19-1320 Girbes-Pierce v. City of New York et al.
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 17th day of March, two thousand twenty.
Present: BARRINGTON D. PARKER, DEBRA ANN LIVINGSTON, JOSEPH F. BIANCO, Circuit Judges. _____________________________________
THOMAS GIRBES-PIERCE,
Plaintiff-Appellant,
v. 19-1320
CITY OF NEW YORK, POLICE OFFICER CRAIG SIKORSKI, LIEUTENANT IAN RULE,
Defendants-Appellees,
POLICE OFFICERS JOHN DOES, 1-5,
Defendants. _____________________________________
For Plaintiff-Appellant: STEVEN M. WARSHAWSKY, The Warshawsky Law Firm, New York, NY.
For Defendants-Appellees: ASHLEY R. GARMAN (Richard Dearing, Ingrid R. Gustafson, on the brief), for Georgia M. Pestana,
1 Acting Corporation Counsel of the City of New York, New York, NY.
Appeal from a judgment of the United States District Court for the Southern District of
New York (Cott, M.J.).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
DECREED that the judgment of the district court is AFFIRMED.
Plaintiff-Appellant Thomas Girbes-Pierce (“Girbes-Pierce”) sued the City of New York
and New York City Police Officer Craig Sikorski (“Sikorski”) and Lieutenant Ian Rule (“Rule”)
(collectively, “Defendants”) under state law and 42 U.S.C. § 1983, alleging that the two officers
used excessive force in arresting him. He now appeals from an opinion and order of the U.S.
District Court for the Southern District of New York (Cott, M.J.), entered on April 9, 2019,
denying his motion for a new trial on damages following the jury’s determination that Sikorski,
but not Rule, used excessive force against Girbes-Pierce by pepper-spraying him after he was
already confined, but that Girbes-Pierce was entitled to only one dollar in nominal damages.
We review a district court’s denial of a Rule 59(a) motion for a new trial by viewing “the
evidence in the light most favorable to the nonmoving party, and will reverse only if the trial
court’s denial of the new trial motion constitutes an abuse of discretion.” Atkins v. New York
City, 143 F.3d 100, 102 (2d Cir. 1998) (internal citations omitted). We assume the parties’
familiarity with the underlying facts, the procedural history of the case, and the issues on appeal.
* * *
On appeal, Girbes-Pierce argues that the jury award must be set aside and a new damages
trial conducted because, on any permissible view of the evidence, he suffered actual,
compensable injury stemming from Sikorski’s use of pepper spray and is therefore entitled as a
matter of law to compensatory, rather than nominal, damages. We are unpersuaded.
2 “A motion for a new trial ordinarily should not be granted unless the trial court is
convinced that the jury has reached a seriously erroneous result or that the verdict is a
miscarriage of justice.” Atkins, 143 F.3d at 102 (quoting Lightfoot v. Union Carbide Corp., 110
F.3d 898, 911 (2d Cir. 1997)). Specifically, as regards the award of nominal damages in an
excessive force case, where “the jurors were entitled to resolve the conflicting testimony in a
way that permitted them to find that excessive force, though used, did not result in compensable
injuries, the award of only nominal damages will not be disturbed.” Haywood v. Koehler, 78
F.3d 101, 105 (2d Cir. 1996).
Here, the district court correctly determined that there was a permissible view of the
evidence that enabled the jury to conclude that the use of pepper spray constituted excessive
force, but that Girbes-Pierce did not suffer a compensable injury as a result. As an initial
matter, Girbes-Pierce’s argument in favor of a per se rule that the unlawful use of pepper spray
always inflicts actual, compensable injury is unavailing. This Court has long recognized that,
in order to obtain compensatory damages, a plaintiff must prove that the use of excessive force
was the proximate cause of an actual, compensable injury to the plaintiff. See, e.g., Gibeau v.
Nellis, 18 F.3d 107, 110 (2d Cir. 1994). Accordingly, “a jury finding of excessive force does
not automatically entitle a claimant to compensatory damages as a matter of law”; rather, “[i]n
certain circumstances, a jury could reasonably determine that compensatory damages are
inappropriate even where excessive force was used.” Amato v. City of Saratoga Springs, 170
F.3d 311, 314 (2d Cir. 1999) (first citing Atkins, 143 F.3d at 103, then citing Haywood, 78 F.3d
at 104). We have further recognized that a nominal damages award is appropriate where a
plaintiff has demonstrated only de minimis damages that lack monetary value. See, e.g., Ali v.
Kipp, 891 F.3d 59, 64 (2d Cir. 2018); Kerman v. City of New York, 374 F.3d 93, 123 (2d Cir.
3 2004). Nothing in this Court’s decision in Tracy v. Freshwater, 623 F.3d 90 (2d Cir. 2010),
which simply recognized that pepper spray generally “has a variety of incapacitating and painful
effects,” id. at 98, such that its use could in some cases underpin a finding of excessive force,
absolves Girbes-Pierce of his obligation to demonstrate compensable injury. We therefore
decline Girbes-Pierce’s invitation to fashion a pepper-spray-specific exception to the well-settled
case law regarding the availability of compensatory damages in excessive force cases.
