Gonsalves v. Gensler

CourtDistrict Court, District of Columbia
DecidedFebruary 13, 2025
DocketCivil Action No. 2024-1162
StatusPublished

This text of Gonsalves v. Gensler (Gonsalves v. Gensler) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gonsalves v. Gensler, (D.D.C. 2025).

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

DIA GONSALVES,

Plaintiff,

v. Case No. 1:24-cv-1162 (TNM)

MARK UYEDA,

Defendant.

MEMORANDUM ORDER

Dia Gonsalves works for the Securities and Exchange Commission. She says it

discriminated against her because of her race and sex. According to Gonsalves, she filed an

internal complaint about the discrimination, but the SEC refused to address her concerns and

instead embarked on a multi-year campaign of retaliation. So she sued its Chairman under Title

VII. 1 Gonsalves brings eight counts premised on discrimination, retaliation, and a hostile work

environment. The leadup to this case spans over six years and implicates a host of SEC

employees and managers. The SEC moves to partially dismiss, asserting that four of the eight

counts fail to state a claim. The SEC is correct on two. The Court dismisses Counts II and III—

both premised on race and sex-based discrimination—because the Amended Complaint does not

have the facts necessary to infer discriminatory animus. But the remaining counts survive. The

Court denies leave to amend because Gonsalves’s in-passing request to amend if the Court rules

against her is procedurally deficient.

1 Defendant Mark Uyeda is Acting Chairman of the SEC, replacing former Chairman Gery Gensler. Under Federal Rule of Civil Procedure 25(d), when a public officer sued in an official capacity vacates the office while the action is pending, his successor is automatically substituted as a party. I.

In recounting the background of this case, the Court accepts the facts in Gonsalves’s

Amended Complaint as true. See Air Excursions LLC v. Yellen, 66 F.4th 272, 277 (D.C. Cir.

2023). Gonsalves is an African American woman who has worked for the SEC since July 2016.

Am. Compl., ECF No. 15, ¶ 2. Over her three-decade career as a federal employee, she has

served in various capacities including a decade in management. Id. ¶ 3. Before this job, she has

never had disciplinary issues and always received positive performance evaluations. Id.

But Gonsalves’s time at the SEC has not been smooth sailing. She felt her managers

discriminated against her because of her race and sex. Id. ¶ 5. So she expressed her concerns in

an informal complaint with the SEC’s Office of Equal Employment Opportunity in June 2019.

Id. After she converted her complaint to a formal one, her allegations marched their way through

an investigation and hearing before an Administrative Law Judge at the Equal Employment

Opportunity Commission (“EEOC”). Id. ¶¶ 5, 7. The EEOC sided with the SEC in May 2022

and found no discrimination. Id. ¶ 7.

But things did not end there. While her formal complaint was being investigated,

Gonsalves felt the SEC began retaliating against her. Id. ¶ 8. And the mistreatment only

escalated after the EEOC sided with the SEC. Id. ¶ 9. So Gonsalves filed another informal

complaint in June 2023. Id. ¶ 15. She converted it to a formal complaint in August 2023, but the

investigation was never finalized. Id. After 180 days passed and her administrative remedies

were exhausted, she filed this lawsuit. Id. ¶¶ 15–16. With that general timeline established, the

Court turns to Gonsalves’s specific allegations.

Gonsalves’s first-line manager from 2017–20 was a Caucasian man. Id. ¶ 18. She

contends that her boss and his subordinates “frequently” drank in the office or at local bars

2 during work hours. Id. ¶ 23. Once in 2018, her manager “forced” Gonsalves to attend a work

meeting at a local bar. Id. ¶ 27. He proceeded to “bully” her into drinking. Id. She also claims

she saw him come to work drunk one day in 2020. Id. ¶ 28.

Gonsalves recounts being sexually harassed by coworkers in this same timeframe as well.

Id. ¶ 30. She says one male coworker made “almost daily comments about his desire to have

sexual intercourse” with her. Id. He would also ask inappropriate questions about Gonsalves’s

romantic life. Id. ¶ 31. Her manager heard at least one of these comments but did not stop the

behavior. Id. ¶ 32. In another instance, a different male coworker hugged her and “grabbed her

left buttock” at a work party. Id. ¶ 34. Gonsalves included none of these allegations in her

original 2019 discrimination complaint, purportedly because she feared immediate reprisal from

her then-manager. Id. ¶ 36.

In March 2020, the section Gonsalves worked in was reorganized, leading to a change in

leadership. Id. ¶¶ 19–20. As part of the restructuring, the SEC assigned Gonsalves five

subordinates. Id. ¶ 45. Four the five were known for having “performance and conduct issues.”

