can these particular Plaintiffs — who had no history of contributions and did not identify how much they intended to raise in future ballot initiative cycles — pursue an as-applied challenge as a “small group” that would have spent “just in excess of’ $200?

I.

A. Mississippi’s Disclosure Requirements

In Mississippi, as in a number of other states, voters can amend their state constitution through ballot initiatives. This initiative process is a rigorous one. To even qualify for the ballot, a petition proposing an initiative must be signed by a number of qualified electors equal to at least 12% of the number of votes cast for all candidates for governor in the most recent gubernatorial election. Miss. Const, art. 15, § 273(3). Once it is in front of the voters, an initiative must receive both a majority of the votes cast for that initiative and 40% of the total votes cast in that election. Miss. Const, art. 15, § 273(7). In 2011, the year Plaintiffs brought this suit, only three constitutional initiatives were placed on the ballot.

Chapter 17 of the Mississippi Code sets out the following disclosure requirements for political committees and individuals who receive or spend money in connection *288 with an “amendment to the Mississippi Constitution proposed by a petition of qualified electors.” 3 Miss.Code Ann. § 23-17-1(1).

Registration Threshold: Under Chapter 17, “[a] political committee that either receives contributions or makes expenditures in excess of Two Hundred Dollars ($200.00) shall file financial reports with the Secretary of State.” Miss.Code Ann. § 23-17-51(1). This $200 threshold is higher than those that exist in a number of other states. In Washington, for instance,' political committees must register on the “expectation of receiving contributions or making expenditures.” Wash. Rev.Code Ann. § 42.17A.205. The same is true in Ohio and Massachusetts. See Ohio Rev. Code Ann. § 3517.12(A) (requiring “the circulator or committee in charge of an initiative or referendum petition” to register “prior to receiving a contribution or. making an expenditure”); Mass. Office of Campaign & Pol. Fin., Disclosure and Reporting of Contributions and Expenditures Related to Ballot Questions, at 5 (revised Sept. 19, 2014), available at http://files. ocpf.us/pdf/legaldocs/IB-90-02-2011.pdf (groups must register “prior to raising or spending any funds”). Other states, like Oregon and Montana, require registration upon the first dollar raised. - See Or.Rev. Stat. Ann. § 260.118(2) (stating that groups must register “not later than the third business day after a chief petitioner or the treasurer receives a contribution or makes an expenditure relating to the initiative”); Mont.Code Ann. § 13-37-201 (“A political committee shall file the certification ... within 5 days after it makes an expenditure or authorizes another person to make an expenditure on its behalf, whichever occurs first.”).

Some states with large populations set the registration bar higher. Texas, for example, requires political committees to designate a treasurer before receiving or expending $500. See Tex. Elee.Code Ann. § 253.031(b). Federal regulations governing political action committees start at a $1,000 threshold. 11 C.F.R. § 100.5(a).

Registration Requirements: When a group registers as a political committee in Mississippi, it must file a one-page “Statement of Organization” that asks it to list the following: the name and address of the committee; whether it is registered with the Federal Election Commission or authorized by a candidate; its purpose; the names of all officers; and its director and treasurer. 4 The one-page form is less *289 onerous than those that exist in some other states. See, e.g., Catholic Leadership Coal. of Tex. v. Reisman, 764 F.3d 409, 440 (5th Cir.2014) (observing that Texas has a three-page form seeking “basic information”; the form requires registrants to include the committee’s acronym, its campaign treasurer, the person appointing the treasurer, and controlling entity information); Worley v. Fla. Sec’y of State, 717 F.3d 1238, 1250 (11th Cir.2013) (citing Fla. Stat. Ann. § 106.03(l)(a), which requires committees to fill out “four pages of basic information”); Human Life of Wash. Inc. v. Brumsickle, 624 F.3d 990, 998-99 (9th Cir.2010) (noting that Washington requires political committees to file a two-page Political Committee Registration Form containing most of the information on Mississippi’s forms plus the following: “the ballot proposition or candidate that the committee supports or opposes; how surplus funds will .be distributed in the event of dissolution; and the name, address, and title of anyone who works for the committee to perform ministerial functions”).

Itemization and Reporting Requirements: In Mississippi, political committees must file monthly reports with the Secretary of State that disclose contributions and expenditures, both monthly and cumulatively. Miss.Code Ann. §§ 23-17-51(3), 23-17-53. They also must itemize all contributions from individuals who have contributed $200 or more in a given month and list the donor’s name, street address, and date of the donation. Miss.Code Ann.

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771 F.3d 285, 2014 U.S. App. LEXIS 21735, 2014 WL 6151151, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gordon-justice-jr-v-delbert-hosemann-et-ca5-2014.