Nor has Girbes-Pierce demonstrated that a nominal damages award was impermissible on
the facts of this case. The district court did not abuse its discretion in determining that there
was a viable path to the jury’s determination that Girbes-Pierce suffered, at most, de minimis
damages which were non-compensable.1 Critically, Girbes-Pierce acknowledges that he failed
to testify about any injuries attributable to the use of pepper spray, which the jury specified was
the sole instance of excessive force in the case. This failure supported an inference by the jury
that any effects of pepper spray were inconsequential and lacking in monetary value, such that
they did not warrant an award of compensatory damages. In arguing to the contrary,
Girbes-Pierce insists that the jury was obligated to accept the testimony of eyewitnesses who
observed the purported effects of pepper spray on Girbes-Pierce, such as moaning in pain, as
evidence of actual, compensable injury. However, the jury could have permissibly discounted
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19-1320 Girbes-Pierce v. City of New York et al.
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 17th day of March, two thousand twenty.
Present: BARRINGTON D. PARKER, DEBRA ANN LIVINGSTON, JOSEPH F. BIANCO, Circuit Judges. _____________________________________
THOMAS GIRBES-PIERCE,
Plaintiff-Appellant,
v. 19-1320
CITY OF NEW YORK, POLICE OFFICER CRAIG SIKORSKI, LIEUTENANT IAN RULE,
Defendants-Appellees,
POLICE OFFICERS JOHN DOES, 1-5,
Defendants. _____________________________________
For Plaintiff-Appellant: STEVEN M. WARSHAWSKY, The Warshawsky Law Firm, New York, NY.
For Defendants-Appellees: ASHLEY R. GARMAN (Richard Dearing, Ingrid R. Gustafson, on the brief), for Georgia M. Pestana,
1 Acting Corporation Counsel of the City of New York, New York, NY.
Appeal from a judgment of the United States District Court for the Southern District of
New York (Cott, M.J.).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
DECREED that the judgment of the district court is AFFIRMED.
Plaintiff-Appellant Thomas Girbes-Pierce (“Girbes-Pierce”) sued the City of New York
and New York City Police Officer Craig Sikorski (“Sikorski”) and Lieutenant Ian Rule (“Rule”)
(collectively, “Defendants”) under state law and 42 U.S.C. § 1983, alleging that the two officers
used excessive force in arresting him. He now appeals from an opinion and order of the U.S.
District Court for the Southern District of New York (Cott, M.J.), entered on April 9, 2019,
denying his motion for a new trial on damages following the jury’s determination that Sikorski,
but not Rule, used excessive force against Girbes-Pierce by pepper-spraying him after he was
already confined, but that Girbes-Pierce was entitled to only one dollar in nominal damages.
We review a district court’s denial of a Rule 59(a) motion for a new trial by viewing “the
evidence in the light most favorable to the nonmoving party, and will reverse only if the trial
court’s denial of the new trial motion constitutes an abuse of discretion.” Atkins v. New York
City, 143 F.3d 100, 102 (2d Cir. 1998) (internal citations omitted). We assume the parties’
familiarity with the underlying facts, the procedural history of the case, and the issues on appeal.
* * *
On appeal, Girbes-Pierce argues that the jury award must be set aside and a new damages
trial conducted because, on any permissible view of the evidence, he suffered actual,
compensable injury stemming from Sikorski’s use of pepper spray and is therefore entitled as a
matter of law to compensatory, rather than nominal, damages. We are unpersuaded.
2 “A motion for a new trial ordinarily should not be granted unless the trial court is
convinced that the jury has reached a seriously erroneous result or that the verdict is a
miscarriage of justice.” Atkins, 143 F.3d at 102 (quoting Lightfoot v. Union Carbide Corp., 110
F.3d 898, 911 (2d Cir. 1997)). Specifically, as regards the award of nominal damages in an
excessive force case, where “the jurors were entitled to resolve the conflicting testimony in a
way that permitted them to find that excessive force, though used, did not result in compensable
injuries, the award of only nominal damages will not be disturbed.” Haywood v. Koehler, 78
F.3d 101, 105 (2d Cir. 1996).
Here, the district court correctly determined that there was a permissible view of the
evidence that enabled the jury to conclude that the use of pepper spray constituted excessive
force, but that Girbes-Pierce did not suffer a compensable injury as a result. As an initial
matter, Girbes-Pierce’s argument in favor of a per se rule that the unlawful use of pepper spray
always inflicts actual, compensable injury is unavailing. This Court has long recognized that,
in order to obtain compensatory damages, a plaintiff must prove that the use of excessive force
was the proximate cause of an actual, compensable injury to the plaintiff. See, e.g., Gibeau v.
