Gordon Davis v. Charles Greiner, Superintendent, Green Haven Correctional Facility

428 F.3d 81, 2005 U.S. App. LEXIS 21945, 2005 WL 2500690
CourtCourt of Appeals for the Second Circuit
DecidedOctober 11, 2005
DocketDocket 04-4087-PR
StatusPublished
Cited by41 cases

This text of 428 F.3d 81 (Gordon Davis v. Charles Greiner, Superintendent, Green Haven Correctional Facility) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gordon Davis v. Charles Greiner, Superintendent, Green Haven Correctional Facility, 428 F.3d 81, 2005 U.S. App. LEXIS 21945, 2005 WL 2500690 (2d Cir. 2005).

Opinion

POOLER, Circuit Judge.

Petitioner Gordon Davis, currently incarcerated in a New York state prison, appeals from the June 21, 2004 amended judgment of the United States District Court for the Eastern District of New York (Seybert, /.), denying his petition for a writ of habeas corpus, pursuant to 28 U.S.C. § 2254, but issuing a certifícate of appealability (COA). Davis’s habeas petition sought to challenge his New York state conviction on two counts of murder in the second degree, New York Penal Law § 125.25(2)-(3), which was upheld on direct appeal. Davis’s habeas challenge is principally based on his argument that he was denied his constitutional right to effective *83 assistance of counsel, as defined by Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), because (1) Ms pre-trial counsel’s performance was objectively unreasonable in failing to advise sixteen-year-old Davis, a first-time offender, that any incriminating statements that he made during his proffer sessions with law enforcement could be used as evidence against him if he stood trial rather than following through with the plea agreement and (2) Davis, who later had to stand trial due to his failure to comply with the conditions of his plea, was prejudiced by these errors because he would not have originally agreed to “the proposed proffer and plea” — which included a requirement that he agree to testify against family members — had he been properly informed that his proffer statements could be used against him.

The district court denied Davis’s habeas petition, ruling, inter alia, that (1) his counsel’s performance did not fall below an objective standard of reasonableness in failing to warn Davis about the consequences of proffering and (2) even if this failure was unreasonable, Davis was not prejudiced by his counsel’s unreasonable performance because Davis would have accepted the plea offer, and would have proffered the statements regardless. With respect to the first determination, we disagree with the district court. However, we do not reverse the district court’s judgment denying the writ because we affirm the district court’s determination that the unreasonable performance of Davis’s counsel did not prejudice Davis. Because Strickland requires both a showing that counsel’s performance was unreasonable and that prejudice arose therefrom, we hold that the state court’s denial of Davis’s ineffective assistance of counsel claim was not “an unreasonable application of ... clearly established Federal law, as determined by the Supreme Court of the United States.” 28 U.S.C. § 2254(d)(1). Accordingly, we affirm the judgment.

BACKGROUND

We draw the facts, which are largely undisputed, principally from the district court’s Memorandum and Order of June 9, 2004. On or about November 17,1995, law enforcement officers arrested Davis, Sha-mel Thomas (“Shamel”), Davis’s half-brother, and Sheron Thomas (“Sheron”), Davis’s foster sister, for the murder of Frank Olivieri. Sheron had enlisted Davis and Shamel to beat Olivieri, who was Sher-on’s former fiancé, before she set him on fire. On the night of the murder, Sheron, Davis, Shamel, and Shamel’s girlfriend, Nikkita Cumberbatch (“Nikkita”), assembled at Sheron’s apartment. Sheron created a mixture of gasoline and lighter fluid and then (1) directed Nikkita to take the getaway car to an inconspicuous location and wait for Davis and Shamel; (2) told Davis and Shamel where to hide in waiting for Olivieri; and (3) phoned Olivieri to request that he come to her apartment immediately and retrieve his cat.

Olivieri complied with Sheron’s request and, as soon as Olivieri exited Sheron’s apartment building, Shamel struck Olivieri over the head with a baseball bat. While Shamel continued striking Olivieri with the bat, Davis repeatedly kicked him. After the beating, as planned, Shamel and Davis stole Olivieri’s wallet and fled to Nikkita’s car. Subsequently, Sheron set Olivieri on fire. According to the medical examiner, it was unclear whether the head injuries or the burns ultimately caused Olivieri’s death. Davis, Shamel, and Sheron were indicted on three counts of murder in the second degree, see N.Y. Penal Law §§ 125.25(1) (intentional murder), 125.25(2) (depraved indifference murder), 125.25(3) (felony murder).

*84 I. Davis’s proffer and guilty plea

Not long after the arrests, the court appointed William Nash to serve as counsel to Davis, and the Suffolk County District Attorney’s Office (the “DA”) commenced plea negotiations with Davis and Shamel. The DA informed Nash that Davis could plead guilty to first-degree manslaughter, instead of murder, and might have the chance to be adjudicated as a youthful offender, 1 in exchange for Davis’s participation in proffer sessions and Davis’s agreement to testify against Sheron and Shamel if necessary. If Davis accepted this proposal, he would have a sentencing exposure that ranged from a minimum sentence of time served 2 to a maximum sentence of eight and one-third to twenty-five years in prison. If Davis rejected this plea offer, he faced a sentencing exposure of twenty-five years to life for each of his three counts of murder in the second degree.

Nash counseled Davis about the benefits of accepting the DA’s offer, highlighting that (1) various defenses, including alibi and entrapment, would not be available to Davis if he stood trial and (2) a plea of guilty to manslaughter had the potential to greatly reduce Davis’s sentencing exposure. Davis was informed that he might have to testify against Shamel and Sheron at trial but Davis was never told, by Nash or otherwise, that any statement he made during the proffer session could be used against him if the plea agreement did not materialize or if, after pleading guilty, Davis had to stand trial. Even though Nash was aware of Davis’s emotional attachments to Sheron and Shamel, Nash did not inform Davis of the consequences of the proffer, nor negotiate with the DA, at any time, regarding a potential non-use clause, which would have conditioned Davis’s participation in the proffer session on an agreement that his statements could not be used against him if his case went to trial. Furthermore,' there is no evidence in the record that the law enforcement agents who interviewed Davis during the proffer session ever informed Davis that his statements could be used against him at a subsequent trial.

Following Nash’s advice, Davis decided to meet with law enforcement officials for a proffer session on March 21, 1996. During the March 21, 1996, proffer session Nash remained outside of the room for most of the time, but entered periodically when Davis requested advice or when the interviewers became frustrated with Davis. During the proffer session, Davis recounted the events leading up to Olivieri’s murder. He also signed an affidavit that enabled law enforcement to obtain a search warrant against Sheron. Eight days after the first proffer session, on March 29, 1996, Davis pleaded guilty to first-degree manslaughter, which was accepted by the trial court.

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Cite This Page — Counsel Stack

Bluebook (online)
428 F.3d 81, 2005 U.S. App. LEXIS 21945, 2005 WL 2500690, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gordon-davis-v-charles-greiner-superintendent-green-haven-correctional-ca2-2005.