Id. Gonsalves contends the SEC gave her these employees to “set [her] up for failure.” Id.

Gonsalves also got a new first-line manager in the reorganization—an African American

woman who supervised her from March 2020 until January 2023. Id. ¶ 20. Shortly after taking

over, this manager accused her of harassment without providing Gonsalves any evidence. Id.

¶ 44. In 2022, the manager also made Gonsalves submit medical documentation when using four

days of sick leave, without requiring one of Gonsalves’s Caucasian coworkers to submit

documentation for similar leave. Id. ¶ 46. Her manager also expressed concerns with

Gonsalves’s performance during a midyear review in 2022 but did not provide examples of

3 Gonsalves’s supposed shortcomings. Id. ¶ 47. Again, the manager did not treat Caucasian male

employees this way, or employees who have not filed discrimination complaints. Id. ¶ 47.

Gonsalves’s second-line supervisor also allegedly discriminated against her. From

January through May 2023, he refused to provide Gonsalves the resources she needed to perform

her job. Id. ¶ 48. Yet he did provide some of her Caucasian male coworkers with additional

resources, including staff. Id. ¶¶ 49–50. She believes this disparity was another intentional step

designed to sabotage her job performance. Id. ¶ 48. In early 2023, the same second-line

supervisor also pressured her into closing a harassment complaint she had filed against one of

her Caucasian managers. Id. ¶ 51. He did not properly investigate her complaint when she

lodged it in 2022 either. Id. ¶ 52.

The trouble continued in February 2023 when her second-line supervisor did not select

her for promotion, despite her experience. Id. ¶ 53. He declined to promote her a second time in

June 2023 and selected a less qualified woman for the job. Id. ¶ 62. And in May 2023, the same

supervisor launched an administrative investigation into her conduct but did not tell her why. Id.

¶ 54.

But it was not just her supervisors discriminating against her. She alleges discrimination

from two attorneys in the SEC’s Office of General Counsel (“OGC”) too. See id. ¶¶ 63–67; 69–

70. Gonsalves went to the OGC attorneys to discuss one of her employees who was having

performance issues. See id. The first attorney was initially helpful but then pivoted and “refused

to help” Gonsalves. Id. ¶ 69. The other attorney—a supervisor—supported the first attorney’s

behavior, which Gonsalves alleges was discriminatory. See id. ¶ 70. She alleges that the OGC

did not treat Caucasian male employees this way, or employees who have not filed

discrimination complaints. Id.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Foman v. Davis
371 U.S. 178 (Supreme Court, 1962)
Upjohn Co. v. United States
449 U.S. 383 (Supreme Court, 1981)
Zipes v. Trans World Airlines, Inc.
455 U.S. 385 (Supreme Court, 1982)
Faragher v. City of Boca Raton
524 U.S. 775 (Supreme Court, 1998)
National Railroad Passenger Corporation v. Morgan
536 U.S. 101 (Supreme Court, 2002)
Ashcroft v. Iqbal
556 U.S. 662 (Supreme Court, 2009)
Coleman v. Maryland Court of Appeals
626 F.3d 187 (Fourth Circuit, 2010)
Barbour, Joyce A. v. Browner, Carol M.
181 F.3d 1342 (D.C. Circuit, 1999)
Stella, Marie v. v. Mineta, Norman Y.
284 F.3d 135 (D.C. Circuit, 2002)
Hussain, Mohammed v. Nicholson, R. James
435 F.3d 359 (D.C. Circuit, 2006)
Baird v. Gotbaum
662 F.3d 1246 (D.C. Circuit, 2011)
Gary Hamilton v. Timothy Geithner
666 F.3d 1344 (D.C. Circuit, 2012)
Coleman v. Court of Appeals of Maryland
132 S. Ct. 1327 (Supreme Court, 2012)
Etim U. Aka v. Washington Hospital Center
156 F.3d 1284 (D.C. Circuit, 1998)
Stanbury Law Firm, P.A. v. Internal Revenue Service
221 F.3d 1059 (Eighth Circuit, 2000)
Stephanie Brown v. Allen Sessoms
774 F.3d 1016 (D.C. Circuit, 2014)
Patricia Wheeler v. Georgetown University Hosp.
812 F.3d 1109 (D.C. Circuit, 2016)
Susan Morris v. Gina McCarthy
825 F.3d 658 (D.C. Circuit, 2016)
James Crawford v. Elaine C. Duke
867 F.3d 103 (D.C. Circuit, 2017)

Cite This Page — Counsel Stack

Bluebook (online)
Gonsalves v. Gensler, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gonsalves-v-gensler-dcd-2025.