Gonzales v. Grammer

848 F.2d 894, 1988 WL 56453
CourtCourt of Appeals for the Eighth Circuit
DecidedJune 7, 1988
DocketNo. 87-1472
StatusPublished
Cited by21 cases

This text of 848 F.2d 894 (Gonzales v. Grammer) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gonzales v. Grammer, 848 F.2d 894, 1988 WL 56453 (8th Cir. 1988).

Opinion

LAY, Chief Judge.

The State of Nebraska (the State) appeals from the federal district court’s1 decision to grant a writ of habeas corpus for Catarino Gonzales, Jr. Gonzales was convicted of burglary on September 8, 1983, and is currently incarcerated at the Nebraska State Penitentiary. Because Gonzales was determined to be a habitual criminal, he was sentenced to a term of not less than ten nor more than twelve years. Neb. Rev.Stat. § 29-2221 (Reissue 1985). On direct appeal, the Nebraska Supreme Court affirmed his conviction and sentence. State v. Gonzales, 218 Neb. 43, 352 N.W.2d 571 (1984).

In addition to pleading guilty to two counts of burglary in 1973, Gonzales pled guilty to one count of failure to appear on bond in 1975. In 1983, Gonzales was convicted of burglary in the District Court of Scotts Bluff County, Nebraska, and after the State entered proof of the two prior convictions, Gonzales was determined to be a habitual criminal. In the state court proceeding to determine his status as a habitual offender Gonzales unsuccessfully attacked the constitutionality of the 1973 and 1975 guilty pleas under Boykin v. Alabama, 395 U.S. 238, 89 S.Ct. 1709, 23 L.Ed.2d 274 (1969).

In considering Gonzales’ challenge to his status as a habitual offender, the Nebraska Supreme Court observed that at the arraignments in 1973 and in 1975:

[t]he record does not show in any of the arraignments that defendant was advised of each and all of the constitutional rights set out in Boykin v. Alabama, 395 U.S. 238, 89 S.Ct. 1709, 23 L.Ed.2d 274 (1969) and State v. Tweedy, 209 Neb. 649, 309 N.W.2d 94 (1981). For example, specific mention was not made of defendant’s privilege against self-incrimination nor of his right to confront the witnesses against him.

State v. Gonzales, 218 Neb. at 49, 352 N.W.2d at 575.

Despite these deficiencies in accepting the earlier pleas, the Nebraska court asserted there was “substantial compliance with the ABA Standards Relating to Pleas [896]*896of Guilty”2 and with the Nebraska Supreme Court’s decision in State v. Turner, 186 Neb. 424, 425, 183 N.W.2d 763, 765 (1971). State v. Gonzales, 218 Neb. at 50, 352 N.W.2d at 575. The Nebraska Supreme Court acknowledged that the arraignment of Gonzales did not strictly comply with its later decision in State v. Tweedy, 209 Neb. 649, 309 N.W.2d 94 (1981). Tweedy, however, applied only to post-1981 pleas and, therefore, did not govern Gonzales’ case.

Gonzales then petitioned the federal district court for habeas corpus relief. The federal district court granted Gonzales a writ of habeas corpus on the grounds that the 1973 and 1975 guilty pleas were not voluntary and informed as required under Boykin. On appeal, the State challenges the district court’s issuance of the writ.

1. Exhaustion

The State initially argues that the prior convictions must be challenged by direct appeal or in separate proceedings. In support of this argument, the State points to State v. Soe, 219 Neb. 797, 366 N.W.2d 439 (1985) (for enhancement proceedings, the State need show only that the defendant had counsel or waived the right to counsel at the prior conviction) and State v. Baxter, 218 Neb. 414, 355 N.W.2d 514 (1984) (attack on validity of judgment must be raised in direct appeal or in a separate proceeding).

While the general rule in Nebraska is that a defendant cannot relitigate former convictions, State v. Smith, 213 Neb. 446, 449, 329 N.W.2d 564, 566 (1983), the Nebraska Supreme Court expressly acknowledged in State v. Gonzales, 218 Neb. at 48, 352 N.W.2d at 575, that Gonzales “appropriate[ly]” introduced the transcripts of his earlier arraignments at the habitual criminal hearing and that Gonzales “properly” raised the issue of the validity of his earlier convictions at the hearing to determine his habitual criminal status. The Nebraska court thereafter reviewed the transcripts of the earlier proceedings. As observed, the state court held in Turner that strict compliance with Boykin was unnecessary. State v. Gonzales, 218 Neb. at 48, 352 N.W.2d at 575.3 Because the Supreme Court of Nebraska has held that Gonzales was entitled to challenge his earlier convictions, and because the Nebraska court reviewed Gonzales’ challenge under Boykin, Gonzales has sufficiently exhausted his state remedies. On these facts, Gonzales cannot be compelled to bring a separate collateral attack. Cf. Engle v. Issac, 456 U.S. 107, 130, 102 S.Ct. 1558, 1573, 71 [897]*897L.Ed.2d 783 (1982); Pickens v. Lockhart, 714 F.2d 1455, 1464 n. 9 (8th Cir.1983).

II. Voluntariness of the Plea

The State also argues that the district court erred in finding that the record did not establish that Gonzales’ pleas were voluntary, knowing, and intelligent. Specifically, the State asserts that the Nebraska law applicable to the instant case does not require an express articulation of a defendant’s rights. Gonzales responds by relying upon Tweedy.

In Tweedy, the Supreme Court of Nebraska stated:

We therefore hold that no defendant may be imprisoned for any offense, whether a traffic infraction, misdemean- or, or felony, absent a knowing and intelligent waiver of his rights as provided for by the Boykin-Tumer rule. That means that such defendants are entitled to be informed of the nature of the charges against them, the right to assistance of counsel, the right to confront witnesses against them, the right to a jury trial where otherwise authorized, and the privilege against self-incrimination. A voluntary and intelligent waiver of these rights must affirmatively appear from the record.

State v. Tweedy, 209 Neb. at 654-55, 309 N.W.2d at 98.

While the Tweedy decision expanded the requirements necessary for a voluntary and knowing plea to be entered, the court announced in Tweedy that the new rule applied only “after the date of the issuance of the mandate in this case.” In the present case the Supreme Court of Nebraska acknowledged that Gonzales’ guilty pleas in 1973 and 1975 did not satisfy the principles of Tweedy. Because Tweedy did not apply to pre-1981 proceedings, however, the Nebraska Supreme Court applied that court’s decision in Turner. In Turner, the court had held that strict compliance with Boykin was unnecessary. Accordingly, the Nebraska Supreme Court found that Gonzales adequately understood his rights under Boykin and Turner, and, therefore, his earlier guilty pleas were constitutional.

The federal district court found the Nebraska Supreme Court’s ruling to be in error and issued a writ of habeas corpus.

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Bluebook (online)
848 F.2d 894, 1988 WL 56453, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gonzales-v-grammer-ca8-1988.