Goodwyn v. Simons

90 F. App'x 680
CourtCourt of Appeals for the Fourth Circuit
DecidedFebruary 24, 2004
Docket03-1646
StatusUnpublished
Cited by2 cases

This text of 90 F. App'x 680 (Goodwyn v. Simons) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Goodwyn v. Simons, 90 F. App'x 680 (4th Cir. 2004).

Opinion

OPINION

PER CURIAM.

Delia A. Goodwyn appeals the district court’s order dismissing her wrongful death case with prejudice. Goodwyn sued Jacque Simons and the United States under the Federal Tort Claims Act (“FTCA”), 28 U.S.C. §§ 2671-2680 (2000), for the wrongful death of her son that resulted from a collision with an automobile driven by Simons while he was en route to a National Guard exercise on November 17, 2000. Because we conclude that Goodwyn’s arguments are without merit, we affirm.

Goodwyn first asserts that Simons was not entitled to assert an immunity defense at a pretrial hearing, but could only raise it as an affirmative defense at trial, and that the district court erred in allowing Simons to assert immunity and in bifurcating the case to resolve the immunity issue pretrial. The FTCA is the exclusive remedy for torts committed by a government employee in the scope of his employment. United States v. Smith, 499 U.S. 160, 111 S.Ct. 1180, 113 L.Ed.2d 134 (1991). “[T]he Act specifically allows employees whose certification requests have been denied by the Attorney General, to contest the denial in court.” Gutierrez de Martinez v. Lamagno, 515 U.S. 417, 431, 115 S.Ct. 2227, 132 L.Ed.2d 375 (1995).

Goodwyn argues that Simons was required to file a formal, separate petition contesting the United States Attorney’s denial of certification that Simons was acting in the scope of employment. We conclude that the plain language of the statute refutes Goodwyn’s assertion, as it merely requires that the employee “before trial petition the court to find and certify that the employee was acting within the scope of his office or employment,” and requires that a copy of the petition be served on the United States. 28 U.S.C. § 2679(d)(3) (2000). As Simons moved the district court to dismiss the complaint against him on the ground that he was acting within the scope of employment at the time of the collision, and served this motion on the United States, we conclude he sufficiently raised the issue before the district court. We have previously determined that the immunity under the FTCA is immunity from being sued, not merely a defense. Gutierrez de Martinez v. DEA, 111 F.3d 1148, 1154 (4th Cir.1997). The district court properly concluded that this issue must be decided before trial.

Goodwyn next argues that the district court erred in denying her motion to amend her complaint after she settled with the United States. We review a district court’s decision on a motion to amend for an abuse of discretion. Edwards v. City of Goldsboro, 178 F.3d 231, 242 (4th Cir. 1999).

As discussed above, the district court correctly recognized that it was required to decide the scope of employment issue before considering the merits of the case. Goodwyn’s attempted amendment would have dropped the FTCA claim from her case, and left only state law tort claims remaining, for which she sought a jury trial. Once the district court concluded that Simons acted in the scope of employment, however, Simons was immune from suit and the United States would ordinarily be substituted as a party under the FTCA. This option was no longer available because Goodwyn settled with the United States and stipulated to its dismissal from the case. The only logical course of action *682 available to the district court at that time was to dismiss the federal claims in the complaint in their entirety, as there was no longer a proper defendant before the court as to those claims. After the district court reached this decision, amendment of Go-odwyn’s complaint would have been futile. Goodwyn points out that the district court did not explicitly state that it denied amendment on the ground of futility, but we conclude that such reasoning is self-evident, and in any event the district court’s failure to state its reasons is not an abuse of discretion. Id. at 242.

Goodwyn next argues that the district court erred in placing the burden of presenting evidence on the plaintiff at the evidentiary hearing, although she acknowledges that the district court assigned the burden of proof to Simons in its analysis of the scope of employment issue. Goodwyn asserts that the district court’s action in requiring that she proceed first in the evidentiary hearing prejudiced her because it gave Simons an opportunity to hear the adverse testimony of her witnesses and thereafter tailor his testimony. A district court is accorded broad discretion in controlling the order of presentation of testimony and other evidence. Fed.R.Evid. 611(a). Our review of the record convinces us that this argument is meritless and that the district court did not abuse its discretion. Moreover, any error by the district court was harmless in light of the fact that this hearing was before the district court judge alone, without a jury, and the district court assigned the burden of proof to Simons in its ultimate analysis and decision.

Goodwyn next contends that the district court erred in admitting hearsay evidence, in the form of statements attributed to Sergeant Darby, at the hearing on the scope of employment issue after Goodwyn filed a motion to exclude the testimony. We review a district court’s rulings admitting or excluding evidence for an abuse of discretion. United States v. Carter, 300 F.3d 415, 423 (4th Cir.2002), cert. denied, 537 U.S. 1187, 123 S.Ct. 1253, 154 L.Ed.2d 1018 (2003). Hearsay is “a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted.” Fed.R.Evid. 801(c). If the statement is offered for some purpose other than to prove the truth of the assertion contained within the statement, it is not inadmissible hearsay. United States v. Pratt, 239 F.3d 640, 643-44 (4th Cir.2001). Our review of the record leads us to conclude that the district court did not abuse its discretion in concluding that the statements attributed to Darby were not offered to prove that Simons actually had permission to ride with Darby in his personal vehicle, but rather as evidence that Simons believed that he had such permission, which was relevant to the scope of employment determination.

Goodwyn next argues that the district court erred in making findings of fact based exclusively on Simons’ testimony after finding that Simons was not a credible witness, and in ruling that Simons acted in the scope of his employment.

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Cite This Page — Counsel Stack

Bluebook (online)
90 F. App'x 680, Counsel Stack Legal Research, https://law.counselstack.com/opinion/goodwyn-v-simons-ca4-2004.