Goldstein v. Department of the Treasury

51 F.3d 1570, 1995 WL 140194
CourtCourt of Appeals for the Federal Circuit
DecidedMarch 31, 1995
DocketNo. 94-3462
StatusPublished

This text of 51 F.3d 1570 (Goldstein v. Department of the Treasury) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Goldstein v. Department of the Treasury, 51 F.3d 1570, 1995 WL 140194 (Fed. Cir. 1995).

Opinion

DECISION

MICHEL, Circuit Judge.

Lee Goldstein petitions for review of the June 1, 1994 decision of the Merit Systems Protection Board (Board), No. DC0752930779-I-1, affirming the Administrative Judge’s decision to sustain Goldstein’s removal from his position of Officer, LE-01, with the United States Secret Service, Office of Protective Operations, Uniformed Division, Foreign Missions Branch. Because the Board’s decision to sustain the Secret Service’s charge of conduct unbecoming an officer was not supported by adequate findings based on substantial evidence, we vacate and remand for redetermination on the sustainability of the charge. Additionally, the Board’s failure to consider and discuss significant mitigating circumstances in evaluating the reasonableness of the penalty constituted an abuse of discretion. We, therefore, vacate the Board’s decision to sustain the penalty of removal, and remand for a redetermination of the reasonableness of removal, if on remand the Board sustains the charge.

DISCUSSION

A Background

The Uniformed Division of the Secret Service (agency) employed Goldstein as a sworn police officer for approximately four and one-half years. During those years, Goldstein made over 100 arrests without incident and received numerous commendations and positive comments from superiors with regard to his actions as a police officer, including improving the image of the Secret Service while serving as a community police officer in the Adams-Morgan area of the District of Columbia where the incident in question occurred. Nevertheless, the agency fired Gold-stein for using two stun kicks to the head on a prone suspect who continually resisted being handcuffed, justifying this penalty because of Goldstein’s “prior disciplinary record,” which consisted of only minor citations concerning excused absences from duty and one incident of not immediately complying with the directions of his supervisor.

The incident began on a Saturday night, at 11:35 p.m., when Goldstein responded to a reported ear theft in progress in a high crime area of Adams-Morgan. He was on regular’ patrol with Officer Jack Leskovar, an inexperienced junior officer, who initially remained in the police car while Goldstein went to assess the situation. He noticed that the steering column had been broken off and found Wilberto Escamilla in the car with a large screwdriver and ear theft tools. Observed in the commission of the crime, Es-camilla fled when Goldstein asked him for the vehicle’s registration. Goldstein and Leskovar pursued him on foot until Officer Leskovar caught Escamilla several blocks later. In the ensuing straggle to gain control of Escamilla, Escamilla sustained a minor head injury when Leskovar succeeded in throwing Escamilla to the ground. Escamil-la continued, however, to resist the officers’ efforts to handcuff him, straggling against the officers’ efforts to pull his arms out from under his torso and ignoring all of the officers’ verbal commands to release his arms. Exhausted by the straggle and unable to [1572]*1572handcuff Escamilla, Leskovar then sat on Escamilla’s back. Lying on his stomach, Es-camilla continued to hold his arms below his torso. According to Leskovar’s testimony, Escamilla was screaming angrily during the officers’ struggle to gain control of his hands. Goldstein then administered two controlled kicks to Escamilla’s head, Escamilla immediately released his arms, and Goldstein succeeded in handcuffing Escamilla. Escamilla was not injured or even bruised by the kicks. However, Goldstein did administer first aid for the injury Escamilla sustained when Les-kovar tackled him to the ground. Escamilla did not file a complaint against either Gold-stein or Leskovar.”

The arrest drew a crowd of about thirty people from neighboring bars, many of whom became visibly agitated and unruly when they saw Goldstein kick Escamilla. Seven of the witnesses insisted on filing complaints, expressing extreme displeasure at what they perceived as Goldstein’s excessive use of force in kicking a man who was already on the ground. Several wrote statements and later testified that Goldstein kicked Escamil-la once after having placed handcuffs on him. One stated that Leskovar had only one of Escamilla’s arms behind his back. Several also used the term “passive” to describe Es-camilla because he was prone with Officer Leskovar sitting on his back, or because Escamilla was not kicking or waving his arms. Among these seven, three were practicing attorneys, one was the office manager for Senator Barbara Boxer, one was on the staff of a congressional committee, and one was the Chief of Staff for Congressman John Conyers. All but one of these witnesses admitted to drinking prior to witnessing Es-camilla’s arrest.

One witness testified that the incident reminded him of the Rodney King beating because “with the quest of events going on in the nation at the time, here [were] two officers of the law basically taking [police power] to the limit,.... ” Although Escamilla was Hispanic, none of the witnesses alleged that Goldstein’s use of force was racially motivated.

The agency removed Goldstein from his position for conduct unbecoming an officer based on the complaints from the six witnesses who claimed that Goldstein kicked Escamilla at least one time after Escamilla was “subdued.”

The Administrative Judge (AJ) found that the statements of the seven witnesses constituted credible agency evidence that Goldstein kicked Escamilla sometime during the course of the arrest. Although the witnesses claimed that Goldstein kicked Escamilla after he was handcuffed, the AJ found, per Lesko-var’s testimony, that Goldstein had not kicked Escamilla after Goldstein had handcuffed him. The AJ credited Officer Lesko-var’s testimony as the most rehable evidence of what occurred that night because he was not intoxicated, was in the best position to observe Goldstein’s actions, and was a trained officer. The AJ also found that Es-camilla was under “control,” despite not yet being handcuffed, because of Leskovar’s testimony that Escamilla was immobilized, Les-kovar was on top of him, and other units were responding.

The AJ sustained the charge of conduct unbecoming because she concluded that Goldstein’s “conduct during the arrest was perceived as excessive police activity by the witnesses who observed it and [that the conduct] did reflect negatively on the image of the agency.” The AJ also sustained Gold-stein’s removal as a reasonable penalty because the agency had relied on Goldstein’s previous disciplinary citations and had previously utilized “progressive discipline” “without any rehabilitative effect.”

In an opinion affirming the AJ’s decision and modifying the opinion, the Board upheld the AJ’s finding that Goldstein kicked Es-camilla “after the latter was under Lesko-var’s control.” The Board further concluded that, although the AJ failed to discuss the agency’s Use-of-Force Policy and the testimony of training officers, the evidence showed that Goldstein did “exceed the agency’s guidelines regarding the use of force,” and that the AJ was ultimately correct in her findings and conclusions. The Board also sustained the penalty of removal because the misconduct “went to the heart” of Goldstein’s duties as an officer, and because Goldstein’s [1573]*1573record contained several disciplinary citations.

B. Standard of Review

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
51 F.3d 1570, 1995 WL 140194, Counsel Stack Legal Research, https://law.counselstack.com/opinion/goldstein-v-department-of-the-treasury-cafc-1995.