Gobuty v. Kavanagh

795 F. Supp. 281, 1992 U.S. Dist. LEXIS 8215, 1992 WL 117367
District Court, D. Minnesota·Decided June 1, 1992·No. Civ. 4-91-380·Published·Cited by 9 cases

Opinion

MEMORANDUM AND ORDER

MacLAUGHLIN, Chief Judge.

This matter is before the Court on defendants’ appeal of the January 31, 1992 order of the United States Magistrate Judge. The order will be affirmed.

FACTS

This is a medical malpractice action brought by plaintiffs Adrienne and Michael Gobuty against defendants Brian F. Kav-anagh, M.D., Mayo Foundation, and St. Mary’s Hospital. Plaintiffs, citizens of Canada, allege that the defendants were negligent in their care and treatment óf Ms. Gobuty’s left hip. Jurisdiction is premised upon diversity of citizenship.

Plaintiffs brought this action in May 1991. On June 7, 1991, counsel for defendants sent a medical authorization form to plaintiffs’ counsel and asked that it be executed and returned. The proposed authorization would have permitted Ms. Gobuty’s treating physicians to release copies of her medical records and to consult privately with defendants’ attorneys. Instead of executing this form, plaintiffs provided limited authorizations entitling defendants to obtain all medical records, but not to hold ex parte interviews.

Defendants brought a motion to compel Ms. Gobuty to sign an authorization form permitting ex parte interviews. By order of January 31, 1992, 141 F.R.D. 136, the Magistrate Judge denied defendants’ motion, concluding that the waiver of the physician-patient privilege did not extend to allowing defense counsel private interviews. The Magistrate Judge first determined that because this case is premised upon diversity jurisdiction, Minnesota state law governs the issue of privilege. Under MinmStat. § 595.02, subd. 5, a plaintiff, by commencing a medical malpractice action, waives the physician-patient privilege as to any information in the possession of his treating physicians. This waiver permits a defendant to informally communicate with plaintiff’s treating physicians if the physicians so consent, so long as the defendant notifies the plaintiff at least fifteen days in advance and permits plaintiff’s authorized representative to' be present at any such discussions. The Magistrate Judge interpreted subdivision 5 as conditioning the scope of plaintiffs waiver, and consequently the defendants’ right to conduct informal discussions, upon notification and the opportunity of plaintiffs to be present. In so holding, the Magistrate Judge rejected defendants’ argument that the portion of the statute affording plaintiffs the right to notice and to be present was procedural in character which, in accordance with Erie v. Tompkins, 304 U.S. 64, 58 S.Ct. 817, 82 L.Ed. 1188 (1938), did not apply in the federal courts.

This matter is now before the Court on defendants’ appeal from the Magistrate Judge’s order. The Court may modify or set aside any portion of the order found to be clearly erroneous in fact or contrary to law. 28 U.S.C. § 636(b)(1)(A); Fed.R.Civ.P. 72(a); D.Minn. LR 72.1(b)(2).

*283 DISCUSSION

The issue before the Court involves the physician-patient privilege. Because this is a diversity case, the Court must follow Minnesota law as to the existence and scope of the privilege. Cerro Gordo Charity v. Fireman’s Fund Am. Life Ins. Co., 819 F.2d 1471, 1477 (8th Cir.1987) (citing Fed.R.Evid. 501); Filz v. Mayo Found., 136 F.R.D. 165, 168 (D.Minn.1991). While the common law did not recognize a physician-patient privilege, see State v. Staat, 192 N.W.2d 192, 195 (Minn.1971), Minnesota has adopted one by statute. Minn.Stat. § 595.02 provides in relevant part:

A licensed physician ... shall not, without the consent of the patient, be allowed to disclose any information or any opinion based thereon which the professional acquired in attending the patient in a professional capacity, and which was necessary to enable the professional to act in that capacity....

Minn.Stat. § 595.02, subd. 1(d).

State law also controls what constitutes a waiver of the physician-patient privilege. Lind v. Canada Dry Corp., 283 F.Supp. 861, 863 (D.Minn.1968). In Minnesota, a plaintiff, by filing a medical malpractice action, automatically waives the privilege to the extent provided by statute:

A party who commences an action for malpractice ... against a health care provider ... waives in that action any [physician-patient] privilege_ This waiver must permit all parties to the action ... to informally discuss the information or opinion with the health care provider if the provider consents. Prior to an informal discussion with a health care provider, the defendant must mail written notice to the other party at least 15 days before the discussion. The plaintiffs attorney ... must have the opportunity to be present at any informal discussion.

Minn.Stat. § 595.02, subd. 5.

Before this waiver provision was enacted, the Minnesota Supreme Court in Wenninger v. Muesing, 307 Minn. 405, 240 N.W.2d 333 (1976) held that while a plaintiff automatically waived the privilege by placing his health in issue, that waiver did not extend to allowing the defendant ex parte contact with plaintiffs treating physicians. The plaintiffs in that case commenced a medical malpractice action against defendant physician. Pursuant to Minn.R.Civ.P. 35.03, which provides for a waiver of the medical privilege when a party places his health in issue, plaintiffs executed medical authorizations supplied by the defendant. Plaintiffs revoked their authorizations upon learning that the defendant intended to privately interview their other treating physicians. Defendant moved the trial court for an order directing plaintiffs to provide him with an authorization permitting ex parte interviews. The trial court granted defendant’s motion, and plaintiffs promptly applied to the supreme court for a writ of prohibition. Defendant argued that the required waiver was coextensive with the scope of the privilege; in other words, if the plaintiffs placed their health in issue, they completely, not partially, waived the privilege. Defense counsel should therefore be free to conduct ex parte interviews of plaintiffs’ treating physicians. ' In response, plaintiffs contended that the waiver was limited, extending only to written medical records and, in certain instances, a deposition of the treating physician. Private interviews, according to the plaintiffs, were still precluded by the privilege.

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