Goldberg v. State

519 A.2d 779, 69 Md. App. 702, 1987 Md. App. LEXIS 233
CourtCourt of Special Appeals of Maryland
DecidedJanuary 13, 1987
Docket503, September Term, 1986
StatusPublished
Cited by8 cases

This text of 519 A.2d 779 (Goldberg v. State) is published on Counsel Stack Legal Research, covering Court of Special Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Goldberg v. State, 519 A.2d 779, 69 Md. App. 702, 1987 Md. App. LEXIS 233 (Md. Ct. App. 1987).

Opinion

BLOOM, Judge.

At a non-jury trial before Judge Martin A. Wolff in the Circuit Court for Howard County, appellant, Bernard F. Goldberg, was convicted of several counts of fraudulent misappropriation and one count of statutory theft. He received a sentence of seven years, with all but two years suspended in favor of five years probation, and he was ordered to make restitution.

Appellant’s sole contention on this appeal is that Judge Wolff erred in denying his motion to quash the indictment against him. That contention is supported by three arguments, the single thrust of which is that the appearance of two unauthorized persons before the grand jury while it was conducting the inquiry leading to the indictment invalidated the indictment. William Hymes, the State’s Attorney for Howard County, had appointed the Deputy State Prosecutor and an Assistant State Prosecutor as “Special Assistant State’s Attorneys for Howard County” in order that *705 they could appear before the grand jury and prosecute Mr. Goldberg. Appellant argues (1) that the State’s Attorney lacked authority to appoint special assistants without prior approval by the court; (2) that the offices of Assistant (or Special Assistant) State’s Attorney, Deputy State Prosecutor, and Assistant State Prosecutor are all offices for profit within the meaning of Article 35 of the Maryland Declaration of Rights, which prohibits any person from holding two offices for profit at the same time; and (3) that the Deputy and Assistant State Prosecutors could not lawfully accept appointments as Special Assistant State’s Attorneys.

We disagree with appellant’s arguments and, therefore, reject his contention that the indictment was invalid. Accordingly, we will affirm the judgments against him.

Facts

William Hymes, the State’s Attorney for Howard County, requested assistance from the office of the State Prosecutor in investigating certain alleged criminal activities of appellant. Stephen Montanarelli, the State Prosecutor, assigned his deputy, Gerald R. Ruter, and one of his assistants, Bernard A. Penner, to the investigation. Subsequently, after the investigation yielded evidence sufficient to justify prosecution, Hymes appointed Ruter and Penner as Special Assistant State’s Attorneys for Howard County, in order that they might present evidence before the grand jury, obtain an indictment, and prosecute appellant. Mr. Montanarelli approved the appointments.

Ruter and Penner were administered the oath of office of Special Assistant State’s Attorney by the Clerk of the Circuit Court for Howard County. The State’s Attorney did not obtain any prior written or oral authorization of these appointments from the court, nor was there any subsequent ratification of the appointments of Ruter and Penner by the court. Neither the County Executive nor the County Council of Howard County gave Hymes any specific authority to appoint, name or designate Ruter and Penner as Special Assistant State’s Attorneys.

*706 Ruter and Penner, purporting to act solely in their capacities as Special Assistant State’s Attorneys, appeared before the grand jury and presented to it evidence that resulted in the multi-count indictment against appellant. There is no contention that Ruter and Penner participated in the actual deliberations of the grand jury. Although the indictment was signed by the State’s Attorney, neither Hymes nor his deputy nor any of his regular full time assistants participated in the presentation to the grand jury.

Except for the periods of time they were actually appearing before the grand jury or engaged in the prosecution of the case against appellant (when they were purportedly acting as Special Assistant State’s Attorneys for Howard County), Ruter and Penner continued to act and regard themselves as Deputy and Assistant State Prosecutor. They received no compensation whatsoever from the State’s Attorney’s Office for the duties performed while acting in their capacity as Special Assistant State’s Attorneys; instead, throughout their participation in this matter, Ruter and Penner received their usual compensation as employees of the office of the State Prosecutor. The State Prosecutor made no effort to seek reimbursement from the State’s Attorney’s Office for the services performed by Ruter and Penner during the course of their participation in the investigation and trial of appellant.

At the hearing on appellant’s motion to dismiss, Hymes proffered several reasons for requesting the assistance of the State Prosecutor’s Office in this matter. At the time investigation into appellant’s allegedly criminal activities was begun, appellant was employed as the Public Defender of Howard County. Hymes testified that he was reluctant to become involved in the matter in that there might be at least an appearance of a conflict of interest because the Public Defender and State’s Attorney’s staffs had contact on a daily basis and because Goldberg had represented Hymes many years previously in a civil matter. Hymes also testified that he initially thought that the State Prosecutor might have jurisdiction over the investigatory phase *707 in that there was a possibility the alleged offenses were multi-jurisdictional in nature. Dwight Thompson, Deputy State’s Attorney for Howard County, testified that it became apparent at a later date that the bulk of the alleged criminal activity took place in Howard County. Thompson additionally proffered that the State’s Attorney’s Office hoped to minimize the damage to appellant’s reputation by having persons outside the regularly paid staff of the State’s Attorney investigate appellant’s purported criminal activity.

I

It is well-established that an indictment is ineffective whenever persons who are not legally authorized to appear before the grand jury have been present during the inquiry leading up to the indictment. Coblentz v. State, 164 Md. 558, 568, 166 A. 45 (1933). See also State v. Ensor & Compton, 277 Md. 529, 533, 356 A.2d 259 (1976). This is so even where there has been no allegation of injury, and no corrupt or unlawful means have been employed. Coblentz, supra, 164 Md. at 568, 166 A. 45.

If one is authorized to appear before the grand jury in any single capacity, however, the fact that he is unauthorized to appear in another or different capacity will not serve to invalidate the indictment. Ensor & Compton, supra, 277 Md. at 538, 356 A.2d 259.

In the case at hand, the State has not contended on appeal, 1 nor could it, 2 that Ruter and Penner were autho *708 rized to attend the grand jury in their capacities as Deputy State Prosecutor and Assistant State Prosecutor. Thus, the validity of the indictment turns on whether Ruter and Penner were properly before the grand jury in their capacities as Special Assistant State’s Attorneys.

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Bluebook (online)
519 A.2d 779, 69 Md. App. 702, 1987 Md. App. LEXIS 233, Counsel Stack Legal Research, https://law.counselstack.com/opinion/goldberg-v-state-mdctspecapp-1987.