MEMORANDUM DECISION Jun 30 2015, 7:57 am Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be regarded as precedent or cited before any court except for the purpose of establishing the defense of res judicata, collateral estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE R. Patrick Magrath Gregory F. Zoeller Alcorn Sage Schwartz & Magrath, LLP Attorney General of Indiana Madison, Indiana Chandra K. Hein Deputy Attorney General Indianapolis, Indiana
IN THE COURT OF APPEALS OF INDIANA
Glenda Helton, June 30, 2015
Appellant-Defendant, Court of Appeals Case No. 36A01-1410-CR-438 v. Appeal from the Jackson Circuit Court State of Indiana, The Honorable Richard W. Poynter, Appellee-Plaintiff. Judge
Cause No. 36C01-1302-FB-1
Najam, Judge.
Court of Appeals of Indiana | Memorandum Decision 36A01-1410-CR-438| June 30, 2015 Page 1 of 7 Statement of the Case [1] Glenda Helton appeals the trial court’s denial of her motion to withdraw her
guilty plea. Helton raises a single issue for our review, namely, whether the
trial court abused its discretion when it denied her motion. We affirm.
Facts and Procedural History [2] On February 5, 2013, the State charged Helton with two counts of dealing in a
controlled substance, each as a Class B felony, and one count of neglect of a
dependent, as a Class D felony. According to the State, on February 10, 2012,
a confidential informant purchased Oxymorphone from Helton. Helton had
used her minor daughter as a courier to deliver the Oxymorphone to the
confidential informant. The State further alleged that, on July 11, 2012, a
confidential informant purchased Oxycodone from Helton.
[3] On April 8, 2014, Helton entered into a plea agreement with the State in which
she agreed to plead guilty to one count of dealing in a controlled substance, as a
Class B felony, and neglect of a dependent, as a Class D felony. In return, the
State agreed to dismiss the second Class B felony count for dealing in a
controlled substance. Helton and the State also agreed that Helton’s aggregate
sentence would be ten years, with four years served in the Department of
Correction, four years on house arrest, and two years on supervised probation.
[4] On May 2, the trial court held a guilty plea hearing. At that hearing, Helton
acknowledged that she had read and understood seventeen paragraphs in an
advisement of rights form, that she had reviewed that form with her attorney,
Court of Appeals of Indiana | Memorandum Decision 36A01-1410-CR-438| June 30, 2015 Page 2 of 7 and that she had signed and dated that form. The court then orally advised
Helton of her rights, after which she informed the court that she understood
that, by pleading guilty, she would be waiving those rights. And the court
informed Helton that,
once I accept the terms and conditions of this plea agreement, I become bound by it the same as you are. So if you come back to me at a later point, say a year down the road, and say, Judge, I no longer like this plea agreement, there’s nothing I can do about it. Once I accept the plea agreement, I become a party to it the same as you are. That means the only way this plea agreement can be altered after I accept it is if all the parties agree. That means you, your attorney, the State of Indiana[,] and me. Do you understand that?
Guilty Plea Tr. at 15. Helton confirmed that she understood the court’s
advisement. Helton then established a factual basis for her guilty plea under
oath, and the court took her plea under advisement pending sentencing.
[5] After the guilty plea hearing but before her sentencing hearing, Helton changed
counsel and filed a motion to withdraw her guilty plea. The court consolidated
a hearing on the motion to withdraw the guilty plea with the scheduled
sentencing hearing. At that hearing, Helton testified as follows:
Q [by Helton’s counsel]: Did [your prior counsel] advise you of your rights? That, you signed an advisement of rights[?]
A: Yes. Yes.
Q: Did you read that?
Court of Appeals of Indiana | Memorandum Decision 36A01-1410-CR-438| June 30, 2015 Page 3 of 7 A: Yes.
Q: And did you discuss that with him?
A: Yes.
Q: And so you understood that part of it?
Q: You just . . . you feel that, um, maybe his, um, advising . . .
A: Yeah. I don’t feel right. Yes. I don’t feel like he done what he should now, knowingly that, done his part . . . . I signed myself into drug and alcohol classes and all that and was goin’ to AANA, and he basically told me that it was for nothing. That I was going to prison anyway. That I should just spend my time with my family and, and make the best of what time I had free. And I’m beating myself up. Thought that sounded plausible and so that’s what I proceeded to do. Until I talked to other people at a later moment did I think that that was probably not the right decision on my part, and his as my lawyer. So that’s when I [sought] different counsel.
Sent. Tr. at 10-11. In the PSI, the probation department clarified Helton’s
position:
The defendant did not discuss the factual basis of the current offense during her presentence investigation interview, but she did talk about her reasons for requesting that her guilty plea be withdrawn.
***
After she pled guilty to the current offense, the defendant had a conversation with a friend who told her that, with a better Court of Appeals of Indiana | Memorandum Decision 36A01-1410-CR-438| June 30, 2015 Page 4 of 7 defense attorney, she could probably negotiate a plea agreement that did not involve her going to prison. After the conversation with her friend, Ms. Helton decided [to] spend the money she had saved up to hire her current defense attorney . . . to see if her deal could be re-negotiated.
