Golb v. Attorney General of the State of New York

870 F.3d 89, 2017 WL 3747185, 2017 U.S. App. LEXIS 16746
CourtCourt of Appeals for the Second Circuit
DecidedAugust 31, 2017
Docket16-0452-pr(L)
StatusPublished
Cited by8 cases

This text of 870 F.3d 89 (Golb v. Attorney General of the State of New York) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Golb v. Attorney General of the State of New York, 870 F.3d 89, 2017 WL 3747185, 2017 U.S. App. LEXIS 16746 (2d Cir. 2017).

Opinion

DENNIS JACOBS, Circuit Judge:'

In the academic debate about who wrote the Dead Sea Scrolls, petitioner-appellant Raphael Golb (“Golb”) was deeply committed to the side championed by his father Norman Golb. To further his father’s position, Golb wrote several emails impersonating other scholars in an apparent effort to at least embarrass proponents of the rival view and, in some instances, harm their reputations. A Manhattan grand jury charged him with, inter alia, multiple counts of criminal impersonation in the second degree and forgery in the third degree. He was convicted of most of those charges and pursued appeals up through the- New York Court of Appeals, which ■ vacated several convictions and narrowed the scope of the criminal impersonation statute, but left most of.the convictions intact.

In this federal habeas proceeding, the District Court for the Southern District of New York (Failla, J.) granted relief from two of Golb’s convictions, and denied it as to the other 17.

Golb makes three arguments as to why his surviving convictions must be vacated. In opposition, the state prosecutors argue on the merits and rely on the deference owed to state courts under the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”), Pub. L. No. 104-132,110 Stat. 1214 (1996).

• First, Golb invokes Shuttlesworth v. City of Birmingham, 382 U.S. 87, 86 S.Ct. 211, 16 L.Ed.2d 176 (1965), arguing that his impersonation convictions must be vacated if the jury might have relied on the impermissibly overbroad literal terms of the statute that the Court of Appeals' subsequently narrowed. We owe no AEDPA deference on this question because the New York Court of Appeals did not answer it “on the merits.” 28 U.S.C. § 2254(d). We conclude that four of Golb’s criminal impersonation convictions must be vacated under Shuttlesworth, but that five of them are so reliably supported by the evidence that they survive.
• Second, Golb argues that the criminal impersonation statute is facially unconstitutional. We do owe AEDPA deference as to this challenge, and we conclude that the New Ybrk courts’ resolution of this issue was not so unreasonable as to require habeas relief.
• Third, Golb argues that the criminal forgery statute is unconstitutionally overbroad. We conclude that the statute, *94 as interpreted by the trial court and the Court of Appeals, is so clearly overbroad as to be facially unconstitutional notwithstanding AEDPA deference. We narrow the statute to save it, and grant the habeas petition as to some (but not all) of the forgery convictions.

I

This case arises from a protracted academic debate about who wrote the Dead Sea Scrolls, ancient documents discovered in the 1940s and 1950s in a group of caves near Jerusalem. Most academics think that they were written by a Jewish sect called the Essenes who reportedly lived nearby (the “Essene Theory”), while the defendant’s father Norman Golb, a professor at the University of Chicago, argues that they had many disparate authors and were hidden in caves when Roman armies attacked Jerusalem in 70 A.D. (the “Golb Theory”).

The defendant is not a Scrolls scholar, but he has devoted much time to advocating for his father’s theory online. His anonymous and pseudonymous advocacy raises no issue here. But one of Golb’s email tactics was to impersonate other Scrolls scholars. The surviving criminal counts in this case are based on ten such emails, in which Golb impersonated, variously, Frank Cross, Lawrence Schiffman, and Jonathan Seidel—all scholars of the Scrolls. We review the three impersonations in turn.

In mid-2008, Bart Ehrman, a proponent of the Essene Theory, was invited to lecture at a museum exhibit about the Scrolls. Golb wrote an anonymous blog post arguing that Ehrman should not have been invited and criticizing the Essene Theory. Golb also created an email address (frank. cross2@gmail.com) which he used to impersonate Frank Cross, a well-known Scrolls scholar who has taught at Harvard and Wellesley. Using that email address, Golb sent emails to four scholars at the University of North Carolina—the host of the exhibit—which contained a link to his blog post and stated: “It looks like Bart [Ehrman] has gone and put his foot in his mouth again ... I’m seeing this crop up everywhere on the web.” Joint App’x at 1066. The email was signed “Frank Cross.”

In the fall of 2008, the Jewish Museum in New York City invited Professor Lawrence Schiffman of New York University, also a proponent of the Essene Theory, to lecture at its exhibit on the Scrolls. Golb published an article using the pseudonym “Peter Kaufman” which accused Schiffman of plagiarizing some of Norman Golb’s work. The same day, Golb created the email address “larry.schiffman@gmail. com” and sent the following message to four of Schiffman’s graduate students, including a link to the “Peter Kaufman” article accusing Schiffman of plagiarism:

Miryam, Sara, Cory, Ariel,
Apparently, someone is intent on exposing a minor failing of mine that dates back almost fifteen years ago.
You are not to mention the name of the scholar in question to any of our students, and every effort must be made to prevent this article from coming to their attention. This is my career at stake. I hope you will all understand.
http://www.nowpublic.com/culture/ plagiarism-and-de ad-sea-scrolls-did-nyu-professor-snitch-chicago-historians-work 1
Lawrence Schiffman

Id. at 1130.

The next day, Golb sent another message from the larry.schiffman@gmail.com email address, this time to every member *95 of Sehifftnan’s department at NYU, again attaching a link to the “Peter Kaufman” accusatory article:

Dear colleagues,
Apparently, someone is intent on exposing a minor failing of mine that dates back almost fifteen years ago.
Every effort must be made to prevent this article from coming to students’ attention. This is my career at stake. I hope you will all understand.
http://www.nowpublic.com/culture/ . plagiarism-and-de ad-sea-scrolls-did-nyu-department-chairman-pilfer-chica-go-historian-s-work
Lawrence Schiffman

Id. at 1139.

More emails from the Schiffman address went to the Dean and Provost of NYU, asking what the putative writer could do to “counter charges of plagiarism that have been raised against me,” and conceding “[i]t is true that I should have cited Dr. Golb’s articles when using his arguments, and it is true that I misrepresented his ideas.” Id. at 1137. Golb’s email to the Dean was then forwarded by Golb to NYU’s student newspaper, with the added exhortation: “I must ask you not to publish a word about this.” Id. at 1136.

A few months later, a Scrolls exhibit opened at the Royal Ontario Museum.

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Bluebook (online)
870 F.3d 89, 2017 WL 3747185, 2017 U.S. App. LEXIS 16746, Counsel Stack Legal Research, https://law.counselstack.com/opinion/golb-v-attorney-general-of-the-state-of-new-york-ca2-2017.