Giancarlo PARRETTI, Petitioner-Appellant, v. UNITED STATES of America, Respondent-Appellee

112 F.3d 1363, 97 Daily Journal DAR 5765, 97 Cal. Daily Op. Serv. 3332, 1997 U.S. App. LEXIS 9988, 1997 WL 222841
Court of Appeals for the Ninth Circuit·Decided May 6, 1997·No. 95-56586·Published·Cited by 10 cases

Opinions

WILLIAM A. NORRIS, Circuit Judge.

On October 18, 1995, federal agents entered the Los Angeles office of the law firm of White & Case, interrupted a deposition being given by appellant Giancarlo Parretti and arrested him. The arrest was made pursuant to a warrant issued that morning on the basis of allegations contained in a French arrest warrant charging Parretti with extraditable crimes. After his arrest, Parretti was held without bail pending a decision by the French government whether to request his surrender at a later date.

Parretti’s appeal presents two constitutional questions: First, did the warrant issued for Parretti’s arrest violate the Fourth Amendment? Second, did Parretti’s detention without bail before his extradition hearing violate the Due Process Clause of the Fifth Amendment?

I

BACKGROUND

In 1990, a corporation headed by Giancarlo Parretti, an Italian citizen and resident, purchased MGM-United Artists for $1.3 billion. This leveraged transaction, which resulted in the formation of MGM-Pathe Communications Corporation, gave rise to a number of lawsuits. On October 9, 1995, Parretti' entered the United States in order to answer charges of perjury in connection with one of these suits in Delaware, and to attend his own deposition in connection with another in Los Angeles. The following day, France forwarded a diplomatic note to the Department of State requesting Parretti’s “provisional arrest” pursuant to Article IV of the Treaty of Extradition between the United States and France, Jan. 6,1909, U.S.-Fr., 22 U.S.T. 407, as amended, Feb. 12, 1970, T.I.A.S. 7075, so that he might be held in custody in case France decided to request his surrender at a later date.

Parretti was arrested pursuant to a warrant issued by United States Magistrate Judge Joseph Reichmann on the basis of allegations contained in a “Complaint for Provisional Arrest Warrant” sworn to on information and belief by an assistant United States Attorney (“AUSA”) for the Central District of California, “acting on behalf of the Government of France” (the “Complaint”). The AUSA alleged that Parretti had been charged in an international arrest warrant issued in France on May 3, 1995, with various crimes arising from his alleged looting of the French company Europe Image Distribution (EID), one of MGM-Pathe’s subsidiaries; that each of the offenses charged in the French arrest warrant1 was an extraditable offense under the treaty; and that'France had requested Parretti’s “provisional arrest” under Article IV of the treaty. Article IV provides for the “arrest and detention of a fugitive ... on information ... of the existence of ... a warrant of arrest” and for the person “provisionally arrested” to be held for up to 40 days pending a possible request that the fugitive be extradited. At the time the AUSA filed the Complaint, France had not requested Parretti’s extradition.2

The sole basis for the allegations of wrongdoing made in the AUSA’s Complaint is the French arrest warrant. In other words, the AUSA simply alleges on information and belief that the French arrest warrant contains various allegations of wrongdoing by Parretti. Complaint ¶2 (stating that the French [1366] warrant and the diplomatic note requesting Parretti’s arrest “provide the basis for the statements set forth below”), ¶ 5 (“The arrest warrant alleges the following facts in support of the charges____”). The French arrest warrant itself was not attached to the Complaint, nor were any affidavits or other competent evidence.

Parretti argued at his bail hearing and on his habeas petition to the district court that the warrant issued by Judge Reichmann violated the Fourth Amendment for two independent reasons. First, Parretti argued that the warrant was issued without probable cause because it was not based on evidence that Parretti had committed any of the offenses with which he was charged in the French arrest warrant. Parretti put it this way:

[I]f you look at the language in the Complaint, what they say, is that based on the French warrant, we are stating the following. All that they are doing is regurgitating to the court what they have obtained from the warrant from France. We don’t know what the investigating magistrate based those statements on.

ER at 150; RT at 7 (tr. of hr’g on Pet. for Habeas Corpus). In other words, Parretti argued that the record showed only that the United States warrant was based solely upon the existence of the French arrest warrant, and that the government made no showing to Judge Reichmann that the allegations contained in the French arrest warrant were based upon competent evidence.

In response, the government argued below that Judge Reichmann’s determination of probable cause was “supported by specific facts that are set forth in the Complaint, relaying facts that were conveyed to the United States by France.” ER at 23 (unofficial tr. of Nov. 1, 1995, hr’g on renewed bail application). The AUSA acknowledged that the “conveying of the facts was done in an informal way, that it wasn’t in a way of formal evidence,” but argued that “there’s nothing that prohibits that.” Id. (unofficial tr. of Nov. 1, 1995, hr’g on renewed bail application).

In denying Parretti’s habeas petition, the district court ruled that the arrest warrant issued by Judge Reichmann was valid because the Complaint “alleges more than sufficient facts, with more than sufficient particularity, to establish probable cause to believe that Parretti committed the offenses with which he is charged in France.” Findings of Fact, Conclusions of Law and Order denying application for bail and habeas corpus petition, filed Nov. 15,1995, at 5-6; E.R. exh. 11, at 5-6. In rejecting Parretti’s argument that the government had failed to make any evidentiary showing that he had committed a crime, the district court said at the hearing, “That’s what they got [sic] 40 days to clear up and to make a presentation in their extradition proceedings.” ER at 150-51; RT at 7-8.

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Giancarlo PARRETTI, Petitioner-Appellant, v. UNITED STATES of America, Respondent-Appellee, 112 F.3d 1363, 97 Daily Journal DAR 5765, 97 Cal. Daily Op. Serv. 3332, 1997 U.S. App. LEXIS 9988, 1997 WL 222841 (9th Cir. 1997).

112 F.3d 1363 (Giancarlo PARRETTI, Petitioner-Appellant, v. UNITED STATES of America, Respondent-Appellee) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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