Nellis, 18 F.3d 107, 110 (2d Cir. 1994). Accordingly, “a jury finding of excessive force does
not automatically entitle a claimant to compensatory damages as a matter of law”; rather, “[i]n
certain circumstances, a jury could reasonably determine that compensatory damages are
inappropriate even where excessive force was used.” Amato v. City of Saratoga Springs, 170
F.3d 311, 314 (2d Cir. 1999) (first citing Atkins, 143 F.3d at 103, then citing Haywood, 78 F.3d
at 104). We have further recognized that a nominal damages award is appropriate where a
plaintiff has demonstrated only de minimis damages that lack monetary value. See, e.g., Ali v.
Kipp, 891 F.3d 59, 64 (2d Cir. 2018); Kerman v. City of New York, 374 F.3d 93, 123 (2d Cir.
3 2004). Nothing in this Court’s decision in Tracy v. Freshwater, 623 F.3d 90 (2d Cir. 2010),
which simply recognized that pepper spray generally “has a variety of incapacitating and painful
effects,” id. at 98, such that its use could in some cases underpin a finding of excessive force,
absolves Girbes-Pierce of his obligation to demonstrate compensable injury. We therefore
decline Girbes-Pierce’s invitation to fashion a pepper-spray-specific exception to the well-settled
case law regarding the availability of compensatory damages in excessive force cases.
Nor has Girbes-Pierce demonstrated that a nominal damages award was impermissible on
the facts of this case. The district court did not abuse its discretion in determining that there
was a viable path to the jury’s determination that Girbes-Pierce suffered, at most, de minimis
damages which were non-compensable.1 Critically, Girbes-Pierce acknowledges that he failed
to testify about any injuries attributable to the use of pepper spray, which the jury specified was
the sole instance of excessive force in the case. This failure supported an inference by the jury
that any effects of pepper spray were inconsequential and lacking in monetary value, such that
they did not warrant an award of compensatory damages. In arguing to the contrary,
Girbes-Pierce insists that the jury was obligated to accept the testimony of eyewitnesses who
observed the purported effects of pepper spray on Girbes-Pierce, such as moaning in pain, as
evidence of actual, compensable injury. However, the jury could have permissibly discounted
the weight of that testimony based on credibility determinations or otherwise concluded that it
demonstrated only de minimis injury from the pepper spray, or pain and discomfort stemming
from uses of force that the jury deemed reasonable. Girbes-Pierce also makes much of the
1 While Girbes-Pierce accuses the district court of placing “undue weight” on certain evidence, see Appellant’s Br. at 25, that argument misperceives the district court’s obligation at the Rule 59 stage, which was to “examine the record to determine whether it is possible to harmonize the jury’s verdict” under “any reasonable view [of the case] that is consistent with the facts and the testimony adduced at trial,” Ali, 891 F.3d at 65–66.
4 medical records he introduced into evidence; however, those records are not inconsistent with a
jury determination that the use of pepper spray resulted in no compensable injury. The records
demonstrate that Girbes-Pierce received no diagnosis or treatment for pepper spray and that,
while he complained of pain from his exposure to pepper spray, the only objective symptom
recorded by his treating physicians was “injected conjunctiva,” or red eyes. J.A. 548. Given
that Girbes-Pierce’s credibility was impeached by defense counsel at trial, the jury could have
concluded that Girbes-Pierce’s own reporting of his symptoms was unreliable and that the
absence of any diagnosis or treatment for pepper spray indicated solely injuries that lacked
monetary value. That conclusion would have been further bolstered by Girbes-Pierce’s
mugshot, which showed no visible injuries or effects from pepper spray.2
At bottom, Girbes-Pierce is mistaken in arguing that the jury was obligated to accept the
record evidence of any effects from pepper spray as unassailable proof of compensable injury
akin to the uncontroverted, objective evidence of a physical beating in Wheatley v. Beetar, 637
F.2d 863 (2d Cir. 1980). Here, the evidence in the record that Girbes-Pierce experienced some
effects from the use of pepper spray, standing alone, did not conclusively demonstrate
compensable injury; on the other hand, Girbes-Pierce’s failure to reference any effects from
pepper spray at trial, as well as the jury’s own assessment of his mugshot and medical records,
amply supported the conclusion that the pepper spray caused, at most, only de minimis injuries.
See Amato, 170 F.3d at 315 (acknowledging that evidence that permits a jury to form its “own
perception of the [plaintiff] during the incident, as well as of the incident itself, could serve to
2 While, as Girbes-Pierce points out, the mugshot was taken several hours after the incident, it was nonetheless probative of the extent to which he was impacted by the pepper spray and could therefore have been permissibly considered by the jury in weighing whether Girbes-Pierce had proven compensable injury, particularly in conjunction with his failure to testify about any pepper-spray-related injuries.
5 contradict [the plaintiff’s] claims of injury”). In these circumstances, the jury was justified in
concluding that, while the use of pepper spray had some effects on Girbes-Pierce, it ultimately
did not cause a compensable injury. Accordingly, the district court correctly determined that
Girbes-Pierce fell far short of the demanding showing required to obtain a new trial under
Federal Rule of Civil Procedure Rule 59(a).
We have considered Girbes-Pierce’s remaining arguments and find them to be without
merit. Accordingly, we AFFIRM the judgment of the district court.
FOR THE COURT: Catherine O’Hagan Wolfe, Clerk
6