Appellant’s App. at 135.
[6] After hearing Helton’s testimony and reviewing the PSI, the trial court denied
Helton’s motion to withdraw her guilty plea. The court then accepted Helton’s
plea agreement and sentenced her according to the terms of that agreement.
This appeal ensued.
Discussion and Decision [7] Helton argues that the trial court abused its discretion when it denied her
motion to withdraw her guilty plea. As our supreme court has explained:
“When a defendant moves to withdraw [her] guilty plea after its entry but
before sentencing, the trial court’s ruling on the motion is reviewable only for
an abuse of discretion.” Trueblood v. State, 587 N.E.2d 105, 110 (Ind. 1992).
Further:
Indiana Code § 35-35-1-4(b) governs motions to withdraw guilty pleas. After a defendant pleads guilty but before a sentence is imposed, a defendant may motion to withdraw a plea of guilty. Id. The court must allow a defendant to withdraw a guilty plea if “necessary to correct a manifest injustice.” Id.
By contrast, the court must deny the motion if withdrawal of the plea would “substantially prejudice[ ]” the State. Id. In all other
Court of Appeals of Indiana | Memorandum Decision 36A01-1410-CR-438| June 30, 2015 Page 5 of 7 cases, the court may grant the defendant’s motion to withdraw a guilty plea “for any fair and just reason.” Id.
Brightman v. State, 758 N.E.2d 41, 44 (Ind. 2001) (footnotes omitted).
[8] The trial court did not abuse its discretion when it denied Helton’s motion to
withdraw her guilty plea. Helton did not allege that she entered her plea or
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MEMORANDUM DECISION Jun 30 2015, 7:57 am Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be regarded as precedent or cited before any court except for the purpose of establishing the defense of res judicata, collateral estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE R. Patrick Magrath Gregory F. Zoeller Alcorn Sage Schwartz & Magrath, LLP Attorney General of Indiana Madison, Indiana Chandra K. Hein Deputy Attorney General Indianapolis, Indiana
IN THE COURT OF APPEALS OF INDIANA
Glenda Helton, June 30, 2015
Appellant-Defendant, Court of Appeals Case No. 36A01-1410-CR-438 v. Appeal from the Jackson Circuit Court State of Indiana, The Honorable Richard W. Poynter, Appellee-Plaintiff. Judge
Cause No. 36C01-1302-FB-1
Najam, Judge.
Court of Appeals of Indiana | Memorandum Decision 36A01-1410-CR-438| June 30, 2015 Page 1 of 7 Statement of the Case [1] Glenda Helton appeals the trial court’s denial of her motion to withdraw her
guilty plea. Helton raises a single issue for our review, namely, whether the
trial court abused its discretion when it denied her motion. We affirm.
Facts and Procedural History [2] On February 5, 2013, the State charged Helton with two counts of dealing in a
controlled substance, each as a Class B felony, and one count of neglect of a
dependent, as a Class D felony. According to the State, on February 10, 2012,
a confidential informant purchased Oxymorphone from Helton. Helton had
used her minor daughter as a courier to deliver the Oxymorphone to the
confidential informant. The State further alleged that, on July 11, 2012, a
confidential informant purchased Oxycodone from Helton.
[3] On April 8, 2014, Helton entered into a plea agreement with the State in which
she agreed to plead guilty to one count of dealing in a controlled substance, as a
Class B felony, and neglect of a dependent, as a Class D felony. In return, the
State agreed to dismiss the second Class B felony count for dealing in a
controlled substance. Helton and the State also agreed that Helton’s aggregate
sentence would be ten years, with four years served in the Department of
Correction, four years on house arrest, and two years on supervised probation.
[4] On May 2, the trial court held a guilty plea hearing. At that hearing, Helton
acknowledged that she had read and understood seventeen paragraphs in an
advisement of rights form, that she had reviewed that form with her attorney,
Court of Appeals of Indiana | Memorandum Decision 36A01-1410-CR-438| June 30, 2015 Page 2 of 7 and that she had signed and dated that form. The court then orally advised
Helton of her rights, after which she informed the court that she understood
that, by pleading guilty, she would be waiving those rights. And the court
informed Helton that,
once I accept the terms and conditions of this plea agreement, I become bound by it the same as you are. So if you come back to me at a later point, say a year down the road, and say, Judge, I no longer like this plea agreement, there’s nothing I can do about it. Once I accept the plea agreement, I become a party to it the same as you are. That means the only way this plea agreement can be altered after I accept it is if all the parties agree. That means you, your attorney, the State of Indiana[,] and me. Do you understand that?
Guilty Plea Tr. at 15. Helton confirmed that she understood the court’s
advisement. Helton then established a factual basis for her guilty plea under
oath, and the court took her plea under advisement pending sentencing.
