Gonzalez v. Nissan North America, Inc.

860 N.E.2d 386, 307 Ill. Dec. 732, 369 Ill. App. 3d 460, 2006 Ill. App. LEXIS 1101
CourtAppellate Court of Illinois
DecidedDecember 4, 2006
Docket1-05-3539
StatusPublished
Cited by20 cases

This text of 860 N.E.2d 386 (Gonzalez v. Nissan North America, Inc.) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gonzalez v. Nissan North America, Inc., 860 N.E.2d 386, 307 Ill. Dec. 732, 369 Ill. App. 3d 460, 2006 Ill. App. LEXIS 1101 (Ill. Ct. App. 2006).

Opinion

PRESIDING JUSTICE McBRIDE

delivered the opinion of the court:

Plaintiffs appeal from an order of the circuit court of Cook County dismissing their action with prejudice as a sanction pursuant to Supreme Court Rules 137 and 219. 155 Ill. 2d R. 137; 166 Ill. 2d R. 219. Plaintiffs contend their attempt to refresh a trial witness’ recollection with a document that plaintiffs did not disclose to defendants during discovery was not a violation of the discovery rules or an order in limine barring use of undisclosed documents at trial and that, even if plaintiffs’ conduct was improper, it did not warrant such an extreme sanction.

Before addressing the arguments on appeal, we note numerous omissions in plaintiffs’ opening brief and the record on appeal. For instance, introductory sections of plaintiffs’ brief, which are mandated by Supreme Court Rule 341(e)(1) and entitled “Points and Authorities” and “Issues Presented for Review,” indicate that plaintiffs addressed only the Rule 137 grounds for the dismissal, thus conceding the propriety of the dismissal pursuant to the other rule cited by the trial judge, Rule 219. 188 Ill. 2d R. 341(e); 155 Ill. 2d R. 137; 166 Ill. 2d R. 219. Further review of the brief discloses plaintiffs actually addressed both bases for dismissal and that the introductory sections of the brief are simply incomplete. Nevertheless, the additional review also reveals plaintiffs copied entire passages from the trial transcripts and that the quotations take up 10 full pages of the brief. This briefing style is cumbersome and violates the provision in Supreme Court Rule 341(e) that an appellant is to state only “the facts necessary to an understanding of the case *** with appropriate references to the pages on appeal,” and that “[ejvidence shall not be copied at length, but reference shall be made to the pages of the record on appeal *** where evidence may be found.” 188 Ill. 2d Rs. 341(e)(6), (e)(7). Moreover, the brief relies heavily on a fact that is not supported by citation to the record, specifically that the document which plaintiffs failed to disclose to defendants was authored by defendants and therefore always in defendants’ possession. Along those same lines, but even more egregious, is that plaintiffs never cite the page or pages of the record containing the sanction order on appeal and we were unable to locate the order in the record or in the appendix to plaintiffs’ brief. Supreme Court Rule 321 obligated plaintiffs to provide the order appealed from (155 Ill. 2d R. 321), Supreme Court Rule 329 authorized plaintiffs to subsequently correct “[mjaterial omissions” from the record transmitted to the appellate court (134 Ill. 2d R. 329), Supreme Court Rule 342 obligated plaintiffs to compile an appendix of “any pleadings or other materials from the record which are the basis of the appeal or pertinent to it” (155 Ill. 2d R. 342), and Supreme Court Rule 341(e)(7) obligated plaintiffs to cite “the pages of the record relied upon” for their arguments (188 Ill. 2d R. 341(e)(7)). Plaintiffs state in their opening brief that the written sanction order lacked specificity and defendants do not disagree with this characterization of the order. A lack of detail, however, does not justify plaintiffs’ failure to provide a complete record, a complete brief, or basic supporting citation for their arguments. The brief writer’s failure to follow the appellate rules makes it difficult to conduct our review. Given the deficient brief and record, it would be within our discretion to affirm the sanction order without further comment. Even so, we have read the transcripts of the three-day trial, determined they adequately convey the conduct at issue, and decided to rule on the merits of the sanction.

Rule 137 provides that an attorney’s signature on a pleading, motion, or other paper is the attorney’s certification that he or she has read the motion and

“that to the best of his knowledge, information, and belief formed after reasonable inquiry it is well ground in fact and is warranted by existing law or a good-fath argument for the extension, modification, or reversal of existing law, and that it is not interposed for any improper purpose, such as to harass or to cause unnecessary delay or needless increase in the cost of litigation.” 155 Ill. 2d R. 137.

The rule authorizes the court, upon motion or upon its own initiative, to impose on a represented party, an attorney, or both, “an appropriate sanction.” 134 Ill. 2d R. 137. The decision to impose sanctions under Rule 137 is entrusted to the sound discretion of the trial court, is “afforded considerable deference” on appeal, and will be overturned only where the appellate record discloses an abuse of discretion. Technology Innovation Center, Inc. v. Advanced Multiuser Technologies Corp., 315 Ill. App. 3d 238, 244, 732 N.E.2d 1129, 1134 (2000). An abuse of discretion occurs where the trial court’s finding is against the manifest weight of the evidence or where no reasonable person would adopt the same view. Technology Innovation Center, 315 Ill. App. 3d at 244, 732 N.E.2d at 1134. Accordingly, a reviewing court considers whether the imposition of sanctions was informed, based on valid reasoning, and follows logically from the facts. Technology Innovation Center, 315 Ill. App. 3d at 244, 732 N.E.2d at 1134.

Rule 219 addresses the consequences of refusing or failing to comply with discovery rules or orders. Subsection (c) of the rule specifies that if a party

“unreasonably fails to comply with [the discovery rules] or fails to comply with any order entered under these rules, the court, on motion, may enter, in addition to remedies elsewhere provided, such orders as are just, including, among others, the following:
^
(iii) That the offending party be debarred from maintaining any particular claim, counterclaim, third-party complaint, or defense relating to that issue;
(iv) That a witness be barred from testifying concerning that issue;
(v) That, as to claims or defenses asserted in any pleading to which that issue is material, a judgment by default be entered against the offending party or that the offending party’s action be dismissed with or without prejudice[.]” 166 Ill. 2d R. 219(c).

Further, “[i]n lieu of or in addition to the foregoing, the court, upon motion or upon its own initiative, may impose upon the offending party or his or her attorney, or both, an appropriate sanction, which may include *** a reasonable attorney fee, and when the misconduct is wilful, a monetary penalty.” 166 Ill. 2d R. 219.

A sanction may be imposed regardless of whether omissions in discovery are intentional or inadvertent. Boettcher v. Fournie Farms, Inc., 243 Ill. App. 3d 940, 948, 612 N.E.2d 969, 974 (1993).

“A trial court is vested with wide discretionary powers in pretrial discovery matters.” Nehring v. First National Bank in DeKalb, 143 Ill. App. 3d 791, 796-97, 493 N.E.2d 1119

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Cite This Page — Counsel Stack

Bluebook (online)
860 N.E.2d 386, 307 Ill. Dec. 732, 369 Ill. App. 3d 460, 2006 Ill. App. LEXIS 1101, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gonzalez-v-nissan-north-america-inc-illappct-2006.