Gobuty v. Kavanagh

141 F.R.D. 136, 1992 U.S. Dist. LEXIS 9676, 1992 WL 16336
CourtDistrict Court, D. Minnesota
DecidedJanuary 31, 1992
DocketNo. Civ. 4-91-380
StatusPublished
Cited by3 cases

This text of 141 F.R.D. 136 (Gobuty v. Kavanagh) is published on Counsel Stack Legal Research, covering District Court, D. Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gobuty v. Kavanagh, 141 F.R.D. 136, 1992 U.S. Dist. LEXIS 9676, 1992 WL 16336 (mnd 1992).

Opinion

ORDER

FRANKLIN L. NOEL, United States Magistrate Judge.

Defendants seek by this motion to compel plaintiff to execute medical authorizations that permit defendants to conduct ex parte interviews with plaintiff’s treating doctors. A hearing on the motion was held December 2, 1991. Allan Shapiró, Esq. appeared on behalf of the plaintiffs. Creighton Magid, Esq. appeared on behalf of the defendants.

PROCEDURAL BACKGROUND

This case is a medical malpractice action brought by the plaintiffs against defendants for an alleged faulty hip replacement. Defendants claim that they are entitled to medical authorizations from the plaintiffs that allow the defendants to conduct ex parte interview with any physician that plaintiffs have seen at any time, concerning any malady. Plaintiffs do not oppose executing medical authorizations provided they incorporate the provisions of Minnesota’s privilege statute, which requires defendants to give plaintiffs prior notice of the interview and the opportunity to be present at the interview with the physician. Minn.Stat. § 595.02, subd. 5.

If the terms of the Minnesota statute are applicable, defendants are not entitled to the authorizations they seek to compel plaintiffs to execute, and their motion must be denied. This court must decide whether the Minnesota privilege statute is enforceable in this federal diversity case.

ANALYSIS

Minnesota’s privilege statute provides that a party who commences an action for malpractice, “waives in the action [the physician-patient privilege] ... as to any information or opinion in the possession of a health care provider who has examined or cared for the party or other person whose health or medical condition has been placed in controversy in the action.” Minn.Stat. § 595.02, subd. 5 (hereinafter “subdivision 5”). Subdivision 5 goes on to expressly permit all parties and their attorneys or other authorized representatives to informally discuss the information or opinion with the health care provider if the provider consents, and if the other party is given fifteen (15) days written prior notice and an opportunity to attend the interview. Id.

As the instant case is a diversity action in which the law of Minnesota provides the rule of decision, the court concludes that [138]*138Minnesota law governs the privilege issue. Fed.R.Evid. 501. The Minnesota statute sets forth the state privilege law applicable to this issue, and clearly establishes that any privilege belonging to plaintiffs was waived by commencement of this action. The statute also authorizes defendants to conduct informal interviews with plaintiff’s treating doctors provided they comply with the requirements of subdivision 5. The defendants’ proposed medical authorizations do not conform to the requirements of the Minnesota statute, in that the proposed authorizations do not provide fifteen (15) days prior written notice and an opportunity for plaintiff to attend the interview. There appears to this court no reason why plaintiffs should be compelled to execute medical authorizations that confer greater authority upon the defendants than they are entitled to under the applicable law.

Defendants contend that while the existence and waiver of the physician patient privilege is governed by state law, they argue that the balance of Minnesota’s privilege statute does not apply in federal court because it is procedural. The undersigned magistrate judge disagrees.

The Rules of Decision Act, provides: “The laws of the several states, except when the Constitution or treaties of the United States or Acts of Congress otherwise require or provide, shall be regarded as rules of decision in civil actions in the courts of the United States, in cases when they apply.”

Title 28, United States Code, Section 1652. Under a long line of cases beginning with Erie v. Tompkins, 304 U.S. 64, 58 S.Ct. 817, 82 L.Ed. 1188 (1938), the United States Supreme Court has interpreted the Act to require federal courts in diversity cases to apply state substantive law. Procedural matters are governed by applicable acts of Congress, and the Federal Rules of Civil Procedure and Federal Rules of Evidence.

In this case questions pertaining to the physician/patient privilege are governed by the Federal Rules of Evidence. Fed.R.Evid. 501 incorporates by reference the state law. Rule 501 expressly provides that in civil diversity cases, issues of privilege “shall be determined in accordance with state law.” Cerro Gordo Charity v. Fireman’s Fund, 819 F.2d 1471, 1477 (8th Cir.1987) (Fed.R.Evid. 501 dictates that in diversity cases, state privilege law applies).

There is nothing in Erie which prohibits a federal procedural rule from incorporating by reference state law even if the adopted state law itself has procedural aspects to it. There is nothing in Fed.R.Evid. 501 which requires the court to make a distinction between a state’s substantive privilege law and procedural rules designed to implement it. The rule on its face makes no such distinction, and the court sees no reason in law or logic for distinguishing between substantive and procedural aspects of a state’s privilege law when applying Federal Rule of Evidence 501.

Under this analysis there is no need to address the defendants’ contention that there is a conflict between the state procedural rules and federal discovery procedure. Under this analysis there literally can be no conflict because the federal procedural rule, Rule 501, incorporates by reference the state statute alleged to be in conflict with the federal law. Plaintiffs are entitled to the protections of the Minnesota statute and defendants’ motion to compel them to execute authorizations which do not include the statutory protections must be denied.

In any event even if Rule 501 is not read as incorporating the state’s privilege law, but is instead read as a restatement of the Rules of Decision Act, requiring an independent Erie analysis of the state’s privilege law, the result is the same: the state law must be enforced.

Ever since it decided Erie v. Tompkins, the Supreme Court has always required federal courts sitting in diversity cases to enforce state law unless the state law directly conflicts with an act of Congress or a federal rule. In Hanna v. Plumer, 380 U.S. 460, 85 S.Ct. 1136, 14 L.Ed.2d 8 (1965) the Supreme Court held that if a state law directly conflicts with a federal rule of procedure, the federal court [139]*139must apply the federal rule. The Hanna

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Related

Gobuty v. Kavanagh
795 F. Supp. 281 (D. Minnesota, 1992)
Neal v. Boulder
142 F.R.D. 325 (D. Colorado, 1992)

Cite This Page — Counsel Stack

Bluebook (online)
141 F.R.D. 136, 1992 U.S. Dist. LEXIS 9676, 1992 WL 16336, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gobuty-v-kavanagh-mnd-1992.