[5] After the guilty plea hearing but before her sentencing hearing, Helton changed
counsel and filed a motion to withdraw her guilty plea. The court consolidated
a hearing on the motion to withdraw the guilty plea with the scheduled
sentencing hearing. At that hearing, Helton testified as follows:
Q [by Helton’s counsel]: Did [your prior counsel] advise you of your rights? That, you signed an advisement of rights[?]
A: Yes. Yes.
Q: Did you read that?
Court of Appeals of Indiana | Memorandum Decision 36A01-1410-CR-438| June 30, 2015 Page 3 of 7 A: Yes.
Q: And did you discuss that with him?
A: Yes.
Q: And so you understood that part of it?
Q: You just . . . you feel that, um, maybe his, um, advising . . .
A: Yeah. I don’t feel right. Yes. I don’t feel like he done what he should now, knowingly that, done his part . . . . I signed myself into drug and alcohol classes and all that and was goin’ to AANA, and he basically told me that it was for nothing. That I was going to prison anyway. That I should just spend my time with my family and, and make the best of what time I had free. And I’m beating myself up. Thought that sounded plausible and so that’s what I proceeded to do. Until I talked to other people at a later moment did I think that that was probably not the right decision on my part, and his as my lawyer. So that’s when I [sought] different counsel.
Sent. Tr. at 10-11. In the PSI, the probation department clarified Helton’s
position:
The defendant did not discuss the factual basis of the current offense during her presentence investigation interview, but she did talk about her reasons for requesting that her guilty plea be withdrawn.
***
After she pled guilty to the current offense, the defendant had a conversation with a friend who told her that, with a better Court of Appeals of Indiana | Memorandum Decision 36A01-1410-CR-438| June 30, 2015 Page 4 of 7 defense attorney, she could probably negotiate a plea agreement that did not involve her going to prison. After the conversation with her friend, Ms. Helton decided [to] spend the money she had saved up to hire her current defense attorney . . . to see if her deal could be re-negotiated.
Appellant’s App. at 135.
[6] After hearing Helton’s testimony and reviewing the PSI, the trial court denied
Helton’s motion to withdraw her guilty plea. The court then accepted Helton’s
plea agreement and sentenced her according to the terms of that agreement.
This appeal ensued.
Discussion and Decision [7] Helton argues that the trial court abused its discretion when it denied her
motion to withdraw her guilty plea. As our supreme court has explained:
“When a defendant moves to withdraw [her] guilty plea after its entry but
before sentencing, the trial court’s ruling on the motion is reviewable only for
an abuse of discretion.” Trueblood v. State, 587 N.E.2d 105, 110 (Ind. 1992).
Further:
Indiana Code § 35-35-1-4(b) governs motions to withdraw guilty pleas. After a defendant pleads guilty but before a sentence is imposed, a defendant may motion to withdraw a plea of guilty. Id. The court must allow a defendant to withdraw a guilty plea if “necessary to correct a manifest injustice.” Id.
By contrast, the court must deny the motion if withdrawal of the plea would “substantially prejudice[ ]” the State. Id. In all other
Court of Appeals of Indiana | Memorandum Decision 36A01-1410-CR-438| June 30, 2015 Page 5 of 7 cases, the court may grant the defendant’s motion to withdraw a guilty plea “for any fair and just reason.” Id.
Brightman v. State, 758 N.E.2d 41, 44 (Ind. 2001) (footnotes omitted).
[8] The trial court did not abuse its discretion when it denied Helton’s motion to
withdraw her guilty plea. Helton did not allege that she entered her plea or
waived her rights unknowingly or involuntarily. She did not allege that she was
ill-advised by counsel when she entered into the plea agreement and waived her
rights. Rather, the only basis for her motion was to try to renegotiate better
sentencing terms. We cannot say that a trial court abuses its discretion when it
denies a motion to withdraw a guilty plea where this is the only basis for the
motion. See, e.g., Trueblood, 587 N.E.2d at 109 (holding that the trial court did
not abuse its discretion when it denied a motion to withdraw a guilty plea when
the circumstances before the court suggested that the defendant was being
manipulative).
[9] Moreover, the crux of Helton’s argument on appeal is two-fold: first, that the
sentence she agreed to was unfair in light of the facts; and, second, that the
State presented no evidence that it would have been substantially prejudiced by
the withdrawal of Helton’s guilty plea. But, first, the trial court was not obliged
to accept Helton’s conclusion that withdrawal of her plea would have been “fair
and just.” I.C. § 35-35-1-4(b). And, second, the court denied Helton’s motion
in an exercise of its discretion; it did not deny her motion based on the theory
that granting the motion would substantially prejudice the State. Thus,
Helton’s arguments on appeal must fail. We affirm the trial court’s judgment. Court of Appeals of Indiana | Memorandum Decision 36A01-1410-CR-438| June 30, 2015 Page 6 of 7 [10] Affirmed.
Baker, J., and Friedlander, J., concur.
Court of Appeals of Indiana | Memorandum Decision 36A01-1410-CR-438| June 30, 2015 Page 7 of 7