Gonzalez, Roberto v. Kokot, Nicholas

CourtCourt of Appeals for the Seventh Circuit
DecidedDecember 27, 2002
Docket02-1514
StatusPublished

This text of Gonzalez, Roberto v. Kokot, Nicholas (Gonzalez, Roberto v. Kokot, Nicholas) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Gonzalez, Roberto v. Kokot, Nicholas, (7th Cir. 2002).

Opinion

In the United States Court of Appeals For the Seventh Circuit ____________

No. 02-1514 ROBERTO GONZALEZ and GLORIA HOLLAND, Plaintiffs-Appellants, v.

NICHOLAS KOKOT and DEVERICK DIXON Defendants-Appellees. ____________ Appeal from the United States District Court for the Northern District of Indiana, Hammond Division. No. 01 C 304—Allen Sharp, Judge. ____________ ARGUED SEPTEMBER 20, 2002—DECIDED DECEMBER 27, 2002 ____________

Before EASTERBROOK, RIPPLE, and KANNE, Circuit Judges. KANNE, Circuit Judge. This appeal comes to us from a grant of summary judgment in favor of two East Chicago, Indiana police officers. A Chicago, Illinois police officer and his friend brought this § 1983 lawsuit, alleging that their constitutional rights had been violated when the East Chicago officers wrongfully arrested them and used excessive force in doing so. This lawsuit by Roberto Gon- zalez and Gloria Holland faced an immediate hurdle, however, given that they had previously executed re- leases of any claims they might have had against the East Chicago officers. They nevertheless proceeded with 2 No. 02-1514

their lawsuit, on the theory that the releases they signed were invalid and unenforceable either as a matter of con- tract law or as violating public policy. Because we agree with the district court that the releases are valid and thus fully enforceable, we affirm the grant of summary judgment.

I. History A. The Arrest of Gonzalez and Holland The § 1983 claims asserted by Gonzalez and Holland arose out of an April 10, 1999 incident that began when Officers Nicholas Kokot and Deverick Dixon1 were dis- patched to an address on Drummond Avenue in East Chicago, Indiana. Upon their arrival, the two officers be- gan to move pieces of wood and concrete sitting in the street onto the grassy area between the street and the sidewalk. Gonzalez, apparently unhappy with the transfer of the wood from the street to a position in front of his house, opened the door of his home and complained to the officers that the wood was damaging his lawn. The officers responded that if Gonzalez wanted the wood re- moved, he would have to speak with city officials. From this point, the precise details of the encounter are somewhat unclear, but it is undisputed that Gonzalez and the officers continued to exchange words. According to the version advanced by Gonzalez, he initially spoke to the officers in a calm, measured tone, but as the inter- change continued, Gonzalez admits to raising his voice, apparently making liberal use of profanity throughout the exchange. There is some disagreement as to the ex-

1 Deverick Dixon has since had his name legally changed to Janci Mumba. As a matter of convenience, this opinion will con- tinue to refer to him as Dixon, as did the district court. No. 02-1514 3

act warning Officer Kokot then gave Gonzalez; Kokot asserts that he told Gonzalez to lower his voice, redirect his anger, or be arrested. Gonzalez claims that Kokot said nothing about lowering his voice. Gonzalez admits that he then began to belittle Kokot, and that in doing so he was “yelling, but not ‘at the top of top of [sic] his lungs.’ ” (Appellant Br. at 8.) The interchange between Gonzalez and the officers cul- minated in Officer Kokot’s attempt to arrest Gonzalez. Gonzalez acknowledges resisting Kokot’s effort to hand- cuff him, holding back his unrestrained arm to avoid be- ing cuffed and attempting to stand up after Kokot put him on the ground. During this arrest attempt, Gonzalez’s companion Gloria Holland came out of the house and attempted to position herself between Kokot and Gon- zalez, asking the officers not to arrest him while she grabbed Gonzalez’s uncuffed arm. She refused Dixon’s re- quest to stop interfering with Gonzalez’s arrest, which led Dixon to grab her arm and arrest her as well. Holland twice withdrew her arm from his attempt to handcuff her, leading Dixon to place her on the ground to finish handcuffing her. Gonzalez was charged with disorderly conduct in viola- tion of Indiana Code § 35-45-1-3(2),2 and with forcibly re- sisting, obstructing, or interfering with a law enforcement officer in violation of Indiana Code § 35-44-3-3(a)(1).3

2 Section 35-45-1-3(2) provides that “[a] person who recklessly, knowingly, or intentionally . . . makes unreasonable noise and continues to do so after being asked to stop . . . commits disorderly conduct.” Ind. Code § 35-45-1-3(2) (2002). 3 Section 35-44-3-3(a)(1) provides: “A person who knowingly or intentionally . . . forcibly resists, obstructs, or interferes with a law enforcement officer or a person assisting the officer while (continued...) 4 No. 02-1514

Holland was charged solely with resisting law enforce- ment. The charges against Gonzalez and Holland were brought in East Chicago City Court, where Gerald Kray, a Deputy Prosecuting Attorney for Lake County, was as- signed the case. The defendants retained attorney Jeffrey Schlesinger.

B. The Releases On or about February 28, 2000, while the criminal charges against Gonzalez and Holland were pending, their attorney Schlesinger served the City of East Chi- cago with a Notice of Tort Claim, asserting the claim that Officers Kokot and Dixon had arrested Gonzalez and Holland without probable cause and with the use of exces- sive force, violating their constitutional rights. Schlesinger also told prosecutor Kray of the tort claim, and Kray relayed this information to the East Chicago Law De- partment, as apparently was his practice, by calling Roy Dominguez, corporation counsel for East Chicago. Thus, Kray became aware of the civil rights claim to be filed by the defendants. According to Schlesinger, he initiated plea discussions with Kray sometime after the charges were filed. Dur- ing these discussions, Schlesinger told Kray that Gon- zalez was a Chicago police officer and that Gonzalez would face job repercussions if he were found guilty or were to plead guilty. At some point, the issue of releases was introduced into the discussions. According to Kray, it was Schlesinger who first offered signed releases of

3 (...continued) the officer is lawfully engaged in the execution of his duties as an officer . . . commits resisting law enforcement . . . .” Ind. Code § 35-44-3-3(a)(1) (2002). No. 02-1514 5

claims if Kray would agree to a plea arrangement that led to a dismissal of the charges against his clients. Schlesinger, on the other hand, testified that Kray indi- cated that it was the City of East Chicago that was re- quiring releases from the defendants in return for its consent to a dismissal of the charges. Kray also testified that it was his practice to obtain the consent of the ar- resting officers before dismissing any criminal charges and that Kokot and Dixon wanted releases from Gonzalez and Holland before they would provide their consent to any dismissal. In any event, the prosecutor, Schlesinger, and Kokot and Dixon reached an agreement providing for dismissal of the criminal charges in exchange for the release of any claims by Gonzalez and Holland—an arrangement known as a release-dismissal agreement. Sometime after the issue was introduced into the plea discussions, releases were prepared by the East Chicago Law Department and forwarded to Schlesinger. The releases were signed by Gonzalez and Holland, in the presence of their lawyer, on June 14, 2000. The releases provide in part: For the sole consideration of ZERO ($0.00) dollars, the receipt and sufficiency whereof is hereby acknowl- edged, the undersigned hereby releases and forever discharges Nicholas D. Kokot, Officer, Officer Deverick Dixon, Frank Acala, Chief of Police, Mayor Robert A.

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