Gonzales v. Watson

CourtNew Mexico Court of Appeals
DecidedJanuary 23, 2024
StatusUnpublished

This text of Gonzales v. Watson (Gonzales v. Watson) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gonzales v. Watson, (N.M. Ct. App. 2024).

Opinion

The slip opinion is the first version of an opinion released by the Clerk of the Court of Appeals. Once an opinion is selected for publication by the Court, it is assigned a vendor-neutral citation by the Clerk of the Court for compliance with Rule 23-112 NMRA, authenticated and formally published. The slip opinion may contain deviations from the formal authenticated opinion.

1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO

2 Opinion Number: _____________

3 Filing Date: January 23, 2024

4 No. A-1-CA-39971

5 MANUEL GONZALES III, a 6 candidate for Mayor of Albuquerque,

7 Appellant-Respondent,

8 v.

9 ETHAN WATSON, in his official 10 capacity as Albuquerque City Clerk,

11 Appellee-Petitioner.

12 APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY 13 Bryan Biedscheid, District Court Judge

14 Harrison, Hart & Davis, LLC 15 Carter B. Harrison IV 16 Daniel J. Gallegos 17 Albuquerque, NM

18 for Respondent

19 Peifer, Hanson, Mullins & Baker, P.A. 20 Mark T. Baker 21 Matt M. Beck 22 Matthew E. Jackson 23 Albuquerque, NM

24 for Petitioner 1 OPINION

2 BUSTAMANTE, Judge, retired, sitting by designation.

3 {1} This case presents an issue of first impression concerning the administration

4 of the City of Albuquerque’s (the City) public campaign financing ordinance. The

5 City appeals from the district court’s ruling that candidates have a due process right

6 to a hearing before the City Clerk enters a decision denying them public financing.

7 Concluding that a predecision hearing was not constitutionally required, and that the

8 post-decision hearings provided here were sufficient, we reverse.

9 BACKGROUND

10 {2} Then Bernalillo County Sheriff Manny Gonzales III (Sheriff Gonzales) filed

11 as a candidate in the City’s 2021 mayoral election. As part of his filing, Sheriff

12 Gonzales opted to apply for public financing 1 pursuant to City’s Open and Ethical

13 Elections Code (OEEC). Albuquerque, N.M., Charter of the City of Albuquerque,

14 Open and Ethical Elections Code, art. XVI (2021, amended 2023). 2 On April 4,

15 2021, Sheriff Gonzales signed and delivered two forms required by the City as part

16 of its public financing process. The first form was the “Candidate Acknowledgment

17 of Familiarity with Codes and Required Disclosures” in which Sheriff Gonzales

1 Sheriff Gonzales’s actual declaration is not included in the record provided to this court. 2 All references in this opinion to the Charter of the City of Albuquerque are to the 2021 version of the charter. 1 acknowledged that he was familiar with the City’s Election Code, the rules and

2 regulations of the Board of Ethics and Campaign Practices for the Election Code,

3 the OOEC and the Code of Ethics of the Charter of the City, and the 2021 regulations

4 promulgated by the City Clerk. The second form was the “Designation of

5 Representatives” in which he agreed that he was “fully responsible for the statements

6 made and materials submitted by [three listed] representatives on behalf of [his]

7 campaign.”

8 {3} Sheriff Gonzales signed and filed his “Application for Certification as a

9 Participating Candidate for the Office of Mayor” (the Application) on June 19, 2021.

10 The Application required him to “swear or affirm” that he had complied with all

11 requirements of the OEEC and had met all of the City’s requirements with regard to

12 raising qualifying contributions.

13 {4} On July 9, 2021, the City Clerk denied the Application, citing two complaints

14 he had received from an opposing candidate asserting improprieties on the part of

15 Sheriff Gonzales’s campaign in connection with its handling of qualifying

16 contributions.

17 {5} The first complaint—filed June 7, 2021—asserted that, at a meeting with

18 Salvation Army Advisory Board members, Sheriff Gonzales personally solicited a

19 five-dollar qualifying contribution from a person, asked the person to sign the

20 qualifying contribution book, but then told the person, “we[ will] cover that,” when

2 1 asked by the person if he “needed to give five dollars?” (the Salvation Army

2 incident). Sheriff Gonzales signed the qualifying contribution book as the collecting

3 representative. The complaint asserted that Sheriff Gonzales’s actions were contrary

4 to the OEEC Regulations that require that qualifying contributions be paid by the

5 contributor and stipulates that if “funds are provided by any person other than the

6 contributor who is listed on the receipt, the [q]ualifying [c]ontribution will be

7 deemed fraudulent.” See 2021 Regulations of the Albuquerque City Clerk for the

8 Open and Ethical Elections Code (OEEC Regulations), Part C(6.), at 7-8,

9 https://www.cabq.gov/vote/documents/2021-regulations-for-the-open-and-ethical-

10 election-code.pdf. The complaint also asserted that Sheriff Gonzales’s actions were

11 contrary to other, more general provisions prohibiting campaign contributions by

12 one person in the name of another person. NMSA 1978, § 1-19-34.3(A) (2019);

13 OEEC Regulations, Part C(6.).

14 {6} The City Clerk forwarded the complaint to Sheriff Gonzales on June 9, 2021,

15 and notified him that the complaint had been referred to the Board of Ethics. The

16 Board of Ethics—created in Article XII of the City’s charter—is charged with

17 receiving and investigating complaints regarding possible violations of the OEEC

18 and rules promulgated by the “Board and/or City Clerk.” Albuquerque, N.M.,

19 Charter of the City of Albuquerque, Code of Ethics, art. XII § 3(c).

3 1 {7} The second complaint—filed on June 29, 2021—asserted that a number of the

2 qualifying contribution receipts submitted by Sheriff Gonzales’s campaign included

3 forged contributor signatures. The City Clerk forwarded this complaint to Sheriff

4 Gonzales on the same day he received the complaint, and again informed Sheriff

5 Gonzales that this complaint had also been referred to the Board of Ethics. 3

6 {8} On July 11, 2021, Sheriff Gonzales appealed the City Clerk’s July 9, 2021

7 denial of certification. On July 15, 2021, in accordance with the City’s Charter, a

8 City hearing officer (the Hearing Officer) held a full day hearing (the July 15

9 Hearing), during which Sheriff Gonzales and the City Clerk presented documentary

10 evidence and live testimony through direct and cross-examination. See Albuquerque,

11 N.M., Charter of the City of Albuquerque, Open and Ethical Elections Code, art.

12 XVI, § 18(B). Neither party makes any argument here that they were prevented from

13 presenting any evidence or argument, or that the July 15 Hearing was otherwise

14 inadequate. The parties submitted written closing arguments on July 16, 2021, and

15 the Hearing Officer issued his ruling on July 18, 2021. The Hearing Officer upheld

16 the City Clerk’s decision, rejecting Sheriff Gonzales’s arguments across the board.

17 The Hearing Officer specifically noted that Sheriff Gonzales admitted that many of

3 Though not referenced in the City Clerk’s July 9, 2021 letter, another campaign submitted an additional 100 or so qualifying contribution receipts originally filed by the Sheriff’s campaign that assertedly also included forged contributor signatures.

4 1 the signatures on the qualifying contribution receipts were forgeries. The Hearing

2 Officer also found that the Salvation Army incident occurred as asserted in the June

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Gonzales v. Watson, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gonzales-v-watson-nmctapp-2024.